F/M INVESTMENTS LLC
Latest filing: Apr 03, 2025 (72 days ago)
AUM
$16,899,434,237
187% change vs. 1 year ago
1070% change vs. 3 years ago
10000% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
70
367% change vs. 1 year ago
233% change vs. 3 years ago
775% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
WASHINGTON, DC
3050 K. ST NW, WASHINGTON, DC, UNITED STATES, 20007
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $15.3 |
| Non-Discretionary | $1.6 |
| Total | $16.9 |
| Client | AUM |
|---|---|
| Retail | $1.2 |
| Pooled | $8.5 |
| Institutional | $7.3 |
| Total | $16.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 171 | $0.1 |
| Average Individual AUM | $376,439 | |
| HNW | 852 | $1.1 |
| Average HNW AUM | $1,276,857 | |
| Retail Total | 1,023 | $1.2 |
| Average Retail AUM | $1,126,347 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $0.5 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $8.4 |
| Retail SMA AUM | $1.2 |
| Institutional SMA AUM | $7.3 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 23% | $1.9 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 29% | $2.4 |
| Municipal | 6% | $0.5 |
| Sovereign | 0% | $0.0 |
| IG Credit | 21% | $1.8 |
| HY Credit | 2% | $0.2 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 12% | $1.0 |
| Other Pools | 0% | $0.0 |
| Cash | 4% | $0.3 |
| Other | 2% | $0.2 |
| Total | 99% | $8.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| ZIEGLER CAPITAL MANAGEMENT, LLC | $6.6 | 309195 | |
| EMERALD ADVISERS, LLC | $2.6 | 107496 | |
| MAR VISTA INVESTMENT PARTNERS, LLC | $1.5 | 144906 | |
| OAKHURST CAPITAL ADVISORS, LLC | $0.9 | 311802 | |
| CONSERVATION RESOURCE PARTNERS, LLC | $0.8 | 160706 | |
| F/M DISTRIBUTORS, LLC | $0.0 | broker-dealer | 324026 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
14 active
| Name | Title |
|---|---|
| MORRIS, ALEXANDER, ROBERT | PRESIDENT AND CHIEF INVESTMENT OFFICER |
| HAILER, JOHN, THOMAS | MEMBER/MANAGER |
| MAGUIRE, CHRISTOPHER, JAMES | MEMBER |
| WILSON, MICHAEL, ARTHUR ROSS | MEMBER |
| BRIZIUS, CHARLES, ALBERT | MEMBER/MANAGER |
| MOONEY, MELISSA, MARY | CHIEF COMPLIANCE OFFICER |
| LITTLETON, DAVID, LOUIS | CHIEF EXECUTIVE OFFICER |
| HATHAWAY, ELIZABETH | CONTROLLER |
ADVDB.CO • SOURCE: SEC
Representatives
19 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| DANIEL SKUBIZ | WASHINGTON | DC | CHARTERED FINANCIAL ANALYST | ||||||
| DAVID DRZADINSKI | WASHINGTON | DC | S63|1995-09-14|S65|1998-10-15 | CHARTERED FINANCIAL ANALYST | |||||
| ALEXANDER MORRIS | WASHINGTON | DC | S65|2017-01-26 | ||||||
| THOMAS ENGLE | WASHINGTON | DC | S65|2012-02-20 | ||||||
| KEITH WELDON | WASHINGTON | DC | CHARTERED FINANCIAL ANALYST | ||||||
| CHONG HAN | WASHINGTON | DC | S63|2010-10-23 | CHARTERED FINANCIAL ANALYST | |||||
| DAVID LITTLETON | WASHINGTON | DC | S65|2015-06-03 | ||||||
| MARCIN ZDUNEK | WASHINGTON | DC | S65|2022-10-10 | ||||||
| JUSTIN HENNESSY | WASHINGTON | DC | S63|2002-02-26|S65|2014-02-07 | ||||||
| RANDALL LOVING | WASHINGTON | DC | S65|2022-06-06 | ||||||
| ZACHARY NEWCOMER | WASHINGTON | DC | S63|1997-08-11|S65|1999-12-12 | CHARTERED FINANCIAL ANALYST | |||||
| FRANCISCO BIDO | WASHINGTON | DC | S65|2016-02-16 | ||||||
| JEFFREY HOLMES | WASHINGTON | DC | S63|1986-09-17|S66|2002-12-06 | CHARTERED FINANCIAL ANALYST | |||||
| GREGORY GLIDDEN | WASHINGTON | DC | S63|1987-02-13|S65|1997-12-03 | ||||||
| STEVEN ROSNER | WASHINGTON | DC | S63|1987-10-01|S65|2007-09-17 | ||||||
| SEAN HUGHES | WASHINGTON | DC | CHARTERED FINANCIAL ANALYST | ||||||
| GARY HURLBUT | WASHINGTON | DC | S63|1988-05-02|S65|1998-07-15 | CHARTERED FINANCIAL ANALYST | |||||
| JOEL VRABEL | WASHINGTON | DC | S63|1995-02-28|S65|1994-06-14 | CHARTERED FINANCIAL ANALYST | |||||
| RICHARD BURLING | WASHINGTON | DC | S63|1990-04-09|S66|2001-06-20 | CHARTERED FINANCIAL ANALYST | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $16.9 | $0.0 | 0% | 70 | 0 | 0% |
| 2025-04-21 | $16.9 | $0.0 | 0% | 70 | 0 | 0% |
| 2024-04-02 | $5.9 | $11.0 | 187% | 15 | 55 | 367% |
| 2023-04-04 | $1.9 | $15.0 | 806% | 18 | 52 | 289% |
| 2022-04-01 | $1.4 | $15.5 | 1070% | 21 | 49 | 233% |
| 2021-04-05 | $1.5 | $15.4 | 1053% | 20 | 50 | 250% |
| 2020-04-01 | $0.0 | $16.9 | 161487% | 8 | 62 | 775% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| DC, AK-03/08/2024, AL-03/08/2024, AR-03/08/2024, AZ-03/08/2024, CA-12/21/2020, CO-05/26/2021, CT-12/10/2019, DC-06/28/2019, DE-03/08/2024, FL-08/18/2020, GA-03/08/2024, HI-03/08/2021, IA-03/08/2024, ID-03/08/2024, IL-03/08/2024, IN-03/08/2024, KS-04/16/2020, KY-03/08/2024, LA-03/08/2024, MA-07/16/2020, MD-03/08/2024, ME-03/08/2024, MI-10/29/2020, MN-03/08/2024, MO-03/08/2024, MS-03/08/2024, MT-03/08/2024, NC-05/26/2021, ND-03/08/2024, NE-05/26/2021, NH-03/08/2021, NJ-11/04/2020, NM-03/08/2024, NV-03/08/2021, NY-10/29/2020, OH-07/15/2020, OK-03/08/2024, OR-03/08/2024, PA-10/29/2020, RI-03/08/2024, SC-03/08/2024, SD-05/26/2021, TN-03/08/2024, TX-10/29/2020, UT-03/08/2024, VA-03/08/2024, VT-03/08/2024, WA-03/08/2024, WI-03/08/2024, WV-03/08/2024, WY-03/08/2024 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV