EMERALD ADVISERS, LLC
Latest filing: Mar 28, 2025 (79 days ago)
AUM
$2,624,703,068
10% change vs. 1 year ago
-5% change vs. 3 years ago
9% change vs. 5 years ago
28% change vs. 10 years ago
Employee Count
35
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
LEOLA, PA
3175 OREGON PIKE, LEOLA, PA, UNITED STATES, 17540
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $2.6 |
| Non-Discretionary | $0.0 |
| Total | $2.6 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.2 |
| Institutional | $2.4 |
| Total | $2.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $0.7 |
| STATE STREET CORPORATION | BOSTON-MA-USA | $0.5 |
| BNY MELLON, NATIONAL ASSOCIATION | PITTSBURGH-PA-USA | $0.5 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $2.4 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $2.4 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 97% | $2.4 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.0 |
| Other | 1% | $0.0 |
| Total | 100% | $2.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| F/M INVESTMENTS LLC | $16.9 | 304405 | |
| EMERALD MUTUAL FUND ADVISERS TRUST | $1.7 | 135130 | |
| CONSERVATION RESOURCE PARTNERS, LLC | $0.8 | 160706 | |
| EMSTONE ADVISERS, LLC | $0.0 | 139061 | |
| EMERALD SEPARATE ACCOUNT MANAGEMENT LLC | $0.0 | 150202 | |
| EMERALD FINANCIAL SERVICES PRIVATE EQUITY PARTNERS LLC | $0.0 | - | |
| ZIEGLER CAPITAL MANAGEMENT, LLC | $0.0 | 135622 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
19 active
| Name | Title |
|---|---|
| MERTZ, KENNETH, GEORGE | CHIEF EXECUTIVE OFFICER, PRESIDENT AND DIRECTOR |
| SEARS, STACEY, LYNN | SENIOR VICE PRESIDENT AND DIRECTOR |
| MOYER, DANIEL, WEBSTER | EXECUTIVE VICE PRESIDENT, TRUSTEE |
| MEEHAN, JAMES, ANDREW | CHIEF COMPLIANCE OFFICER |
| WARE, PAUL, WILLARD | TRUSTEE |
| HAILER, JOHN, THOMAS | MEMBER/MANAGER |
| MAGUIRE, CHRISTOPHER | MEMBER |
| WILSON, MICHAEL, ARTHUR ROSS | MEMBER |
| BRIZIUS, CHARLES, ALBERT | MEMBER/MANAGER |
| REHR, SCOTT, LAMBERT | TRUSTEE |
ADVDB.CO • SOURCE: SEC
Representatives
3 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| STACEY SEARS | LEOLA | PA | S63|1995-05-12|S65|2001-12-04 | ||||||
| KENNETH MERTZ | LEOLA | PA | |||||||
| JOSEPH GARNER | LEOLA | PA | S63|1994-06-27|S65|2002-04-01 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $2.6 | $0.0 | 0% | 35 | 0 | 0% |
| 2025-04-21 | $2.6 | $0.0 | 0% | 35 | 0 | 0% |
| 2024-04-02 | $2.4 | $0.2 | 10% | 35 | 0 | 0% |
| 2023-04-04 | $2.1 | $0.5 | 25% | 35 | 0 | 0% |
| 2022-04-01 | $2.8 | -$0.1 | -5% | 35 | 0 | 0% |
| 2021-04-05 | $3.1 | -$0.5 | -15% | 35 | 0 | 0% |
| 2020-04-01 | $2.4 | $0.2 | 9% | 35 | 0 | 0% |
| 2019-04-01 | $2.8 | -$0.1 | -5% | 35 | 0 | 0% |
| 2018-04-02 | $2.5 | $0.1 | 5% | 35 | 0 | 0% |
| 2017-04-01 | $2.3 | $0.3 | 15% | 35 | 0 | 0% |
| 2016-04-01 | $2.1 | $0.5 | 24% | 35 | 0 | 0% |
| 2015-04-01 | $2.1 | $0.6 | 28% | 35 | 0 | 0% |
| 2014-04-01 | $1.8 | $0.8 | 46% | 32 | 3 | 9% |
| 2013-04-01 | $1.4 | $1.2 | 84% | 32 | 3 | 9% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| PA, CA-09/23/1997, DE-08/07/2003, GA-09/15/1997, NJ-10/16/1997, PA-03/11/1992, TX-01/01/2001 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV