AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $6.6 |
| Non-Discretionary | $0.0 |
| Total | $6.6 |
| Client | AUM |
|---|---|
| Retail | $0.7 |
| Pooled | $0.2 |
| Institutional | $5.7 |
| Total | $6.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 210 | $0.0 |
| Average Individual AUM | ||
| HNW | 465 | $0.6 |
| Average HNW AUM | ||
| Retail Total | 675 | $0.7 |
| Average Retail AUM | $981,568 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| U.S. BANCORP INVESTMENTS, INC. | SAINT PAUL-MN-USA | $1.7 |
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $1.1 |
| BANK OF NEW YORK MELLON TRUST COMPANY | NEW YORK-NY-USA | $0.7 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $6.4 |
| Retail SMA AUM | $0.7 |
| Institutional SMA AUM | $5.7 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 28% | $1.8 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 10% | $0.6 |
| Municipal | 0% | $0.0 |
| Sovereign | 25% | $1.6 |
| IG Credit | 25% | $1.6 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 3% | $0.2 |
| Other Pools | 0% | $0.0 |
| Cash | 9% | $0.6 |
| Other | 0% | $0.0 |
| Total | 100% | $6.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| F/M INVESTMENTS LLC | $16.9 | 304405 | |
| EMERALD ADVISERS, LLC | $2.6 | 107496 | |
| CONSERVATION RESOURCE PARTNERS, LLC | $0.8 | 160706 | |
| F/M DISTRIBUTORS, LLC | $0.0 | broker-dealer | 324026 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
12 active
| Name | Title |
|---|---|
| GLIDDEN, GREG | CHIEF EQUITY STRATEGIST |
| HAILER, JOHN, THOMAS | MEMBER/MANAGER |
| MAGUIRE, CHRISTOPHER, JAMES | MANAGER |
| WILSON, MICHAEL, ARTHUR ROSS | MANAGER |
| BRIZIUS, CHARLES, ALBERT | MEMBER/MANAGER |
| MORRIS, ALEXANDER, ROBERT | CHIEF EXECUTIVE OFFICER |
| MOONEY, MELISSA, MARY | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV