AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $4.2 |
| Non-Discretionary | $0.0 |
| Total | $4.3 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $3.0 |
| Institutional | $1.3 |
| Total | $4.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.3 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $1.3 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 100% | $1.3 |
| Total | 100% | $1.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| INVESTCORP CREDIT MANAGEMENT US LLC | $11.6 | 165140 | |
| INVESTCORP ABSOLUTE RETURN INVESTMENTS LLC | $1.3 | 306860 | |
| INVESTCORP INVESTMENT SOLUTIONS LLC | $1.1 | 314925 | |
| N.A. INVESTCORP LLC | $0.0 | broker-dealer | 134162 |
| INVESTCORP TECHNOLOGY FUND IV GP LP | $0.0 | - | |
| INVESTCORP ASPEN FUND GP LIMITED | $0.0 | - | |
| INVESTCORP JAPAN, LLC | $0.0 | broker-dealer | - |
| INVESTCORP EUROPEAN PRIVATE EQUITY FUND III GP LIMITED | $0.0 | - | |
| INVESTCORP WOLVERINE COINVEST GP | $0.0 | - | |
| INVESTCORP (ABU DHABI) LIMITED | $0.0 | - | |
| TAGES CAPITAL LLP | $0.0 | - | |
| INVESTCORP FORTUNE AS GP LIMITED | $0.0 | - | |
| INVESTCORP INDIA ASSET MANAGERS PRIVATE LIMITED | $0.0 | - | |
| INVESTCORP SAUDI ARABIA FINANCIAL INVESTMENTS CO. | $0.0 | broker-dealer | - |
| INVESTCORP EUROPEAN BUYOUT FUND 2019 GP, LP | $0.0 | - | |
| INVESTCORP NORTH AMERICAN PRIVATE EQUITY FUND I GP S.A R.L. | $0.0 | - | |
| INVESTCORP GULF INVESTMENTS BSC | $0.0 | broker-dealer | - |
| UTA INVESTCORP FUND GP 1 LLC | $0.0 | - | |
| INVESTCORP MANAGEMENT HOLDINGS, L.P. | $0.0 | - | |
| INVESTCORP SUISSE AG | $0.0 | - | |
| MP CLO MANAGEMENT LLC | $0.0 | 291918 | |
| INVESTCORP STRATEGIC CAPITAL PARTNERS II GP, L.P. | $0.0 | - | |
| INVESTCORP MALTA LIMITED | $0.0 | broker-dealer | - |
| INVESTCORP INVESTMENT MANAGERS INDIA LLP | $0.0 | - | |
| INVESTCORP TECHNOLOGY FUND V GP LIMITED PARTNERSHIP | $0.0 | - | |
| ICM NOMINEES HOLDING LIMITED | $0.0 | broker-dealer | - |
| MERCURY CAPITAL ADVISORS, LLC | $0.0 | broker-dealer | 152338 |
| CM INVESTMENT PARTNERS LLC | $0.0 | - | |
| INVESTCORP ASSET ADVISORY SERVICES LIMITED | $0.0 | broker-dealer | - |
| INVESTCORP EUROPEAN PRIVATE EQUITY FUND III GP S.A R.L. | $0.0 | - | |
| INVESTCORP NORTH AMERICAN PRIVATE EQUITY I GP L.P. | $0.0 | - | |
| INVESTCORP ASIA FINANCIAL SERVICES PRIVATE LIMITED | $0.0 | broker-dealer | - |
| INVESTCORP STRATEGIC CAPITAL PARTNERS GP, L.P. | $0.0 | - | |
| MARBLE POINT CLO MANAGEMENT LLC | $0.0 | 291917 | |
| MARBLE POINT CREDIT MANAGEMENT LLC | $0.0 | 284749 | |
| MERCURY CAPITAL ADVISORS UNIPESSOAL, LDA | $0.0 | broker-dealer | - |
| INVESTCORP FUND MANAGEMENT SERVICES LIMITED | $0.0 | - | |
| PRO-II HOLDINGS LIMITED | $0.0 | - | |
| INVESTCORP CORPORATE SERVICES LIMITED | $0.0 | - | |
| INVESTCORP PRIVATE EQUITY 2007 FUND GP LP | $0.0 | - | |
| INVESTCORP CREDIT MANAGEMENT EU LIMITED | $0.0 | 159878 | |
| MERCURY CAPITAL ADVISORS, LLP | $0.0 | - | |
| INVESTCORP FINANCIAL SERVICES B.S.C. | $0.0 | - | |
| INVESTCORP INVESTMENT ADVISERS LIMITED | $0.0 | 134430 | |
| INVESTCORP TECHNOLOGY SECONDARY FUND 2018 GP, LP | $0.0 | - | |
| TAGES CAPITAL SGR S.P.A. | $0.0 | - | |
| INVESTCORP TECHNOLOGY FUND V GP S.A R.L. | $0.0 | - | |
| INVESTCORP SECURITIES LIMITED | $0.0 | broker-dealer | - |
| ICM SENIOR LOAN FUND CORPORATION | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| No control persons found |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $4.3 | $0.0 | 0% | 78 | 0 | 0% |
| 2025-04-21 | $4.3 | $0.0 | 0% | 78 | 0 | 0% |
| 2024-04-02 | $4.1 | $0.2 | 4% | 96 | -18 | -19% |
| 2023-04-04 | $2.5 | $1.8 | 70% | 93 | -15 | -16% |
| 2022-04-01 | $0.7 | $3.5 | 476% | 78 | 0 | 0% |
| 2021-04-05 | $0.7 | $3.6 | 500% | 81 | -3 | -4% |
| 2020-04-01 | $1.5 | $2.8 | 189% | 97 | -19 | -20% |
| 2019-04-01 | $2.6 | $1.7 | 66% | 91 | -13 | -14% |
| 2018-04-02 | $2.2 | $2.1 | 96% | 75 | 3 | 4% |
| 2017-04-01 | $2.4 | $1.8 | 74% | 78 | 0 | 0% |
| 2016-04-01 | $4.1 | $0.2 | 4% | 76 | 2 | 3% |
| 2015-04-01 | $5.4 | -$1.1 | -21% | 81 | -3 | -4% |
| 2014-04-01 | $7.5 | -$3.2 | -43% | 84 | -6 | -7% |
| 2013-04-01 | $7.9 | -$3.6 | -46% | 92 | -14 | -15% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, NY-11/25/2005 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV