AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $1.1 |
| Non-Discretionary | $0.0 |
| Total | $1.1 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $1.1 |
| Total | $1.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.1 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $1.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 8% | $0.1 |
| Govt Agency | 1% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 32% | $0.4 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 10% | $0.1 |
| Other | 48% | $0.5 |
| Total | 100% | $1.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| INVESTCORP CREDIT MANAGEMENT US LLC | $11.6 | 165140 | |
| INVESTCORP INVESTMENT ADVISERS LLC | $4.3 | 137790 | |
| INVESTCORP ABSOLUTE RETURN INVESTMENTS LLC | $1.3 | 306860 | |
| CM INVESTMENT PARTNERS LLC | $0.5 | 168941 | |
| MARBLE POINT CLO MANAGEMENT LLC | $0.0 | 291917 | |
| INVESTCORP GULF INVESTMENTS BSC | $0.0 | broker-dealer | - |
| INVESTCORP TECHNOLOGY FUND V GP S.A R.L. | $0.0 | - | |
| UTA INVESTCORP FUND GP 1 LLC | $0.0 | - | |
| INVESTCORP (ABU DHABI) LIMITED | $0.0 | - | |
| INVESTCORP NORTH AMERICAN PRIVATE EQUITY FUND I GP S.A R.L. | $0.0 | - | |
| INVESTCORP EUROPEAN BUYOUT FUND 2019 GP, LP | $0.0 | - | |
| INVESTCORP EUROPEAN PRIVATE EQUITY FUND III GP S.A R.L. | $0.0 | - | |
| INVESTCORP FUND MANAGEMENT SERVICES LIMITED | $0.0 | - | |
| INVESTCORP FORTUNE AS GP LIMITED | $0.0 | - | |
| INVESTCORP NORTH AMERICAN PRIVATE EQUITY FUND I GP, L.P. | $0.0 | - | |
| INVESTCORP CORPORATE SERVICES LIMITED | $0.0 | - | |
| N.A. INVESTCORP LLC | $0.0 | broker-dealer | 134162 |
| INVESTCORP FINANCIAL SERVICES B.S.C. | $0.0 | broker-dealer | - |
| TAGES CAPITAL SGR S.P.A. | $0.0 | - | |
| INVESTCORP SAUDI ARABIA FINANCIAL INVESTMENTS CO. | $0.0 | broker-dealer | - |
| INVESTCORP PRIVATE EQUITY 2007 FUND GP LP | $0.0 | 163063 | |
| ICM NOMINEES HOLDING LIMITED | $0.0 | broker-dealer | - |
| ICM SENIOR LOAN FUND CORPORATION | $0.0 | - | |
| INVESTCORP ASSET ADVISORY SERVICES LIMITED | $0.0 | broker-dealer | - |
| INVESTCORP INVESTMENT ADVISERS LIMITED | $0.0 | 134430 | |
| MERCURY CAPITAL ADVISORS UNIPESSOAL, LDA | $0.0 | broker-dealer | - |
| MARBLE POINT CREDIT MANAGEMENT LLC | $0.0 | 284749 | |
| PRO-II HOLDINGS LIMITED | $0.0 | - | |
| INVESTCORP CREDIT MANAGEMENT EU LIMITED | $0.0 | 159878 | |
| INVESTCORP STRATEGIC CAPITAL PARTNERS II GP, L.P. | $0.0 | - | |
| INVESTCORP JAPAN, LLC | $0.0 | broker-dealer | - |
| INVESTCORP SECURITIES LIMITED | $0.0 | broker-dealer | 287521 |
| INVESTCORP ASIA FINANCIAL SERVICES PRIVATE LIMITED | $0.0 | broker-dealer | - |
| MERCURY CAPITAL ADVISORS, LLC | $0.0 | broker-dealer | 152338 |
| INVESTCORP TECHNOLOGY FUND V GP LIMITED PARTNERSHIP | $0.0 | - | |
| INVESTCORP SUISSE AG | $0.0 | - | |
| INVESTCORP TECHNOLOGY SECONDARY FUND 2018 GP, LP | $0.0 | - | |
| MERCURY CAPITAL ADVISORS, LLP | $0.0 | - | |
| INVESTCORP WOLVERINE COINVEST GP | $0.0 | - | |
| INVESTCORP ASPEN FUND GP LIMITED | $0.0 | - | |
| INVESTCORP MALTA LIMITED | $0.0 | broker-dealer | - |
| INVESTCORP INDIA ASSET MANAGERS PRIVATE LIMITED | $0.0 | - | |
| TAGES CAPITAL LLP | $0.0 | - | |
| INVESTCORP TECHNOLOGY FUND IV GP LP | $0.0 | - | |
| INVESTCORP INVESTMENT MANAGERS INDIA LLP | $0.0 | - | |
| MP CLO MANAGEMENT LLC | $0.0 | 291918 | |
| INVESTCORP STRATEGIC CAPITAL PARTNERS GP, L.P. | $0.0 | - | |
| INVESTCORP EUROPEAN PRIVATE EQUITY FUND III GP LIMITED | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $1.1 | $0.0 | 0% | 4 | 0 | 0% |
| 2025-04-21 | $1.1 | $0.0 | 0% | 4 | 0 | 0% |
| 2024-04-02 | $0.4 | $0.7 | 211% | 3 | 1 | 33% |
| 2023-04-04 | $0.1 | $1.0 | 1015% | 3 | 1 | 33% |
| 2022-04-01 | $0.0 | $0.0 | 0% | 2 | 2 | 100% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, NY-06/21/2021 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV