AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.5 |
| Total | $0.5 |
| Client | AUM |
|---|---|
| Retail | $0.4 |
| Pooled | $0.0 |
| Institutional | $0.2 |
| Total | $0.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.4 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.4 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| INVESTRUST | OKLAHOMA CITY-OK-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.5 |
| Retail SMA AUM | $0.4 |
| Institutional SMA AUM | $0.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 36% | $0.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 53% | $0.3 |
| Other Pools | 0% | $0.0 |
| Cash | 11% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $0.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| CE INVESTMENT MANAGEMENT, LLC | $5.7 | 299786 | |
| INSURICA | $0.0 | - | |
| INVESTRUST RETIREMENT SPECIALISTS, LLC. | $0.0 | - | |
| FIRST FIDELITY BANK | $0.0 | - | |
| INVESTRUST | $0.0 | trust company | - |
| AMERICAN FIDELITY ASSURANCE COMPANY | $0.0 | - | |
| AMERICAN FIDELITY CORPORATION | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
14 active
| Name | Title |
|---|---|
| CARTER, SHANNON, DAWN | CHIEF COMPLIANCE OFFICER |
| FRIDAY, CATHY, ANN | CHIEF FINANCIAL OFFICER |
| WILLIAMS, MARK, THOMAS | PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHIEF INVESTMENT OFFICER |
| CAMERON, WILLIAM, MARTYN | TRUSTEE |
| CAMERON, LYNDA, LEE | TRUSTEE |
| CARPENTER, DAVID, RAY | CHAIRMAN, BOARD OF MANAGERS |
| CORUM, WILLIAM | BOARD OF MANAGERS |
| DICKEY, JO ANN | BOARD OF MANAGERS |
ADVDB.CO • SOURCE: SEC
6 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| MARK WILLIAMS | OKLAHOMA CITY | OK | S63|2003-06-04|S66|2005-07-08 | CHARTERED FINANCIAL ANALYST | |||||
| DANIEL JUNKIN | OKLAHOMA CITY | OK | S65|2007-09-07 | ||||||
| SHANNON CARTER | OKLAHOMA CITY | OK | S65|2007-09-07 | CERTIFIED FINANCIAL PLANNER | |||||
| STEVEN REPLOGLE | OKLAHOMA CITY | OK | S66|2000-05-04 | CHARTERED FINANCIAL ANALYST | |||||
| ANDREW HOOD | OKLAHOMA CITY | OK | S63|1990-10-31|S65|2013-07-12 | ||||||
| GREGORY BAUM | OKLAHOMA CITY | OK | CHARTERED FINANCIAL ANALYST | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.5 | $0.0 | 0% | 10 | 0 | 0% |
| 2025-04-21 | $0.5 | $0.0 | 0% | 10 | 0 | 0% |
| 2024-04-02 | $0.6 | $0.0 | -3% | 9 | 1 | 11% |
| 2023-04-04 | $0.5 | $0.0 | 4% | 10 | 0 | 0% |
| 2022-04-01 | $0.7 | -$0.1 | -16% | 11 | -1 | -9% |
| 2021-04-05 | $0.8 | -$0.3 | -35% | 11 | -1 | -9% |
| 2020-04-01 | $0.8 | -$0.3 | -32% | 12 | -2 | -17% |
| 2019-04-01 | $0.7 | -$0.1 | -17% | 12 | -2 | -17% |
| 2018-04-02 | $0.7 | -$0.2 | -23% | 13 | -3 | -23% |
| 2017-04-01 | $0.6 | -$0.1 | -14% | 12 | -2 | -17% |
| 2016-04-01 | $0.6 | -$0.1 | -11% | 12 | -2 | -17% |
| 2015-04-01 | $0.7 | -$0.1 | -17% | 14 | -4 | -29% |
| 2014-04-01 | $0.9 | -$0.3 | -38% | 13 | -3 | -23% |
| 2013-04-01 | $4.3 | -$3.7 | -87% | 13 | -3 | -23% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| OK, OK-11/24/1998, TX-10/26/2007 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION NEWSLETTERS EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV