AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $126.7 |
| Non-Discretionary | $0.0 |
| Total | $126.7 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $110.1 |
| Institutional | $16.6 |
| Total | $126.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | NEW YORK-NY-USA | $4.9 |
| JPMORGAN CHASE BANK, NATIONAL ASSOCIATION | COLUMBUS-OH-USA | $3.2 |
| STATE STREET CORPORATION | BOSTON-MA-USA | $2.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $16.6 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $16.6 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 44% | $7.3 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 9% | $1.5 |
| Municipal | 0% | $0.0 |
| Sovereign | 2% | $0.3 |
| IG Credit | 13% | $2.2 |
| HY Credit | 2% | $0.3 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 20% | $3.3 |
| Cash | 8% | $1.3 |
| Other | 1% | $0.2 |
| Total | 99% | $16.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| J.P. MORGAN INVESTMENT MANAGEMENT INC. | $2,985.3 | 107038 | |
| JPMORGAN FUNDS LIMITED | $60.0 | 172045 | |
| JPMORGAN INVESTMENT ADVISORS (KOREA) COMPANY LIMITED | $0.0 | - | |
| JPMORGAN CHASE BANK, N.A. | $0.0 | trust company | - |
| JPMORGAN ASSET MANAGEMENT (TAIWAN) LIMITED | $0.0 | - | |
| JPMORGAN ASSET MANAGEMENT (JAPAN) LIMITED | $0.0 | - | |
| JPMORGAN FUNDS (ASIA) LIMITED | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
13 active
| Name | Title |
|---|---|
| EBRAHIM, AYAZ, HATIM | DIRECTOR/MANAGING DIRECTOR |
| CHAN, EDWIN, TSUN KAY | DIRECTOR/MANAGING DIRECTOR |
| HO, SHAW, YANN | DIRECTOR / MANAGING DIRECTOR |
| THOMAS, CHLOE, LOUISE | DIRECTOR/MANAGING DIRECTOR |
| WATKINS, DANIEL, JAMES | DIRECTOR/MANAGING DIRECTOR |
| CHAN, CHUN KIT | ASSISTANT GENERAL COUNSEL / PRIMARY LEGAL CONTACT |
| DEBURCA, STIOFAN, SEAMUS | DIRECTOR / MANAGING DIRECTOR |
| NG, KA LI | DIRECTOR / MANAGING DIRECTOR |
| TAN AI LI, JACQUELINE | CHIEF COMPLIANCE OFFICER / MANAGING DIRECTOR |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $126.7 | $0.0 | 0% | 387 | 0 | 0% |
| 2025-04-21 | $126.7 | $0.0 | 0% | 387 | 0 | 0% |
| 2024-04-02 | $85.5 | $41.1 | 48% | 387 | 0 | 0% |
| 2023-04-04 | $79.6 | $47.1 | 59% | 387 | 0 | 0% |
| 2022-04-01 | $101.1 | $25.5 | 25% | 401 | -14 | -3% |
| 2021-04-05 | $86.2 | $40.4 | 47% | 397 | -10 | -3% |
| 2020-04-01 | $65.2 | $61.5 | 94% | 405 | -18 | -4% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV