AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.8 |
| Non-Discretionary | $0.0 |
| Total | $0.8 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.8 |
| Total | $0.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | ST. PETERSBURG-FL-USA | $0.4 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.8 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.8 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 18% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 72% | $0.5 |
| Other Pools | 0% | $0.0 |
| Cash | 7% | $0.1 |
| Other | 1% | $0.0 |
| Total | 100% | $0.8 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| LEBENTHAL GLOBAL ADVISORS, LLC | $0.8 | 283303 | |
| LEBENTHAL FINANCIAL SERVICES, INC. | $0.0 | broker-dealer | 137988 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
1 active representative found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| DOMINICK TAVELLA | HAUPPAUGE | NY | S63|1993-07-14|S65|2012-04-30 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.8 | $0.0 | 0% | 5 | 0 | 0% |
| 2025-04-21 | $0.8 | $0.0 | 0% | 5 | 0 | 0% |
| 2024-04-02 | $0.6 | $0.1 | 17% | 5 | 0 | 0% |
| 2023-04-04 | $0.6 | $0.2 | 31% | 5 | 0 | 0% |
| 2022-04-01 | $0.6 | $0.1 | 20% | 5 | 0 | 0% |
| 2021-04-05 | $0.5 | $0.2 | 41% | 5 | 0 | 0% |
| 2020-04-01 | $0.4 | $0.3 | 69% | 3 | 2 | 67% |
| 2019-04-01 | $0.4 | $0.3 | 86% | 11 | -6 | -55% |
| 2018-04-02 | $0.4 | $0.4 | 98% | 8 | -3 | -38% |
| 2017-04-01 | $0.3 | $0.4 | 142% | 9 | -4 | -44% |
| 2016-04-01 | $0.3 | $0.5 | 161% | 9 | -4 | -44% |
| 2015-04-01 | $0.3 | $0.5 | 170% | 9 | -4 | -44% |
| 2014-04-01 | $0.3 | $0.5 | 189% | 8 | -3 | -38% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, CA-03/10/2015, CO-07/12/2017, CT-06/07/2018, FL-03/26/2014, GA-03/30/2020, IN-03/30/2020, MA-08/22/2017, NC-03/10/2015, NH-05/03/2016, NJ-04/07/2014, NV-07/26/2018, NY-04/26/2013, PA-11/07/2014, SC-11/07/2014, TX-02/22/2016, VA-10/07/2016 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV