LEBENTHAL GLOBAL ADVISORS, LLC
Latest filing: Feb 25, 2025 (116 days ago)
AUM
$819,985,389
15% change vs. 1 year ago
16% change vs. 3 years ago
99% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
26
8% change vs. 1 year ago
-7% change vs. 3 years ago
44% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
HAUPPAUGE, NY
200 PARKWAY DRIVE SOUTH, HAUPPAUGE, NY, UNITED STATES, 11788
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.8 |
| Non-Discretionary | $0.0 |
| Total | $0.8 |
| Client | AUM |
|---|---|
| Retail | $0.7 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $0.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 2,007 | $0.3 |
| Average Individual AUM | $170,129 | |
| HNW | 194 | $0.4 |
| Average HNW AUM | $1,985,298 | |
| Retail Total | 2,201 | $0.7 |
| Average Retail AUM | $330,121 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | ST. PETERSBURG-FL-USA | $0.4 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.8 |
| Retail SMA AUM | $0.7 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 20% | $0.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 70% | $0.6 |
| Other Pools | 0% | $0.0 |
| Cash | 7% | $0.1 |
| Other | 1% | $0.0 |
| Total | 100% | $0.8 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| LEBENTHAL DIVERSIFIED ASSET MANAGEMENT INC. | $0.8 | 167243 | |
| BRISTOL CAPITAL CORPORATION | $0.0 | - | |
| LEBENTHAL FINANCIAL SERVICES, INC. | $0.0 | broker-dealer | 137988 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
22 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| AMANDA KHAIT | HAUPPAUGE | NY | S66|2019-04-22 | ||||||
| EVERETT YOUNGBERG | HAUPPAUGE | NY | S63|1986-08-28|S65|1995-02-03 | ||||||
| NICHOLAS CAPPELLO | HAUPPAUGE | NY | S63|2011-06-28|S65|2021-12-27 | ||||||
| DAVID WALKER | HAUPPAUGE | NY | S65|2017-04-14 | ||||||
| MICHAEL HARTZMAN | HAUPPAUGE | NY | S63|1992-06-12 | CERTIFIED FINANCIAL PLANNER | |||||
| JONATHAN SCHOTT | HAUPPAUGE | NY | S65|2023-08-24 | ||||||
| MARK RIENERTH | HAUPPAUGE | NY | S63|1981-12-23|S65|1995-08-31|S66|2007-09-11 | ||||||
| ELY BANGIYEV | HAUPPAUGE | NY | S63|2015-04-28|S65|2016-10-23 | ||||||
| HENRY MONTAG | HAUPPAUGE | NY | S63|1985-06-25 | CERTIFIED FINANCIAL PLANNER | |||||
| PHILIP TAVELLA | HAUPPAUGE | NY | S63|2004-11-23|S65|2022-10-03 | ||||||
| THOMAS KATOVITZ | HAUPPAUGE | NY | S63|1984-02-27 | ||||||
| MICHAEL TAVELLA | HAUPPAUGE | NY | S63|2013-01-30|S65|2017-09-18 | CERTIFIED FINANCIAL PLANNER | |||||
| MARK GAYNOE | HAUPPAUGE | NY | S63|1997-03-04|S65|2018-01-19 | ||||||
| IVAN NEGRON-RAMOS | HAUPPAUGE | NY | S66|2021-08-25 | ||||||
| JEFFREY TEWS | HAUPPAUGE | NY | S66|2023-07-31 | ||||||
| JONATHAN GRUTMAN | HAUPPAUGE | NY | S63|2011-11-07|S65|2021-10-26 | ||||||
| CLAUDIA STERN | HAUPPAUGE | NY | S63|1992-09-04|S66|2005-04-04|S65|2022-07-22 | ||||||
| WILLIAM GERMANAKOS | HAUPPAUGE | NY | S63|1995-07-28|S66|2024-01-02 | ||||||
| FRANK LORIA | HAUPPAUGE | NY | S63|2013-06-04|S65|2021-11-22 | ||||||
| KEITH CHATEL | HAUPPAUGE | NY | S63|2009-04-27|S65|2019-05-15 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.8 | $0.0 | 0% | 26 | 0 | 0% |
| 2025-04-21 | $0.8 | $0.0 | 0% | 26 | 0 | 0% |
| 2024-04-02 | $0.7 | $0.1 | 15% | 24 | 2 | 8% |
| 2023-04-04 | $0.6 | $0.2 | 29% | 20 | 6 | 30% |
| 2022-04-01 | $0.7 | $0.1 | 16% | 28 | -2 | -7% |
| 2021-04-05 | $0.6 | $0.2 | 41% | 25 | 1 | 4% |
| 2020-04-01 | $0.4 | $0.4 | 99% | 18 | 8 | 44% |
| 2019-04-01 | $0.0 | $0.0 | 0% | 11 | 15 | 136% |
| 2018-04-02 | $0.0 | $0.0 | 0% | 3 | 23 | 767% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, AZ-10/14/2024, CA-08/28/2019, CO-08/28/2017, CT-08/28/2019, DE-04/10/2024, FL-08/28/2019, GA-02/26/2020, IN-02/26/2020, MA-08/28/2019, MD-02/07/2022, ME-05/05/2021, NC-08/28/2019, NH-08/28/2019, NJ-09/05/2019, NV-08/28/2019, NY-05/31/2017, PA-08/28/2019, RI-05/05/2021, SC-08/28/2019, TN-05/06/2022, TX-08/28/2019, VA-08/28/2019 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PENSION CONSULTING |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV