M.D. SASS, LLC
Latest filing: Mar 31, 2025 (67 days ago)
AUM
$2,169,635,374
-52% change vs. 1 year ago
-31% change vs. 3 years ago
61% change vs. 5 years ago
-2% change vs. 10 years ago
Employee Count
18
-10% change vs. 1 year ago
-10% change vs. 3 years ago
-10% change vs. 5 years ago
-45% change vs. 10 years ago
Main Office
NEW YORK, NY
55 WEST 46TH STREET, NEW YORK, NY, UNITED STATES, 10036
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $2.2 |
| Non-Discretionary | $0.0 |
| Total | $2.2 |
| Client | AUM |
|---|---|
| Retail | $0.3 |
| Pooled | $0.4 |
| Institutional | $1.5 |
| Total | $2.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 18 | $0.3 |
| Average HNW AUM | $14,411,271 | |
| Retail Total | 18 | $0.3 |
| Average Retail AUM | $14,411,271 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| NORTHERN TRUST COMPANY | MORRISTOWN-NJ-USA | $0.4 |
| THE BANK OF NEW YORK MELLON | EAST SYRACUSE-NY-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.7 |
| Retail SMA AUM | $0.3 |
| Institutional SMA AUM | $1.5 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 61% | $1.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 39% | $0.7 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $1.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| AMERRA CAPITAL MANAGEMENT, LLC | $0.7 | 155860 | |
| CLADRIUS PARTNERS LLC | $0.2 | 311065 | |
| M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC | $0.0 | 124506 | |
| M.D. SASS PORTABLE ALPHA GP, LLC | $0.0 | - | |
| M.D. SASS SECURITIES, L.L.C. | $0.0 | broker-dealer | 139760 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
6 active
| Name | Title |
|---|---|
| SASS, MARTIN, DOUGLAS | CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, DIRECTOR, MANAGING MEMBER, OWNER |
| LIU, BOBBY | CHIEF OPERATING OFFICER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER |
| SASS, ARI | PRESIDENT, SENIOR PORTFOLIO MANAGER (EQUITIES) |
| FRIEDMAN, SAM, HARRIS | CHIEF FINANCIAL OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
1 active representative found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| ROBERT LITTELL | NEW YORK | NY | |||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $2.2 | $0.0 | 0% | 18 | 0 | 0% |
| 2025-04-21 | $2.2 | $0.0 | 0% | 18 | 0 | 0% |
| 2024-04-02 | $4.5 | -$2.3 | -52% | 20 | -2 | -10% |
| 2023-04-04 | $3.3 | -$1.1 | -34% | 19 | -1 | -5% |
| 2022-04-01 | $3.2 | -$1.0 | -31% | 20 | -2 | -10% |
| 2021-04-05 | $1.5 | $0.6 | 41% | 19 | -1 | -5% |
| 2020-04-01 | $1.3 | $0.8 | 61% | 20 | -2 | -10% |
| 2019-04-01 | $1.0 | $1.1 | 112% | 21 | -3 | -14% |
| 2018-04-02 | $1.9 | $0.3 | 14% | 34 | -16 | -47% |
| 2017-04-01 | $1.9 | $0.2 | 11% | 34 | -16 | -47% |
| 2016-04-01 | $2.1 | $0.1 | 5% | 37 | -19 | -51% |
| 2015-04-01 | $2.2 | $0.0 | -2% | 33 | -15 | -45% |
| 2014-04-01 | $1.9 | $0.3 | 14% | 40 | -22 | -55% |
| 2013-04-01 | $2.3 | -$0.1 | -4% | 49 | -31 | -63% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, MI-03/31/2011, NY-02/14/1974, TX-01/20/2004 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV