M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLC
Latest filing: Mar 31, 2025 (67 days ago)
AUM
$18,024,200
-28% change vs. 1 year ago
-63% change vs. 3 years ago
-76% change vs. 5 years ago
-88% change vs. 10 years ago
Employee Count
6
-14% change vs. 1 year ago
-14% change vs. 3 years ago
-33% change vs. 5 years ago
-60% change vs. 10 years ago
Main Office
NEW YORK, NY
55 WEST 46TH STREET, NEW YORK, NY, UNITED STATES, 10036
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.0 |
| Total | $0.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| M.D. SASS, LLC | $2.2 | 110590 | |
| AMERRA CAPITAL MANAGEMENT, LLC | $0.7 | 155860 | |
| CLADRIUS PARTNERS LLC | $0.2 | 311065 | |
| MACQUARIE BANK INTERNATIONAL LIMITED | $0.0 | 165064 | |
| MACQUARIE CAPITAL (USA) INC. | $0.0 | broker-dealer | 36368 |
| MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD. | $0.0 | broker-dealer | 38108 |
| M.D. SASS SECURITIES, L.L.C. | $0.0 | broker-dealer | 139760 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
18 active
| Name | Title |
|---|---|
| SASS, MARTIN, DOUGLAS | CHAIRMAN, CHIEF EXECUTIVE OFFICER, DIRECTOR, MEMBER |
| LAMLE, HUGH, ROY | MEMBER |
| SHENFELD, STEVEN, ALAN | MEMBER |
| LIU, BOBBY | CHIEF OPERATING OFFICER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER |
| FRIEDMAN, SAM, HARRIS | CHIEF FINANCIAL OFFICER & DIRECTOR |
| HOOKE, JAMES, ROYCE MURRAY | DIRECTOR |
| CONWAY, GRAEME | DIRECTOR |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.0 | $0.0 | 0% | 6 | 0 | 0% |
| 2025-04-21 | $0.0 | $0.0 | 0% | 6 | 0 | 0% |
| 2024-04-02 | $0.0 | $0.0 | -28% | 7 | -1 | -14% |
| 2023-04-04 | $0.1 | $0.0 | -66% | 7 | -1 | -14% |
| 2022-04-01 | $0.0 | $0.0 | -63% | 7 | -1 | -14% |
| 2021-04-05 | $0.1 | -$0.1 | -75% | 7 | -1 | -14% |
| 2020-04-01 | $0.1 | -$0.1 | -76% | 9 | -3 | -33% |
| 2019-04-01 | $0.1 | -$0.1 | -74% | 9 | -3 | -33% |
| 2018-04-02 | $0.1 | -$0.1 | -81% | 14 | -8 | -57% |
| 2017-04-01 | $0.1 | -$0.1 | -84% | 14 | -8 | -57% |
| 2016-04-01 | $0.2 | -$0.1 | -88% | 13 | -7 | -54% |
| 2015-04-01 | $0.2 | -$0.1 | -88% | 15 | -9 | -60% |
| 2014-04-01 | $0.1 | -$0.1 | -86% | 19 | -13 | -68% |
| 2013-04-01 | $0.3 | -$0.3 | -93% | 29 | -23 | -79% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV