MGM LLC
Latest filing: Mar 31, 2023 (893 days ago)
AUM
$144,698,132
0% change vs. 1 year ago
-3% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
4
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
ALBUQUERQUE, NM
5600 EUBANK BLVD NE, ALBUQUERQUE, NM, UNITED STATES, 87111
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.1 |
| Non-Discretionary | $0.0 |
| Total | $0.1 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 212 | $0.1 |
| Average Individual AUM | $310,822 | |
| HNW | 45 | $0.1 |
| Average HNW AUM | $1,715,184 | |
| Retail Total | 257 | $0.1 |
| Average Retail AUM | $556,722 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY | COVINGTON-KY-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.1 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 6% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 2% | $0.0 |
| Municipal | 2% | $0.0 |
| Sovereign | 1% | $0.0 |
| IG Credit | 2% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 74% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 7% | $0.0 |
| Other | 6% | $0.0 |
| Total | 100% | $0.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FOCUS POINT SOLUTIONS, INC | $6.8 | 131195 | |
| CS PLANNING CORP | $1.3 | 149937 | |
| THE H GROUP, INC. | $0.6 | 106801 | |
| PALOUSE CAPITAL MANAGEMENT, INC. | $0.3 | 104573 | |
| THE H GROUP WASHINGTON, INC. | $0.3 | 300464 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
| No control persons found |
ADVDB.CO • SOURCE: SEC
Representatives
1 active representative found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| MIKKI BURDINE | ALBUQUERQUE | NM | S65|2020-10-29 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NM, CA-08/27/2007, LA-03/20/2014, NM-08/30/2005, OR-11/14/2012, TX-09/20/2005 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT |
| OTHER ACTIVITIES |
|
INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV