AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.2 |
| Non-Discretionary | $0.1 |
| Total | $0.3 |
| Client | AUM |
|---|---|
| Retail | $0.3 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 598 | $0.2 |
| Average Individual AUM | $278,528 | |
| HNW | 164 | $0.2 |
| Average HNW AUM | $957,392 | |
| Retail Total | 762 | $0.3 |
| Average Retail AUM | $424,635 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | WESTLAKE-TX-USA | $0.1 |
| MORGAN STANLEY & CO. LLC | NEW YORK-NY-USA | $0.1 |
| FIDELITY DISTRIBUTORS COMPANY LLC | SMITHFIELD-RI-USA | $0.1 |
| WELLS FARGO CLEARING SERVICES, LLC | ST. LOUIS-MO-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.3 |
| Retail SMA AUM | $0.3 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 85% | $0.3 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 2% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 8% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 5% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FOCUS POINT SOLUTIONS, INC | $6.8 | 131195 | |
| CS PLANNING CORP | $1.3 | 149937 | |
| THE H GROUP, INC. | $0.6 | 106801 | |
| THE H GROUP WASHINGTON, INC. | $0.3 | 300464 | |
| MGM LLC | $0.1 | 136725 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
2 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| BRYN HARMAN | SPOKANE | WA | CHARTERED FINANCIAL ANALYST | ||||||
| SPENCER SHELMAN | SPOKANE | WA | S65|2009-09-28 | CHARTERED FINANCIAL ANALYST | |||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $0.3 | $0.0 | 0% | 5 | 0 | 0% |
| 2025-04-21 | $0.3 | $0.0 | 0% | 5 | 0 | 0% |
| 2024-04-02 | $0.2 | $0.1 | 43% | 5 | 0 | 0% |
| 2023-04-04 | $0.3 | $0.1 | 20% | 5 | 0 | 0% |
| 2022-04-01 | $0.3 | $0.1 | 24% | 6 | -1 | -17% |
| 2021-04-05 | $0.2 | $0.1 | 39% | 6 | -1 | -17% |
| 2020-04-01 | $0.3 | $0.0 | 4% | 7 | -2 | -29% |
| 2019-04-01 | $0.3 | $0.0 | 11% | 7 | -2 | -29% |
| 2018-04-02 | $0.3 | $0.0 | -6% | 7 | -2 | -29% |
| 2017-04-01 | $0.3 | $0.0 | 4% | 7 | -2 | -29% |
| 2016-04-01 | $0.3 | $0.0 | 9% | 6 | -1 | -17% |
| 2015-04-01 | $0.3 | $0.0 | 2% | 7 | -2 | -29% |
| 2014-04-01 | $0.3 | $0.0 | 9% | 7 | -2 | -29% |
| 2013-04-01 | $0.2 | $0.1 | 33% | 8 | -3 | -38% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| WA, AZ-12/07/2000, CA-09/08/1994, CO-03/08/2017, FL-08/15/2017, ID-08/24/1994, KY-10/25/2016, LA-04/11/2013, MN-08/20/2014, MT-08/17/2012, NY-10/13/2017, OR-11/01/1997, SC-02/09/2017, TX-02/02/2001, WA-11/01/1994, WI-08/17/2012 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV