AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.4 |
| Non-Discretionary | $0.4 |
| Total | $0.7 |
| Client | AUM |
|---|---|
| Retail | $0.3 |
| Pooled | $0.0 |
| Institutional | $0.4 |
| Total | $0.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 156 | $0.1 |
| Average Individual AUM | $350,076 | |
| HNW | 134 | $0.3 |
| Average HNW AUM | $1,906,742 | |
| Retail Total | 290 | $0.3 |
| Average Retail AUM | $1,069,363 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| AMALGAMATED BANK | NEW YORK-NY-USA | $0.3 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.7 |
| Retail SMA AUM | $0.3 |
| Institutional SMA AUM | $0.4 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 20% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 4% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 71% | $0.5 |
| Other Pools | 0% | $0.0 |
| Cash | 4% | $0.0 |
| Other | 1% | $0.0 |
| Total | 100% | $0.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| MERCER INVESTMENTS LLC | $202.6 | 133449 | |
| GUY CARPENTER & COMPANY, LLC | $0.0 | - | |
| MARSH INSURANCE & INVESTMENTS LLC | $0.0 | - | |
| MMC SECURITIES (IRELAND) | $0.0 | broker-dealer | - |
| MARSH USA LLC | $0.0 | - | |
| MMC SECURITIES LIMITED | $0.0 | broker-dealer | - |
| MMA SECURITIES LLC | $0.0 | broker-dealer | 44254 |
| MARSH & MCLENNAN AGENCY, LLC | $0.0 | - | |
| MERCER GLOBAL INVESTMENTS CANADA LIMITED | $0.0 | - | |
| MMC SECURITIES LLC | $0.0 | broker-dealer | 103846 |
| MERCER (US) INC. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
1 active representative found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| SEAN BRADLEY | CONSHOHOCKEN | PA | S65|2023-12-08 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.7 | $0.0 | 0% | 17 | 0 | 0% |
| 2025-04-21 | $0.7 | $0.0 | 0% | 17 | 0 | 0% |
| 2024-04-02 | $0.6 | $0.1 | 12% | 17 | 0 | 0% |
| 2023-04-04 | $0.5 | $0.3 | 54% | 15 | 2 | 13% |
| 2022-04-01 | $0.5 | $0.2 | 39% | 10 | 7 | 70% |
| 2021-04-05 | $0.4 | $0.3 | 76% | 10 | 7 | 70% |
| 2020-04-01 | $0.2 | $0.5 | 213% | 10 | 7 | 70% |
| 2019-04-01 | $0.3 | $0.5 | 185% | 10 | 7 | 70% |
| 2018-04-02 | $0.4 | $0.3 | 85% | 11 | 6 | 55% |
| 2017-04-01 | $0.4 | $0.3 | 81% | 11 | 6 | 55% |
| 2016-04-01 | $0.3 | $0.4 | 141% | 10 | 7 | 70% |
| 2015-04-01 | $0.3 | $0.4 | 131% | 10 | 7 | 70% |
| 2014-04-01 | $0.3 | $0.4 | 112% | 10 | 7 | 70% |
| 2013-04-01 | $0.3 | $0.4 | 120% | 10 | 7 | 70% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| PA, AZ-03/28/2023, CA-01/08/2020, FL-01/08/2020, GA-03/28/2023, MI-03/28/2023, NC-03/28/2023, NJ-01/14/2020, NY-01/08/2020, PA-01/08/2020, SC-03/28/2023, TX-01/08/2020, VA-03/28/2023 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV