MMA SECURITIES LLC

Latest filing: Mar 27, 2025 (111 days ago)
View on IAPD
Adviser Website

AUM

$0
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago

Employee Count

179
-1% change vs. 1 year ago
27% change vs. 3 years ago
70% change vs. 5 years ago
0% change vs. 10 years ago

Main Office

NEW YORK, NY
1166 AVENUE OF THE AMERICAS, NEW YORK, NY, UNITED STATES, 10036

Client AUM

Discretion AUM
Discretionary $0.0
Non-Discretionary $0.0
Total $0.0
Client AUM
Retail $0.0
Pooled $0.0
Institutional $0.0
Total $0.0
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.0
Retail SMA AUM $0.0
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 0% $0.0
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 0% $0.0
Other 0% $0.0
Total 0% $0.0

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
MERCER INVESTMENTS LLC $202.6 133449
MMA ASSET MANAGEMENT LLC $0.7 155426
MMC SECURITIES LIMITED $0.0 broker-dealer -
MARSH USA LLC $0.0 -
MARSH INSURANCE & INVESTMENTS LLC $0.0 -
MERCER (US) INC. $0.0 -
GUY CARPENTER & COMPANY, LLC $0.0 -
MERCER GLOBAL INVESTMENTS CANADA LIMITED $0.0 -
MMC SECURITIES LLC $0.0 broker-dealer 103846
JLT WEALTH MANAGEMENT $0.0 -
MARSH & MCLENNAN AGENCY, LLC $0.0 -
MARSH LLC $0.0 -
MMC SECURITIES (IRELAND) LIMITED $0.0 broker-dealer -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

10 active

Name Title
BLACKMORE, KIMBERLY LYNN FINOP, PFO AND POO
BARTKUS, BRIAN EDWARD SENIOR SUPERVISORY PRINCIPAL
REID, CRAIG J PRESIDENT
TURTON, KEVIN DUANE CHIEF COMPLIANCE OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

125 active representatives found, showing 20 random

Name City State Exams Designations
ERIK PFLAUM NEW YORK NY S63|2010-11-17|S65|2012-06-28 CERTIFIED FINANCIAL PLANNER
ANDREW BAYLISS NEW YORK NY S63|2005-04-29|S66|2016-03-11
MELISSA SPOWAL NEW YORK NY S63|1999-01-27|S66|2005-09-07
MICHAEL AHOLA NEW YORK NY S65|2023-09-07|S63|2015-05-18
BENJAMIN ZIETZ NEW YORK NY S66|2009-11-23
CRAIG REID NEW YORK NY S63|2013-10-26 CERTIFIED FINANCIAL PLANNER
MARIA ARABSKYJ NEW YORK NY S63|2018-08-21|S65|2020-01-23
AARON MARYNIW NEW YORK NY S66|2007-11-13
CAMERON NEIHEISEL NEW YORK NY S66|2017-05-22
MICHAEL HAGELGANS NEW YORK NY S63|2002-06-11|S65|2003-02-11
DIOGENIS LEIVA NEW YORK NY S66|2018-07-03
MICHAEL WARLOF NEW YORK NY S66|2020-12-17
ALISON WALSHE NEW YORK NY S65|2021-11-22
MATTHEW POSTEUCA NEW YORK NY S63|2011-03-26|S65|2023-11-13
MAUREEN LINDERT NEW YORK NY S63|2013-05-03|S65|2007-08-27
ISRAEL GRATRIX NEW YORK NY S66|2024-01-08
ERIC GEFRE NEW YORK NY S66|2008-08-27
ANDREW THORPE NEW YORK NY S63|2002-06-10|S66|2024-03-29
ZACHARY ROSENOFF NEW YORK NY S66|2017-09-20
NATHAN RASMUSSEN NEW YORK NY S63|2006-05-16|S65|2012-07-19

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-06-02 $0.0 $0.0 0% 179 0 0%
2025-04-21 $0.0 $0.0 0% 179 0 0%
2024-04-02 $0.0 $0.0 0% 181 -2 -1%
2023-04-04 $0.0 $0.0 0% 169 10 6%
2022-04-01 $0.0 $0.0 0% 141 38 27%
2021-04-05 $0.0 $0.0 0% 133 46 35%
2020-04-01 $0.0 $0.0 0% 105 74 70%
2019-04-01 $0.0 $0.0 0% 75 104 139%
2018-04-02 $0.0 $0.0 0% 45 134 298%
2017-04-01 $0.0 $0.0 0% 59 120 203%
2016-04-01 $0.0 $0.0 0% 44 135 307%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY, AK-07/07/2015, AL-07/07/2015, AR-07/07/2015, AZ-07/07/2015, CA-07/07/2015, CO-07/07/2015, CT-07/07/2015, DC-07/07/2015, DE-07/07/2015, FL-07/07/2015, GA-07/07/2015, HI-07/07/2015, IA-07/07/2015, ID-07/07/2015, IL-07/07/2015, IN-07/07/2015, KS-07/07/2015, KY-07/07/2015, LA-07/07/2015, MA-07/07/2015, MD-07/07/2015, ME-07/07/2015, MI-07/07/2015, MN-07/07/2015, MO-07/07/2015, MS-07/07/2015, MT-07/07/2015, NC-07/07/2015, ND-07/07/2015, NE-07/07/2015, NH-07/07/2015, NJ-07/10/2015, NM-07/07/2015, NV-07/07/2015, NY-07/07/2015, OH-07/07/2015, OK-07/07/2015, OR-07/07/2015, PA-07/07/2015, RI-07/07/2015, SC-07/07/2015, SD-07/07/2015, TN-07/07/2015, TX-07/07/2015, UT-07/07/2015, VA-07/07/2015, VT-07/07/2015, WA-07/07/2015, WI-07/07/2015, WV-07/07/2015, WY-03/29/2018
ADVISER ACTIVITIES
PENSION CONSULTING
MANAGER SELECTION
EDUCATIONAL WORKSHOPS
OTHER ACTIVITIES
BROKER DEALER
INSURANCE AGENT

ADVDB.CO • SOURCE: SEC FORM ADV