NOVUS ADVISORS
Latest filing: Jun 17, 2025 (179 days ago)
AUM
$202,942,595
-4% change vs. 1 year ago
23% change vs. 3 years ago
31% change vs. 5 years ago
84% change vs. 10 years ago
Employee Count
4
-43% change vs. 1 year ago
-20% change vs. 3 years ago
-20% change vs. 5 years ago
33% change vs. 10 years ago
Main Office
GREENVILLE, SC
607 PENDLETON STREET, GREENVILLE, SC, UNITED STATES, 29601
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.2 |
| Non-Discretionary | $0.0 |
| Total | $0.2 |
| Client | AUM |
|---|---|
| Retail | $0.2 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 316 | $0.0 |
| Average Individual AUM | $130,073 | |
| HNW | 50 | $0.1 |
| Average HNW AUM | $2,599,322 | |
| Retail Total | 366 | $0.2 |
| Average Retail AUM | $467,402 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | WESTLAKE-TX-USA | $0.1 |
| BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC | EDGEWOOD-NY-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.2 |
| Retail SMA AUM | $0.2 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 57% | $0.1 |
| Equity Non-Exch | 1% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 1% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 38% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 4% | $0.0 |
| Other | 0% | $0.0 |
| Total | 104% | $0.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| LAFAYETTE ADVISORS LLC | $0.0 | 165241 | |
| NOVUS WEALTH MANAGEMENT, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
5 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| RICHARD HUMPHREYS | GREENVILLE | SC | S63|1999-08-26|S66|2000-12-22 | ||||||
| JOHN RIGGS | GREENVILLE | SC | S63|1999-05-03|S66|2007-10-10 | CERTIFIED FINANCIAL PLANNER | |||||
| JENNIFER BELSHE | GREENVILLE | SC | S66|2010-08-26 | ||||||
| DENIS KNAPSCHAEFER | GREENVILLE | SC | S63|1997-01-24|S65|1999-01-26 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | |||||
| CHRISTOPHER CONNELLY | GREENVILLE | SC | S63|2001-12-06|S66|2006-11-21 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $0.2 | $0.0 | 0% | 4 | 0 | 0% |
| 2025-04-21 | $0.2 | $0.0 | 0% | 4 | 0 | 0% |
| 2024-04-02 | $0.2 | $0.0 | -4% | 7 | -3 | -43% |
| 2023-04-04 | $0.2 | $0.0 | 16% | 7 | -3 | -43% |
| 2022-04-01 | $0.2 | $0.0 | 23% | 5 | -1 | -20% |
| 2021-04-05 | $0.2 | $0.0 | 11% | 5 | -1 | -20% |
| 2020-04-01 | $0.2 | $0.0 | 31% | 5 | -1 | -20% |
| 2019-04-01 | $0.2 | $0.0 | 12% | 5 | -1 | -20% |
| 2018-04-02 | $0.2 | $0.0 | 11% | 6 | -2 | -33% |
| 2017-04-01 | $0.1 | $0.1 | 55% | 5 | -1 | -20% |
| 2016-04-01 | $0.1 | $0.1 | 73% | 2 | 2 | 100% |
| 2015-04-01 | $0.1 | $0.1 | 84% | 3 | 1 | 33% |
| 2014-04-01 | $0.1 | $0.1 | 84% | 3 | 1 | 33% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| SC, AL-03/26/2020, CA-10/13/2016, CT-03/26/2024, FL-01/31/2017, GA-10/13/2016, IN-03/29/2019, LA-10/13/2016, MA-03/21/2022, MD-10/13/2016, NC-01/31/2017, NE-10/13/2016, NH-10/13/2016, NJ-10/27/2016, NM-03/31/2021, NY-10/13/2016, OH-05/31/2022, PA-10/13/2016, SC-11/19/2013, TN-03/26/2024, TX-10/13/2016, VA-03/29/2019 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV