NUVEEN ASSET MANAGEMENT, LLC
Latest filing: Mar 21, 2025 (86 days ago)
AUM
$259,916,966,911
8% change vs. 1 year ago
-13% change vs. 3 years ago
24% change vs. 5 years ago
94% change vs. 10 years ago
Employee Count
373
-6% change vs. 1 year ago
-10% change vs. 3 years ago
0% change vs. 5 years ago
121% change vs. 10 years ago
Main Office
CHICAGO, IL
333 WEST WACKER DRIVE, CHICAGO, IL, UNITED STATES, 60606
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $259.9 |
| Non-Discretionary | $0.1 |
| Total | $259.9 |
| Client | AUM |
|---|---|
| Retail | $52.9 |
| Pooled | $176.1 |
| Institutional | $30.9 |
| Total | $259.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 57,869 | $20.7 |
| Average Individual AUM | $357,397 | |
| HNW | 10,651 | $32.2 |
| Average HNW AUM | $3,025,805 | |
| Retail Total | 68,520 | $52.9 |
| Average Retail AUM | $772,184 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | PURCHASE-NY-USA | $16.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $83.8 |
| Retail SMA AUM | $52.9 |
| Institutional SMA AUM | $30.9 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 7% | $5.9 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 4% | $3.4 |
| Municipal | 75% | $62.9 |
| Sovereign | 0% | $0.0 |
| IG Credit | 5% | $4.2 |
| HY Credit | 2% | $1.7 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 2% | $1.7 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $1.7 |
| Other | 3% | $2.5 |
| Total | 100% | $83.8 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| TEACHERS ADVISORS, LLC | $403.0 | 107157 | |
| TIAA-CREF INVESTMENT MANAGEMENT LLC | $271.4 | 107168 | |
| NUVEEN FUND ADVISORS, LLC | $162.6 | 104626 | |
| NUVEEN ALTERNATIVES ADVISORS LLC | $137.1 | 160255 | |
| CHURCHILL ASSET MANAGEMENT LLC | $47.1 | 175092 | |
| WINSLOW CAPITAL MANAGEMENT LLC | $27.2 | 106940 | |
| GRESHAM INVESTMENT MANAGEMENT LLC | $6.8 | 134392 | |
| CHURCHILL DLC ADVISOR LLC | $2.1 | 304945 | |
| AGR PARTNERS LLC | $0.9 | 283081 | |
| NUVEEN SECURITIES, LLC | $0.0 | broker-dealer | 469 |
| WESTCHESTER GROUP REAL ESTATE, INC. | $0.0 | - | |
| NUVEEN INVESTMENT MANAGEMENT INTERNATIONAL LIMITED | $0.0 | - | |
| GLENNMONT ASSET MANAGEMENT LIMITED | $0.0 | - | |
| CLEAN ENERGY PARTNERS LLP | $0.0 | - | |
| NUVEEN MANAGEMENT AIFM LIMITED | $0.0 | 283854 | |
| NUVEEN SINGAPORE PRIVATE LTD | $0.0 | - | |
| NUVEEN HONG KONG LIMITED | $0.0 | - | |
| NUVEEN ASSET MANAGEMENT EUROPE SARL | $0.0 | - | |
| GLENNMONT PARTNERS I LIMITED | $0.0 | - | |
| NUVEEN UK LIMITED | $0.0 | - | |
| NUVEEN JAPAN CO. LTD. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
13 active
| Name | Title |
|---|---|
| HUFFMAN, WILLIAM, THOMAS | PRESIDENT |
| COHEN, STUART, JONA | MANAGING DIRECTOR, HEAD OF LEGAL |
| STEVENS, JON, MITCHELL | SENIOR MANAGING DIRECTOR |
| PAULEY, TRAVIS, MARTIN | CHIEF COMPLIANCE OFFICER |
| SENDLAK, MEGAN, EILEEN | CONTROLLER |
ADVDB.CO • SOURCE: SEC
Representatives
286 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JAMES COCKERILL | CHICAGO | IL | S63|2012-10-09|S66|2014-01-13 | ||||||
| DAVID DUNTON | CHICAGO | IL | S63|1993-06-11|S65|1994-10-14 | ||||||
| CATHRYN STEEVES | CHICAGO | IL | S66|2001-09-07 | ||||||
| JEFFREY SMITH | CHICAGO | IL | S66|2013-03-22 | ||||||
| ANGELA HOU | CHICAGO | IL | S66|2013-11-14 | ||||||
| SHAYNE MATTHIS | CHICAGO | IL | S63|2017-05-31|S65|2021-01-08 | ||||||
| JOSEPH LEVEL | CHICAGO | IL | S63|2016-10-28|S66|2019-12-23 | ||||||
| KEVIN PAULSON | CHICAGO | IL | S65|2010-11-23 | ||||||
| TIMOTHY JACOBSMEYER | CHICAGO | IL | S66|2009-08-27 | ||||||
| TANNER SLIVKA | CHICAGO | IL | S66|2022-08-01 | ||||||
| BRENDAN BURKE | CHICAGO | IL | S63|2016-08-26|S65|2024-03-22 | ||||||
| TAKU MIYASHITA | CHICAGO | IL | S63|2000-09-19|S65|2021-12-06 | ||||||
| PAUL KENNEDY | CHICAGO | IL | S66|2021-10-07 | ||||||
| SPENCER WILLIAMS | CHICAGO | IL | S66|2019-11-01 | ||||||
| ROBERT WOOD | CHICAGO | IL | S63|2002-01-22|S65|2009-10-13 | ||||||
| BRIAN KENTFIELD | CHICAGO | IL | S66|2014-03-13 | ||||||
| DOMINIKA GERGELY | CHICAGO | IL | S66|2015-01-30 | ||||||
| JACOB SOLOMON | CHICAGO | IL | S66|2022-08-29 | ||||||
| MARK SLEVIN | CHICAGO | IL | S63|1995-10-19|S65|2006-11-01 | ||||||
| BRIAN ESSIG | CHICAGO | IL | S63|2014-12-19|S65|2021-01-23 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $259.9 | $0.0 | 0% | 373 | 0 | 0% |
| 2025-04-21 | $259.9 | $0.0 | 0% | 373 | 0 | 0% |
| 2024-04-02 | $239.6 | $20.3 | 8% | 397 | -24 | -6% |
| 2023-04-04 | $248.6 | $11.3 | 5% | 421 | -48 | -11% |
| 2022-04-01 | $298.0 | -$38.1 | -13% | 414 | -41 | -10% |
| 2021-04-05 | $241.5 | $18.4 | 8% | 350 | 23 | 7% |
| 2020-04-01 | $209.7 | $50.2 | 24% | 372 | 1 | 0% |
| 2019-04-01 | $176.3 | $83.6 | 47% | 296 | 77 | 26% |
| 2018-04-02 | $174.4 | $85.5 | 49% | 194 | 179 | 92% |
| 2017-04-01 | $155.5 | $104.4 | 67% | 190 | 183 | 96% |
| 2016-04-01 | $141.3 | $118.6 | 84% | 177 | 196 | 111% |
| 2015-04-01 | $133.9 | $126.0 | 94% | 169 | 204 | 121% |
| 2014-04-01 | $116.2 | $143.7 | 124% | 167 | 206 | 123% |
| 2013-04-01 | $119.5 | $140.4 | 117% | 160 | 213 | 133% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| IL, AK-11/24/2010, AL-11/24/2010, AR-11/24/2010, AZ-11/24/2010, CA-11/24/2010, CO-11/24/2010, CT-11/24/2010, DC-11/24/2010, DE-11/30/2010, FL-11/24/2010, GA-11/24/2010, HI-11/24/2010, IA-11/24/2010, ID-11/24/2010, IL-11/24/2010, IN-11/24/2010, KS-11/24/2010, KY-11/24/2010, LA-11/24/2010, MA-11/24/2010, MD-11/24/2010, ME-11/24/2010, MI-11/24/2010, MN-11/24/2010, MO-11/24/2010, MS-11/24/2010, MT-11/24/2010, NC-11/24/2010, ND-11/24/2010, NE-11/24/2010, NH-11/24/2010, NJ-12/20/2010, NM-11/24/2010, NV-11/24/2010, NY-11/24/2010, OH-11/24/2010, OK-11/24/2010, OR-11/24/2010, PA-11/24/2010, PR-11/24/2010, RI-11/24/2010, SC-11/24/2010, SD-11/30/2010, TN-11/24/2010, TX-11/24/2010, UT-11/24/2010, VA-11/24/2010, VI-11/24/2010, VT-11/30/2010, WA-11/24/2010, WI-11/24/2010, WV-11/24/2010, WY-03/21/2018 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV