AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $403.0 |
| Non-Discretionary | $0.0 |
| Total | $403.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $257.6 |
| Institutional | $145.4 |
| Total | $403.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| CITIBANK | NEW YORK-NY-USA | $145.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $145.4 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $145.4 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 14% | $20.4 |
| Municipal | 13% | $18.9 |
| Sovereign | 4% | $5.8 |
| IG Credit | 49% | $71.2 |
| HY Credit | 6% | $8.7 |
| Derivatives | 1% | $1.5 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $2.9 |
| Other | 11% | $16.0 |
| Total | 100% | $145.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| TIAA-CREF INVESTMENT MANAGEMENT LLC | $271.4 | 107168 | |
| NUVEEN ASSET MANAGEMENT, LLC | $259.9 | 155584 | |
| NUVEEN FUND ADVISORS, LLC | $162.6 | 104626 | |
| NUVEEN ALTERNATIVES ADVISORS LLC | $137.1 | 160255 | |
| TIAA-CREF TUITION FINANCING, INC. | $60.8 | municipal advisor | 108580 |
| CHURCHILL ASSET MANAGEMENT LLC | $47.1 | 175092 | |
| TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | $34.3 | broker-dealer | 20472 |
| WINSLOW CAPITAL MANAGEMENT LLC | $27.2 | 106940 | |
| TIAA KASPICK, LLC | $8.5 | 104554 | |
| GRESHAM INVESTMENT MANAGEMENT LLC | $6.8 | 134392 | |
| CHURCHILL DLC ADVISOR LLC | $2.1 | 304945 | |
| AGR PARTNERS LLC | $0.9 | 283081 | |
| TIAA-CREF ASSET MANAGEMENT LLC | $0.0 | - | |
| NUVEEN ASSET MANAGEMENT EUROPE SARL | $0.0 | - | |
| WESTCHESTER GROUP REAL ESTATE, INC | $0.0 | - | |
| GLENNMONT PARTNERS I LIMITED | $0.0 | - | |
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | $0.0 | - | |
| TIAA-CREF LIFE INSURANCE COMPANY | $0.0 | - | |
| NUVEEN SINGAPORE PRIVATE LTD | $0.0 | - | |
| CLEAN ENERGY PARTNERS | $0.0 | - | |
| GLENNMONT ASSET MANAGEMENT LIMITED | $0.0 | - | |
| NUVEEN MANAGEMENT AIFM LIMITED | $0.0 | 283854 | |
| TIAA TRUST, N.A. | $0.0 | - | |
| TIAA-CREF REAL PROPERTY FUND GP LLC | $0.0 | - | |
| TIAA-CREF INSURANCE AGENCY, LLC | $0.0 | - | |
| NUVEEN INVESTMENT MANAGEMENT INTERNATIONAL LIMITED | $0.0 | - | |
| NUVEEN SECURITIES, LLC | $0.0 | broker-dealer | 469 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
9 active
| Name | Title |
|---|---|
| BRUNET, STUART, REDMAN | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER |
| HUFFMAN, WILLIAM, THOMAS | PRESIDENT |
| WHITTEN, CINDA, DAWN | OFFICER - SENIOR MANAGING DIRECTOR |
| MCCANN, JOHN, MICHAEL | ASSOCIATE GENERAL COUNSEL, ASSISTANT SECRETARY, MANAGING DIRECTOR |
| SENDLAK, MEGAN, EILEEN | CONTROLLER AND MANAGING DIRECTOR |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $403.0 | $0.0 | 0% | 374 | 0 | 0% |
| 2025-04-21 | $403.0 | $0.0 | 0% | 374 | 0 | 0% |
| 2024-04-02 | $368.6 | $34.4 | 9% | 398 | -24 | -6% |
| 2023-04-04 | $341.3 | $61.7 | 18% | 407 | -33 | -8% |
| 2022-04-01 | $471.7 | -$68.7 | -15% | 344 | 30 | 9% |
| 2021-04-05 | $441.1 | -$38.1 | -9% | 350 | 24 | 7% |
| 2020-04-01 | $394.6 | $8.4 | 2% | 368 | 6 | 2% |
| 2019-04-01 | $295.9 | $107.1 | 36% | 386 | -12 | -3% |
| 2018-04-02 | $142.1 | $260.9 | 184% | 288 | 86 | 30% |
| 2017-04-01 | $114.7 | $288.3 | 251% | 585 | -211 | -36% |
| 2016-04-01 | $96.2 | $306.8 | 319% | 977 | -603 | -62% |
| 2015-04-01 | $93.2 | $309.8 | 332% | 1,149 | -775 | -67% |
| 2014-04-01 | $79.2 | $323.8 | 409% | 1,135 | -761 | -67% |
| 2013-04-01 | $45.5 | $357.5 | 785% | 976 | -602 | -62% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV