PRECEPT ADVISORY GROUP LLC
Latest filing: Mar 31, 2025 (179 days ago)
AUM
$5,008,561,864
17% change vs. 1 year ago
-8% change vs. 3 years ago
33% change vs. 5 years ago
79% change vs. 10 years ago
Employee Count
8
-11% change vs. 1 year ago
14% change vs. 3 years ago
33% change vs. 5 years ago
-20% change vs. 10 years ago
Main Office
IRVINE, CA
130 THEORY, IRVINE, CA, UNITED STATES, 92617
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.5 |
| Non-Discretionary | $4.5 |
| Total | $5.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $5.0 |
| Total | $5.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY BROKERAGE SERVICES LLC | BOSTON-MA-USA | $3.2 |
| CHARLES SCHWAB & CO., INC. | WESTLAKE-TX-USA | $0.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $5.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $5.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 75% | $3.8 |
| Other Pools | 25% | $1.3 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $5.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | $67.7 | 283390 | |
| STERLING CAPITAL MANAGEMENT LLC | $66.2 | 135405 | |
| GFO ADVISORY SERVICES, LLC | $0.3 | 109278 | |
| TRUIST SECURITIES, INC. | $0.0 | broker-dealer | 6271 |
| STERLING CAPITAL (CAYMAN) LIMITED | $0.0 | - | |
| P.J. ROBB VARIABLE, LLC | $0.0 | broker-dealer | 38339 |
| TRUIST BANK | $0.0 | trust company | - |
| MCGRIFF INSURANCE SERVICES, LLC | $0.0 | - | |
| TRUIST INSURANCE HOLDINGS, LLC | $0.0 | - | |
| CRUMP LIFE INSURANCE SERVICES, LLC | $0.0 | - | |
| TRUIST DELAWARE TRUST COMPANY | $0.0 | trust company | - |
| TRUIST INVESTMENT SERVICES, INC. | $0.0 | broker-dealer | 17499 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
12 active
| Name | Title |
|---|---|
| KO, VINCENT, TIMOTHY | VICE PRESIDENT |
| BRIGHT, LINDA, KYU-YOUNG | SENIOR VICE PRESIDENT |
| HOWARD, JOHN, MICHAEL | CHAIRMAN |
| HOLDER, ANDREA, L | CHIEF FINANCIAL OFFICER |
| STRINGER, TAMMY, J. | SECRETARY |
| DAVIS, ROBERT, READ | CHIEF EXECUTIVE OFFICER |
| GOTTWALS, DAVID, ALAN | PRESIDENT |
| CORDLE, COYE, BAXTER | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
8 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| BERNSON WONG | IRVINE | CA | S65|2010-07-12 | ||||||
| COREY COLEMAN | IRVINE | CA | S65|2016-06-08|S63|2016-03-22 | ||||||
| KEVIN CHEN | IRVINE | CA | S65|2016-07-12 | ||||||
| VINCENT KO | IRVINE | CA | S63|2003-10-08|S65|2006-05-01 | ||||||
| LINDA BRIGHT | IRVINE | CA | S65|2010-12-07 | ||||||
| COYE CORDLE | IRVINE | CA | S66|2002-12-19 | ||||||
| MATIJA FISTROVIC | IRVINE | CA | S65|2015-02-09 | ||||||
| JOHNATHAN MA | IRVINE | CA | S63|2014-01-21|S65|2021-07-12 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $5.0 | $0.0 | 0% | 8 | 0 | 0% |
| 2025-04-21 | $5.0 | $0.0 | 0% | 8 | 0 | 0% |
| 2024-04-02 | $4.3 | $0.7 | 17% | 9 | -1 | -11% |
| 2023-04-04 | $4.9 | $0.1 | 2% | 7 | 1 | 14% |
| 2022-04-01 | $5.4 | -$0.4 | -8% | 7 | 1 | 14% |
| 2021-04-05 | $4.8 | $0.2 | 4% | 7 | 1 | 14% |
| 2020-04-01 | $3.8 | $1.3 | 33% | 6 | 2 | 33% |
| 2019-04-01 | $3.4 | $1.6 | 47% | 7 | 1 | 14% |
| 2018-04-02 | $3.3 | $1.7 | 53% | 7 | 1 | 14% |
| 2017-04-01 | $2.1 | $2.9 | 133% | 7 | 1 | 14% |
| 2016-04-01 | $2.7 | $2.3 | 86% | 8 | 0 | 0% |
| 2015-04-01 | $2.8 | $2.2 | 79% | 10 | -2 | -20% |
| 2014-04-01 | $2.3 | $2.7 | 118% | 9 | -1 | -11% |
| 2013-04-01 | $1.8 | $3.3 | 186% | 6 | 2 | 33% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, CA-02/08/2010, OR-03/05/2021, TX-01/08/2013 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV