STERLING CAPITAL MANAGEMENT LLC

Latest filing: Jun 23, 2025 (95 days ago)

View on IAPD

Adviser Website

Adviser

AUM

$66,159,908,769

-1% change vs. 1 year ago

-12% change vs. 3 years ago

14% change vs. 5 years ago

39% change vs. 10 years ago

Employee Count

182

1% change vs. 1 year ago

2% change vs. 3 years ago

14% change vs. 5 years ago

36% change vs. 10 years ago

Main Office

CHARLOTTE, NC

4350 CONGRESS STREET, CHARLOTTE, NC, UNITED STATES, 28209

Client AUM

Discretion	AUM
Discretionary	$66.0
Non-Discretionary	$0.1
Total	$66.2

Client	AUM
Retail	$2.5
Pooled	$5.4
Institutional	$58.2
Total	$66.2

Retail	Accounts	AUM
Individual	1,804	$0.8
Average Individual AUM		$421,926
HNW	1,000	$1.7
Average HNW AUM		$1,713,428
Retail Total	2,804	$2.5
Average Retail AUM		$882,519

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian	Location	AUM
TRUIST BANK	WILSON-NC-USA	$28.3
THE BANK OF NEW YORK MELLON	NEW YORK-NY-USA	$6.6

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown	AUM
Total SMA AUM	$60.7
Retail SMA AUM	$2.5
Institutional SMA AUM	$58.2

Asset Class	%	AUM
Equity Exch	7%	$4.3
Equity Non-Exch	0%	$0.0
Govt Agency	32%	$19.4
Municipal	10%	$6.1
Sovereign	0%	$0.0
IG Credit	35%	$21.3
HY Credit	0%	$0.0
Derivatives	0%	$0.0
Investment Companies	2%	$1.2
Other Pools	6%	$3.6
Cash	1%	$0.6
Other	7%	$4.3
Total	100%	$60.7

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates	AUM	Business Types	CRD Number
TRUIST ADVISORY SERVICES, INC.	$67.7		283390
PRECEPT ADVISORY GROUP LLC	$5.0		152776
GFO ADVISORY SERVICES, LLC	$0.3		109278
MCGRIFF INSURANCE SERVICES, LLC	$0.0		-
CRUMP LIFE INSURANCE SERVICES, LLC	$0.0		-
TRUIST SECURITIES, INC.	$0.0	broker-dealer	6271
STERLING CAPITAL (CAYMAN) LIMITED	$0.0		-
P.J. ROBB VARIABLE, LLC	$0.0	broker-dealer	38339
TRUIST INVESTMENT SERVICES, INC.	$0.0	broker-dealer	17499
TRUIST DELAWARE TRUST COMPANY	$0.0	trust company	-
TRUIST BANK	$0.0	trust company	-

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

13 active

Name	Title
MCALISTER, ALEXANDER, WORTH IAPD Broker	SENIOR MANAGING DIRECTOR, BOARD MEMBER, PRESIDENT EMERITUS, SENIOR MANAGING DIRECTOR
MONTGOMERY, MARK, MICHEL IAPD Broker	SENIOR MANAGING DIRECTOR, BOARD MEMBER, SENIOR MANAGING DIRECTOR
HAENNI, SCOTT, ALAN IAPD Broker	SENIOR MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER, BOARD MEMBER, SENIOR MANAGING DIRECTOR
DURHAM, CHARLES, ARNOLD IAPD Broker	EXECUTIVE DIRECTOR, CHIEF COMPLIANCE OFFICER
MCINTYRE, CASEY, KELLEN IAPD Broker	MANAGING DIRECTOR, CHIEF OPERATING OFFICER
BRIDGES, ROBERT, WILSON IAPD Broker	SENIOR MANAGING DIRECTOR, BOARD MEMBER, SENIOR MANAGING DIRECTOR
DOWHOWER, BRIAN, SEAN IAPD Broker	BOARD MEMBER

ADVDB.CO • SOURCE: SEC

Representatives

37 active representatives found, showing 20 random

Name	City	State	Exams	Designations
JOHN WINTHROP	CHARLOTTE	NC	S63\|2004-11-22\|S65\|2007-09-13
WILLIAM IOBST	CHARLOTTE	NC	S63\|2022-10-17\|S65\|2022-11-22
ANDREW RICHMAN	CHARLOTTE	NC	S63\|1991-06-24\|S65\|2016-11-14
JOHN BARRETT	CHARLOTTE	NC	S63\|2017-08-28\|S65\|2019-07-23
ANDREW DIZIO	CHARLOTTE	NC	S63\|2003-07-16	CHARTERED FINANCIAL ANALYST
ANTHONY DELUCIA	CHARLOTTE	NC	S63\|1996-04-24\|S65\|2005-06-07
WHITNEY STEWART	CHARLOTTE	NC	S66\|2018-07-16
MARY FOUNTAIN	CHARLOTTE	NC	S63\|2002-04-01
RICHARD PETRUZZO	CHARLOTTE	NC	S63\|2013-03-01	CHARTERED FINANCIAL ANALYST
LILLIAN GREEN	CHARLOTTE	NC	S65\|2020-02-06\|S63\|2019-09-23
LINDA BUMGARNER	CHARLOTTE	NC	S65\|2017-03-16
RICHARD MYERS	CHARLOTTE	NC	S63\|2000-02-07\|S65\|2001-03-22\|S66\|2017-04-07
GERALD VAN HORN	CHARLOTTE	NC	S65\|2001-02-16	CHARTERED FINANCIAL ANALYST
JOHN FLOWERS	CHARLOTTE	NC	S66\|2004-07-08\|S63\|2014-08-11
MICHAEL JENSEN	CHARLOTTE	NC	S66\|2022-10-21
MICHAEL KNORR	CHARLOTTE	NC	S66\|2020-12-17
STACEY SMITH BRYANT	CHARLOTTE	NC	S66\|2017-05-10
ALEXANDER MCALISTER	CHARLOTTE	NC	S63\|1997-01-31\|S65\|1996-08-06
SARAH PALMQUIST	CHARLOTTE	NC	S65\|2010-06-04
ORTON CHEN	CHARLOTTE	NC	S63\|2005-02-04\|S65\|2008-01-11	CHARTERED FINANCIAL ANALYST

ADVDB.CO • SOURCE: SEC

History

Date	AUM	AUM ∆	AUM % ∆	Empl	Empl ∆	Empl % ∆
2025-08-01	$66.2	$0.0	0%	182	0	0%
2025-04-21	$66.2	$0.0	0%	182	0	0%
2024-04-02	$66.7	-$0.6	-1%	181	1	1%
2023-04-04	$62.8	$3.3	5%	180	2	1%
2022-04-01	$75.3	-$9.1	-12%	178	4	2%
2021-04-05	$70.1	-$3.9	-6%	175	7	4%
2020-04-01	$58.2	$8.0	14%	160	22	14%
2019-04-01	$56.9	$9.3	16%	165	17	10%
2018-04-02	$55.9	$10.2	18%	158	24	15%
2017-04-01	$51.6	$14.6	28%	159	23	14%
2016-04-01	$51.2	$15.0	29%	150	32	21%
2015-04-01	$47.5	$18.6	39%	134	48	36%
2014-04-01	$45.6	$20.5	45%	124	58	47%
2013-04-01	$41.0	$25.2	61%	120	62	52%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS

NC, AK-03/31/2022, AL-01/02/2008, AR-03/31/2022, AZ-02/22/2007, CA-06/02/2005, CO-10/06/2010, CT-01/02/2008, DC-01/05/2009, DE-02/26/2007, FL-06/09/2005, GA-06/02/2005, HI-03/31/2022, IA-03/31/2022, ID-03/31/2022, IL-09/26/2006, IN-06/02/2005, KS-03/29/2018, KY-01/05/2009, LA-10/06/2010, MA-09/19/2006, MD-02/22/2007, ME-03/31/2022, MI-02/22/2007, MN-06/02/2005, MO-09/19/2006, MS-03/31/2022, MT-03/31/2022, NC-06/02/2005, ND-03/31/2022, NE-06/02/2005, NH-01/21/2010, NJ-02/26/2007, NM-10/06/2010, NV-01/02/2008, NY-09/19/2006, OH-09/19/2006, OK-03/31/2022, OR-01/02/2008, PA-02/22/2007, RI-12/10/2014, SC-06/02/2005, SD-03/31/2022, TN-01/03/2008, TX-06/02/2005, UT-01/02/2008, VA-02/22/2007, VI-03/31/2022, VT-06/02/2005, WA-09/19/2006, WI-02/22/2007, WV-01/21/2010, WY-03/31/2022

ADVISER ACTIVITIES

PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (RIC)
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
MANAGER SELECTION

OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV