SANCTUARY ADVISORS, LLC
Latest filing: Jul 09, 2025 (109 days ago)
AUM
$27,696,000,000
26% change vs. 1 year ago
130% change vs. 3 years ago
543% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
660
18% change vs. 1 year ago
125% change vs. 3 years ago
650% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
INDIANAPOLIS, IN
3815 RIVER CROSSING PKWY, INDIANAPOLIS, IN, UNITED STATES, 46240
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $27.6 |
| Non-Discretionary | $0.1 |
| Total | $27.7 |
| Client | AUM |
|---|---|
| Retail | $25.6 |
| Pooled | $0.0 |
| Institutional | $2.1 |
| Total | $27.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 13,472 | $7.4 |
| Average Individual AUM | $551,054 | |
| HNW | 3,675 | $18.2 |
| Average HNW AUM | $4,948,190 | |
| Retail Total | 17,147 | $25.6 |
| Average Retail AUM | $1,493,462 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| PERSHING LLC | JERSEY CITY-NJ-USA | $10.0 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $7.9 |
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $2.0 |
| PERSHING ADVISOR SOLUTIONS LLC | JERSEY CITY-NJ-USA | $1.9 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $27.7 |
| Retail SMA AUM | $25.6 |
| Institutional SMA AUM | $2.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 52% | $14.4 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 48% | $13.3 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $27.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| AZIMUT GENESIS ADVISORS LLC | $0.4 | 134626 | |
| AZ APICE CAPITAL MANAGEMENT LLC | $0.4 | 281973 | |
| SANCTUARY SECURITIES, INC. | $0.0 | broker-dealer | 205 |
| SANCTUARY INSURANCE SOLUTIONS LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
12 active
| Name | Title |
|---|---|
| WALTER, ROBERT, ALAN | PRESIDENT |
| CHENE, DAVID, KENNEDY | ELECTED MANAGER OF SANCTUARY WEALTH GROUP, LLC |
| DIDDEN, JAMES, MATTHEW | ELECTED MANAGER OF SANCTUARY WEALTH GROUP, LLC |
| GUIATI, MASSIMO | ELECTED MANAGER OF SANCTUARY WEALTH GROUP, LLC |
| MALAMED, ADAM, SCOTT | ELECTED MANAGER OF SANCTUARY WEALTH GROUP, LLC |
| CHASE, KEVIN, P | CHIEF COMPLIANCE OFFICER |
| MILLER, KEVIN, JOSEPH | CHIEF LEGAL OFFICER |
| LAMPEN, RICHARD, JAY | ELECTED INDEPENDENT MANAGER OF SANCTUARY WEALTH GROUP, LLC |
ADVDB.CO • SOURCE: SEC
Representatives
309 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| CELESTE REYES LUNA | INDIANAPOLIS | IN | S66|2000-09-11 | ||||||
| LAUREN HOLWELL | INDIANAPOLIS | IN | S66|2007-09-29 | ||||||
| JENNIFER JUERGENS | INDIANAPOLIS | IN | S66|2023-12-14 | ||||||
| SUSAN HOYT | INDIANAPOLIS | IN | S66|2007-09-07 | ||||||
| EMILY HILL | INDIANAPOLIS | IN | S66|2002-10-24 | CERTIFIED FINANCIAL PLANNER | |||||
| ALEXANDRA FREEDMAN | INDIANAPOLIS | IN | S66|2019-12-23 | ||||||
| CHRISTOPHER PAGLIA | INDIANAPOLIS | IN | S63|1992-09-28|S65|1994-05-04 | CERTIFIED FINANCIAL PLANNER | |||||
| MARTHA ORTEGA | INDIANAPOLIS | IN | S63|2016-05-07|S65|2016-06-26 | ||||||
| CHRISTINE SWINDELL | INDIANAPOLIS | IN | S63|2018-06-18|S66|2021-04-22 | ||||||
| ARMAN MELIKIAN | INDIANAPOLIS | IN | S65|2007-06-02|S66|2016-02-19 | ||||||
| DANIEL VENTURA | INDIANAPOLIS | IN | S66|2012-03-05 | CERTIFIED FINANCIAL PLANNER | |||||
| BASEL ALWAWI | INDIANAPOLIS | IN | S66|2021-11-19 | ||||||
| JON TEUSCH | INDIANAPOLIS | IN | S63|2002-04-29|S66|2010-04-05 | ||||||
| STEVEN SUTTON | INDIANAPOLIS | IN | S63|1992-06-12|S65|2010-12-23 | ||||||
| ELIUD GARZA | INDIANAPOLIS | IN | S66|2020-01-27 | ||||||
| IAN BROCKHOUSE | INDIANAPOLIS | IN | S66|2022-03-22 | ||||||
| EMILY NELSON | INDIANAPOLIS | IN | S65|2023-08-05 | ||||||
| WILLIAM ALVIS | INDIANAPOLIS | IN | S66|2014-03-13 | ||||||
| JOHN MILLER | INDIANAPOLIS | IN | S63|1998-08-27|S65|2005-10-05 | ||||||
| TRACEY GLEDHILL | INDIANAPOLIS | IN | S63|1997-03-14|S65|1999-12-03|S66|2015-06-22 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $27.7 | $0.0 | 0% | 660 | 0 | 0% |
| 2025-04-21 | $27.7 | $0.0 | 0% | 632 | 28 | 4% |
| 2024-04-02 | $22.0 | $5.7 | 26% | 557 | 103 | 18% |
| 2023-04-04 | $16.2 | $11.5 | 71% | 510 | 150 | 29% |
| 2022-04-01 | $12.1 | $15.6 | 130% | 293 | 367 | 125% |
| 2021-04-05 | $6.6 | $21.1 | 322% | 131 | 529 | 404% |
| 2020-04-01 | $4.3 | $23.4 | 543% | 88 | 572 | 650% |
| 2019-04-01 | $2.4 | $25.3 | 1074% | 56 | 604 | 1079% |
| 2018-04-02 | $2.0 | $25.7 | 1309% | 54 | 606 | 1122% |
| 2017-04-01 | $1.7 | $26.0 | 1564% | 106 | 554 | 523% |
| 2016-04-01 | $0.4 | $27.3 | 6548% | 107 | 553 | 517% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| IN, AK-10/15/2019, AL-10/21/2015, AR-10/15/2019, AZ-07/10/2015, CA-07/10/2015, CO-07/10/2015, CT-07/10/2015, DC-10/15/2019, DE-07/10/2015, FL-07/10/2015, GA-07/10/2015, HI-10/15/2019, IA-07/10/2015, ID-10/15/2019, IL-07/10/2015, IN-07/10/2015, KS-10/21/2015, KY-07/10/2015, LA-07/10/2015, MA-10/15/2019, MD-07/10/2015, ME-10/15/2019, MI-07/10/2015, MN-07/10/2015, MO-07/10/2015, MS-10/15/2019, MT-10/15/2019, NC-07/10/2015, ND-10/21/2015, NE-10/15/2019, NH-10/15/2019, NJ-07/13/2015, NM-07/10/2015, NV-07/10/2015, NY-07/10/2015, OH-07/10/2015, OK-10/15/2019, OR-10/15/2019, PA-10/21/2015, PR-10/15/2019, RI-10/15/2019, SC-07/10/2015, SD-07/10/2015, TN-10/21/2015, TX-07/10/2015, UT-07/10/2015, VA-10/21/2015, VI-10/15/2019, VT-07/10/2015, WA-07/10/2015, WI-07/10/2015, WV-10/15/2019, WY-10/15/2019 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV