SOUND POINT CAPITAL MANAGEMENT, LP
Latest filing: Mar 31, 2025 (70 days ago)
AUM
$34,468,662,047
-10% change vs. 1 year ago
33% change vs. 3 years ago
95% change vs. 5 years ago
490% change vs. 10 years ago
Employee Count
182
-2% change vs. 1 year ago
117% change vs. 3 years ago
136% change vs. 5 years ago
469% change vs. 10 years ago
Main Office
NEW YORK, NY
375 PARK AVENUE, NEW YORK, NY, UNITED STATES, 10152
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $34.5 |
| Non-Discretionary | $0.0 |
| Total | $34.5 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $33.3 |
| Institutional | $1.2 |
| Total | $34.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $0.4 |
| STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $0.2 |
| US BANK NATIONAL ASSOCIATION | NEW YORK-NY-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.2 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $1.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 2% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 39% | $0.5 |
| Cash | 1% | $0.0 |
| Other | 59% | $0.7 |
| Total | 101% | $1.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| STONE POINT CAPITAL LLC | $56.8 | 156521 | |
| SOUND POINT LUNA LLC | $11.4 | 128132 | |
| SOUND POINT CLO C-MOA, LLC | $8.2 | 293256 | |
| SOUND POINT COMMERCIAL REAL ESTATE FINANCE LLC | $2.6 | 311808 | |
| SOUND POINT CRE MANAGEMENT, LP | $0.0 | 286271 | |
| SOUND POINT STRATEGIC CAPITAL GP II, LLC | $0.0 | - | |
| SOUND POINT CAPITAL MANAGEMENT UK, LLP | $0.0 | - | |
| SOUND POINT CO-INVEST GP, LLC | $0.0 | - | |
| SOUND POINT U.S. DIRECT LENDING II (LUX) GP SARL | $0.0 | - | |
| SOUND POINT DISCOVERY MANAGER, LLC | $0.0 | - | |
| SOUND POINT GP PARENT, LLC | $0.0 | - | |
| SPCRE INPOINT ADVISORS, LLC | $0.0 | 294013 | |
| SOUND POINT CONSUMER CREDIT PAYMENTS I GP, LLC | $0.0 | - | |
| SOUND POINT CLO WAREHOUSE II GP, LLC | $0.0 | - | |
| SOUND POINT ASSET BACKED GP LLC | $0.0 | - | |
| BLUEMOUNTAIN MONTENVERS HOLDINGS, LLC | $0.0 | - | |
| BLUEMOUNTAIN MONTENVERS GP, LLC | $0.0 | - | |
| SOUND POINT LUNA GP HOLDINGS LLC | $0.0 | - | |
| SOUND POINT GLS GP LLC | $0.0 | - | |
| BLUEMOUNTAIN MONTENVERS GP SARL | $0.0 | - | |
| SOUND POINT SENIOR GP, LLC | $0.0 | - | |
| SOUND POINT CREDIT OPPORTUNITIES GP, LLC | $0.0 | - | |
| SOUND POINT SENIOR GP II, LLC | $0.0 | - | |
| SOUND POINT MERIDIAN MANAGEMENT COMPANY, LLC | $0.0 | - | |
| SOUND POINT MERIDIAN FUND GP LLC | $0.0 | - | |
| SP TECHNOLOGY PAYMENTS II GP, LLC | $0.0 | - | |
| SP COMMERCIAL FUNDING CAYMAN GP II, LLC | $0.0 | - | |
| SOUND POINT U.S. DIRECT LENDING III (LUX) GP, SARL | $0.0 | - | |
| SP TECHNOLOGY PAYMENTS I GP, LLC | $0.0 | - | |
| SOUND POINT U.S. DIRECT LENDING III GP, LLC | $0.0 | - | |
| SOUND POINT STRATEGIC CAPITAL GP, LLC | $0.0 | - | |
| SOUND POINT EMPLOYEE INVESTMENT (US DL II NON-US RN) LIMITED | $0.0 | - | |
| SOUND POINT CLO MANAGEMENT GP, LLC | $0.0 | - | |
| SP COMMERCIAL FUNDING CAYMAN GP, LLC | $0.0 | - | |
| SOUND POINT TACTICAL LOAN OPPORTUNITY GP LLC | $0.0 | - | |
| SOUND POINT U.S. LENDING I GP, LLC | $0.0 | - | |
| SOUND POINT BEACON GP,LLC | $0.0 | - | |
| SOUND POINT U.S. DIRECT LENDING II (GP) LTD. | $0.0 | - | |
| SOUND POINT U.S. DIRECT LENDING II GP, LLC | $0.0 | - | |
| SOUND POINT HARBOR FUND GP LLC | $0.0 | - | |
| SOUND POINT CLO GP, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
31 active
| Name | Title |
|---|---|
| KETCHUM, STEPHEN, JEROME | MANAGING PARTNER, MEMBER |
| GERLITZ, KEVIN, PETER | CHIEF FINANCIAL OFFICER |
| DAVIS, CHARLES, ARTHUR | LIMITED PARTNER |
| FRIEDMAN, STEPHEN, NMN | LIMITED PARTNER |
| CAREY, JAMES, DAWSON | MEMBER, BOARD OF MANAGERS |
| RUBERTI, WENDY, LYNNE | GENERAL COUNSEL |
| SEELAUS, SARAH, ZELLER | CHIEF OPERATING OFFICER |
| WERMUTH, DAVID, JAY | LIMITED PARTNER |
| ZERBIB, NICOLAS, DAVID | LIMITED PARTNER |
| NEWBERRY, THOMAS, LANE | CHIEF CREDIT OFFICER |
| SAYAGO, ANDREA, J.S. | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $34.5 | $0.0 | 0% | 182 | 0 | 0% |
| 2025-04-21 | $34.5 | $0.0 | 0% | 182 | 0 | 0% |
| 2024-04-02 | $38.4 | -$3.9 | -10% | 185 | -3 | -2% |
| 2023-04-04 | $21.6 | $12.9 | 59% | 141 | 41 | 29% |
| 2022-04-01 | $25.8 | $8.6 | 33% | 84 | 98 | 117% |
| 2021-04-05 | $18.3 | $16.1 | 88% | 84 | 98 | 117% |
| 2020-04-01 | $17.7 | $16.7 | 95% | 77 | 105 | 136% |
| 2019-04-01 | $18.4 | $16.0 | 87% | 60 | 122 | 203% |
| 2018-04-02 | $15.6 | $18.9 | 121% | 57 | 125 | 219% |
| 2017-04-01 | $11.3 | $23.2 | 206% | 48 | 134 | 279% |
| 2016-04-01 | $7.7 | $26.7 | 347% | 40 | 142 | 355% |
| 2015-04-01 | $5.8 | $28.6 | 490% | 32 | 150 | 469% |
| 2014-04-01 | $4.2 | $30.3 | 727% | 24 | 158 | 658% |
| 2013-04-01 | $1.7 | $32.8 | 1957% | 11 | 171 | 1555% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, NE-03/31/2022, NY-07/12/2011 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV