SOUTHEASTERN ASSET MANAGEMENT INC.
Latest filing: Mar 28, 2025 (127 days ago)
AUM
$4,327,763,955
-18% change vs. 1 year ago
-61% change vs. 3 years ago
-66% change vs. 5 years ago
-86% change vs. 10 years ago
Employee Count
31
24% change vs. 1 year ago
-39% change vs. 3 years ago
-56% change vs. 5 years ago
-48% change vs. 10 years ago
Main Office
MEMPHIS, TN
5100 POPLAR AVE, SUITE 2450, MEMPHIS, TN, UNITED STATES, 38137-4000
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $4.3 |
| Non-Discretionary | $0.0 |
| Total | $4.3 |
| Client | AUM |
|---|---|
| Retail | $0.2 |
| Pooled | $2.9 |
| Institutional | $1.2 |
| Total | $4.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 3 | $0.1 |
| Average Individual AUM | $23,808,227 | |
| HNW | 8 | $0.2 |
| Average HNW AUM | $21,581,515 | |
| Retail Total | 11 | $0.2 |
| Average Retail AUM | $22,188,800 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $1.0 |
| STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $0.3 |
| JP MORGAN CHASE & CO. | JERSEY CITY-NJ-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.4 |
| Retail SMA AUM | $0.2 |
| Institutional SMA AUM | $1.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 91% | $1.3 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 9% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $1.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (SINGAPORE) PTE. LTD | $0.8 | 148494 | |
| SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (UK) LTD. | $0.0 | 145207 | |
| SOUTHEASTERN ASSET MANAGEMENT (GP) LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
6 active
| Name | Title |
|---|---|
| HAWKINS, OTIS, MASON | CHAIRMAN/SHAREHOLDER/DIRECTOR |
| CATES, GEORGE, STALEY | VICE CHAIRMAN/SHAREHOLDER/DIRECTOR |
| MCCARROLL, ANDREW, ROWAN | GENERAL COUNSEL / SHAREHOLDER / DIRECTOR / SECRETARY |
| WITTKE, MICHAEL, JASON | CHIEF COMPLIANCE OFFICER |
| GLOTZBACH, RAYMOND, EUGENE | CEO / SHAREHOLDER / DIRECTOR |
| PRESSGROVE, JESSICA, BOGGAN | CHIEF FINANCIAL OFFICER, SHAREHOLDER |
ADVDB.CO • SOURCE: SEC
Representatives
2 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| GEORGE CATES | MEMPHIS | TN | S65|1996-05-10 | ||||||
| OTIS HAWKINS | MEMPHIS | TN | S65|1993-01-18 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $4.3 | $0.0 | 0% | 31 | 0 | 0% |
| 2025-04-21 | $4.3 | $0.0 | 0% | 31 | 0 | 0% |
| 2024-04-02 | $5.3 | -$0.9 | -18% | 25 | 6 | 24% |
| 2023-04-04 | $5.5 | -$1.2 | -21% | 37 | -6 | -16% |
| 2022-04-01 | $11.1 | -$6.7 | -61% | 51 | -20 | -39% |
| 2021-04-05 | $10.5 | -$6.1 | -59% | 61 | -30 | -49% |
| 2020-04-01 | $12.7 | -$8.4 | -66% | 70 | -39 | -56% |
| 2019-04-01 | $14.1 | -$9.7 | -69% | 70 | -39 | -56% |
| 2018-04-02 | $18.4 | -$14.1 | -76% | 70 | -39 | -56% |
| 2017-04-01 | $19.5 | -$15.1 | -78% | 63 | -32 | -51% |
| 2016-04-01 | $20.4 | -$16.1 | -79% | 60 | -29 | -48% |
| 2015-04-01 | $30.7 | -$26.3 | -86% | 60 | -29 | -48% |
| 2014-04-01 | $35.1 | -$30.7 | -88% | 60 | -29 | -48% |
| 2013-04-01 | $31.9 | -$27.6 | -86% | 60 | -29 | -48% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| TN, AL-03/04/1991, CA-05/31/1988, CT-08/29/2014, FL-06/18/1982, GA-01/30/2001, MO-11/13/1986, NE-03/27/2009, TN-11/03/1975, TX-09/29/1986, WI-06/01/1987 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV