AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.8 |
| Non-Discretionary | $0.0 |
| Total | $0.8 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.7 |
| Total | $0.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 1 | $0.0 |
| Average HNW AUM | $36,208,633 | |
| Retail Total | 1 | $0.0 |
| Average Retail AUM | $36,208,633 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $0.5 |
| STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $0.2 |
| JP MORGAN CHASE & CO. | JERSEY CITY-NJ-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.7 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.7 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 93% | $0.7 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 7% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| SOUTHEASTERN ASSET MANAGEMENT INC. | $4.3 | 105276 | |
| SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (UK) LTD. | $0.0 | 145207 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
6 active
| Name | Title |
|---|---|
| HAWKINS, OTIS, MASON | CEO/SHAREHOLDER/DIRECTOR |
| CATES, GEORGE, STALEY | VICE CHAIRMAN/SHAREHOLDER/DIRECTOR |
| MCBRIDE, STEVEN, PHILIP | DIRECTOR |
| ANTONIO, JOSEPH, ANDRE | SECRETARY, MANAGING DIRECTOR (CHIEF EXECUTIVE), LEGAL AND CHIEF COMPLIANCE OFFICER |
| PRESSGROVE, JESSICA, BOGGAN | CFO |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.8 | $0.0 | 0% | 7 | 0 | 0% |
| 2025-04-21 | $0.8 | $0.0 | 0% | 7 | 0 | 0% |
| 2024-04-02 | $0.9 | -$0.1 | -12% | 7 | 0 | 0% |
| 2023-04-04 | $0.9 | -$0.2 | -20% | 5 | 2 | 40% |
| 2022-04-01 | $1.1 | -$0.4 | -32% | 8 | -1 | -12% |
| 2021-04-05 | $1.2 | -$0.4 | -37% | 8 | -1 | -12% |
| 2020-04-01 | $0.9 | -$0.1 | -15% | 8 | -1 | -12% |
| 2019-04-01 | $0.5 | $0.2 | 43% | 7 | 0 | 0% |
| 2018-04-02 | $0.3 | $0.5 | 199% | 6 | 1 | 17% |
| 2017-04-01 | $0.2 | $0.6 | 371% | 6 | 1 | 17% |
| 2016-04-01 | $0.1 | $0.6 | 436% | 6 | 1 | 17% |
| 2015-04-01 | $0.0 | $0.0 | 0% | 6 | 1 | 17% |
| 2014-04-01 | $0.0 | $0.0 | 0% | 5 | 2 | 40% |
| 2013-04-01 | $0.0 | $0.0 | 0% | 4 | 3 | 75% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV