THE CAPITAL GROUP INVESTMENT ADVISORY SERVICES, LLC
Latest filing: Jul 15, 2024 (350 days ago)
AUM
$1,182,764,656
46% change vs. 1 year ago
73% change vs. 3 years ago
243% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
18
12% change vs. 1 year ago
50% change vs. 3 years ago
50% change vs. 5 years ago
260% change vs. 10 years ago
Main Office
BETHESDA, MD
6720-B ROCKLEDGE DRIVE, BETHESDA, MD, UNITED STATES, 20817
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.2 |
| Non-Discretionary | $0.0 |
| Total | $1.2 |
| Client | AUM |
|---|---|
| Retail | $0.2 |
| Pooled | $0.0 |
| Institutional | $1.0 |
| Total | $1.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 213 | $0.1 |
| Average Individual AUM | $280,783 | |
| HNW | 59 | $0.1 |
| Average HNW AUM | $2,182,181 | |
| Retail Total | 272 | $0.2 |
| Average Retail AUM | $693,219 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY INVESTMENTS | BOSTON-MA-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.2 |
| Retail SMA AUM | $0.2 |
| Institutional SMA AUM | $1.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 1% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 89% | $1.1 |
| Other Pools | 7% | $0.1 |
| Cash | 2% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $1.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| BURNHAM GIBSON WEALTH ADVISORS, LLC | $21.0 | 312284 | |
| INSGROUP, LLC | $0.0 | - | |
| ARMFIELD HARRISON & THOMAS LLC | $0.0 | - | |
| BALDWIN KRYSTYN SHERMAN PARTNERS, LLC | $0.0 | - | |
| BURNHAM BENEFITS INSURANCE SERVICES, LLC | $0.0 | - | |
| BKS FINANCIAL INVESTMENTS, LLC | $0.0 | 304266 | |
| BRP SECURITIES, LLC | $0.0 | broker-dealer | 312876 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
10 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| LEWIS EVANS | BETHESDA | MD | S65|2021-12-29 | ||||||
| JOSEPH HARKNESS | BETHESDA | MD | S65|2023-06-27 | ||||||
| ERIC FRIEDMAN | BETHESDA | MD | S66|2016-08-15 | CHARTERED FINANCIAL ANALYST | |||||
| ROBERT HANNAN | BETHESDA | MD | S63|2004-07-08|S65|2011-04-26 | ||||||
| PAUL COOK | BETHESDA | MD | S63|2005-09-30|S65|2003-10-29 | ||||||
| CHRISTOPHER STAUB | BETHESDA | MD | S63|2002-07-31|S65|2004-08-12 | ||||||
| GREGG FINE | BETHESDA | MD | S63|2020-12-14|S65|2023-03-16 | ||||||
| TYLER STEWART | BETHESDA | MD | S63|2013-11-13|S65|2021-07-06 | ||||||
| JOSEPH ALVAREZ | BETHESDA | MD | S65|2023-03-15 | ||||||
| ALEXANDER KUCZERA | BETHESDA | MD | S63|2023-09-15|S65|2024-03-19 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MD, DC-12/06/2013, DE-10/21/2022, FL-03/31/2021, MD-12/06/2013, NH-10/06/2023, NY-03/28/2017, PA-08/05/2022, TX-12/06/2013, VA-12/06/2013 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV