AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.1 |
| Total | $0.1 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 192 | $0.1 |
| Average HNW AUM | $374,188 | |
| Retail Total | 192 | $0.1 |
| Average Retail AUM | $374,188 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.1 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 100% | $0.1 |
| Total | 100% | $0.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | $164.8 | 145323 | |
| GFS ADVISORS LLC | $3.3 | 143110 | |
| MADISON AVENUE FINANCIAL SOLUTIONS, LLC | $1.6 | 307461 | |
| RDM INVESTMENT SERVICES, LLC | $0.0 | broker-dealer | 104266 |
| LEONETTI & ASSOCIATES, LLC | $0.0 | 146851 | |
| HIGHTOWER SECURITIES, LLC | $0.0 | broker-dealer | 116681 |
| KISSINGER FINANCIAL SERVICES, LLC | $0.0 | 284871 | |
| GLOBAL FINANCIAL SERVICES, L.L.C. | $0.0 | broker-dealer | 35699 |
| BEL AIR INVESTMENT ADVISORS LLC | $0.0 | 104580 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
2 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| CONTESSA ARCHULETA | SANTA FE | NM | S65|2018-04-21 | ||||||
| KYLE BURNS | SANTA FE | NM | S65|2014-06-20 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.1 | $0.0 | 0% | 2 | 0 | 0% |
| 2025-04-21 | $0.1 | $0.0 | 0% | 2 | 0 | 0% |
| 2024-04-02 | $0.1 | $0.0 | -18% | 2 | 0 | 0% |
| 2023-04-04 | $0.1 | $0.0 | -24% | 2 | 0 | 0% |
| 2022-04-01 | $0.1 | $0.0 | -26% | 2 | 0 | 0% |
| 2021-04-05 | $0.6 | -$0.5 | -88% | 4 | -2 | -50% |
| 2020-04-01 | $0.5 | -$0.4 | -86% | 7 | -5 | -71% |
| 2019-04-01 | $0.5 | -$0.4 | -86% | 7 | -5 | -71% |
| 2018-04-02 | $0.5 | -$0.4 | -85% | 7 | -5 | -71% |
| 2017-04-01 | $0.5 | -$0.4 | -85% | 5 | -3 | -60% |
| 2016-04-01 | $0.5 | -$0.4 | -84% | 3 | -1 | -33% |
| 2015-04-01 | $0.5 | -$0.4 | -84% | 7 | -5 | -71% |
| 2014-04-01 | $0.4 | -$0.4 | -84% | 6 | -4 | -67% |
| 2013-04-01 | $0.4 | -$0.4 | -83% | 6 | -4 | -67% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| CA-03/21/2025, CO-06/15/2004, FL-03/21/2025, NC-03/21/2025, NH-03/21/2025, NM-03/21/2025, NY-03/21/2025, OR-03/21/2025, WY-03/21/2025 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV