AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $1.6 |
| Non-Discretionary | $0.0 |
| Total | $1.6 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $1.6 |
| Institutional | $0.0 |
| Total | $1.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | $164.8 | 145323 | |
| GRANT TANI BARASH & ALTMAN, LLC | $1.8 | 319128 | |
| KANAWHA CAPITAL MANAGEMENT, LLC | $1.6 | 118458 | |
| DELTA ASSET MANAGEMENT, LLC | $1.4 | 113688 | |
| HARVEY INVESTMENT COMPANY, LLC | $0.9 | 110482 | |
| WEALTHTRUST AXIOM, LLC | $0.8 | 145186 | |
| DUNCKER, STREETT & CO., LLC | $0.7 | 110828 | |
| THE RIKOON GROUP, LLC | $0.1 | 131435 | |
| HIGHTOWER FAMILY SELECT SERVICE COMPANY, LLC | $0.0 | accountancy | - |
| TRUST COMPANY OF ILLINOIS | $0.0 | trust company | - |
| GMS SURGENT, LLC | $0.0 | accountancy | - |
| HIGHTOWER TETON PRIVATE EQUITY GP, LLC | $0.0 | - | |
| HIGHTOWER SECURITIES, LLC | $0.0 | broker-dealer | 116681 |
| HIGHTOWER TRUST SERVICES LTA | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
7 active
| Name | Title |
|---|---|
| MYERS, RICKY, LINN | CHIEF COMPLIANCE OFFICER |
| WASCHER, PAUL, HEINZ ROBERT | DIRECTOR COMPLIANCE |
| BESSO, DOUGLAS, JOSEPH | CHIEF TECHNOLOGY OFFICER |
| BERG, DANIEL, JEREMY | DIRECTOR FINANCE |
| BOYLE, JOHN, THOMAS | EXECUTIVE DIRECTOR OPERATIONS |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $1.6 | $0.0 | 0% | 1 | 0 | 0% |
| 2025-04-21 | $1.6 | $0.0 | 0% | 1 | 0 | 0% |
| 2024-04-02 | $1.3 | $0.4 | 27% | 1 | 0 | 0% |
| 2023-04-04 | $1.1 | $0.6 | 52% | 1 | 0 | 0% |
| 2022-04-01 | $0.0 | $0.0 | 0% | 8 | -7 | -88% |
| 2021-04-05 | $0.0 | $0.0 | 0% | 8 | -7 | -88% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| IL, IL-06/19/2020, NY-06/19/2020 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV