DELTA ASSET MANAGEMENT, LLC
Latest filing: Mar 31, 2025 (87 days ago)
AUM
$1,440,457,835
4% change vs. 1 year ago
-2% change vs. 3 years ago
28% change vs. 5 years ago
98% change vs. 10 years ago
Employee Count
8
-11% change vs. 1 year ago
-20% change vs. 3 years ago
-11% change vs. 5 years ago
-11% change vs. 10 years ago
Main Office
MEMPHIS, TN
700 COLONIAL RD, MEMPHIS, TN, UNITED STATES, 38117
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.4 |
| Non-Discretionary | $0.0 |
| Total | $1.4 |
| Client | AUM |
|---|---|
| Retail | $1.3 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $1.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 277 | $0.1 |
| Average Individual AUM | $374,789 | |
| HNW | 255 | $1.2 |
| Average HNW AUM | $4,846,933 | |
| Retail Total | 532 | $1.3 |
| Average Retail AUM | $2,518,392 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $1.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.4 |
| Retail SMA AUM | $1.3 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 77% | $1.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 2% | $0.0 |
| Municipal | 9% | $0.1 |
| Sovereign | 0% | $0.0 |
| IG Credit | 3% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 4% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 5% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $1.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | $164.8 | 145323 | |
| GRANT TANI BARASH & ALTMAN, LLC | $1.8 | 319128 | |
| MADISON AVENUE FINANCIAL SOLUTIONS, LLC | $1.6 | 307461 | |
| KANAWHA CAPITAL MANAGEMENT, LLC | $1.6 | 118458 | |
| HARVEY INVESTMENT COMPANY, LLC | $0.9 | 110482 | |
| WEALTHTRUST AXIOM, LLC | $0.8 | 145186 | |
| DUNCKER, STREETT & CO., LLC | $0.7 | 110828 | |
| THE RIKOON GROUP, LLC | $0.1 | 131435 | |
| HIGHTOWER SECURITIES, LLC | $0.0 | broker-dealer | 116681 |
| HIGHTOWER TRUST COMPANY N.A. | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
15 active
| Name | Title |
|---|---|
| MALL, MYRON, MERRIELL | SHAREHOLDER, MANAGING DIRECTOR |
| TAYLOR, EDWARD, TENNENT | SHAREHOLDER, MANAGING DIRECTOR |
| SMITH, DAVID, CHARLES | MANAGING DIRECTOR, SHAREHOLDER |
| BERG, DANIEL, JEREMY | EXECUTIVE DIRECTOR OF FINANCE |
| MAURY, DANA, COLE | CHIEF COMPLIANCE OFFICER |
| BOYLE, JOHN, THOMAS | PRINCIPAL |
ADVDB.CO • SOURCE: SEC
Representatives
6 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| EDWARD TAYLOR | MEMPHIS | TN | |||||||
| DAVID SMITH | MEMPHIS | TN | S63|1997-06-03 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | |||||
| ERIC CATMUR | MEMPHIS | TN | S63|1983-08-08|S65|1992-05-08 | ||||||
| MYRON MALL | MEMPHIS | TN | S65|1992-08-07 | ||||||
| CHRISTOPHER JONES | MEMPHIS | TN | S63|2004-11-05 | CHARTERED FINANCIAL ANALYST | |||||
| BRANDON BYRD | MEMPHIS | TN | S63|2015-09-24|S65|2021-02-23 | CERTIFIED FINANCIAL PLANNER | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $1.4 | $0.0 | 0% | 8 | 0 | 0% |
| 2025-04-21 | $1.4 | $0.0 | 0% | 8 | 0 | 0% |
| 2024-04-02 | $1.4 | $0.1 | 4% | 9 | -1 | -11% |
| 2023-04-04 | $1.2 | $0.2 | 18% | 9 | -1 | -11% |
| 2022-04-01 | $1.5 | $0.0 | -2% | 10 | -2 | -20% |
| 2021-04-05 | $1.3 | $0.2 | 15% | 10 | -2 | -20% |
| 2020-04-01 | $1.1 | $0.3 | 28% | 9 | -1 | -11% |
| 2019-04-01 | $0.9 | $0.5 | 56% | 9 | -1 | -11% |
| 2018-04-02 | $0.9 | $0.5 | 52% | 10 | -2 | -20% |
| 2017-04-01 | $0.8 | $0.6 | 75% | 10 | -2 | -20% |
| 2016-04-01 | $0.8 | $0.7 | 90% | 9 | -1 | -11% |
| 2015-04-01 | $0.7 | $0.7 | 98% | 9 | -1 | -11% |
| 2014-04-01 | $0.7 | $0.8 | 118% | 9 | -1 | -11% |
| 2013-04-01 | $0.6 | $0.9 | 153% | 8 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| TN, AL-02/28/2022, AR-01/08/2002, AZ-03/30/2023, CA-03/26/2013, CO-02/28/2022, FL-03/20/2007, GA-02/28/2022, KS-05/12/2022, LA-02/28/2022, MO-02/28/2022, MS-01/03/2002, NC-02/28/2022, NH-02/28/2022, NY-03/30/2023, TN-01/04/2002, TX-01/05/2002 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV