AXIOM ASSET MANAGEMENT

Latest filing: Mar 28, 2025 (160 days ago)
View on IAPD
Adviser Website

AUM

$802,765,223
10% change vs. 1 year ago
21% change vs. 3 years ago
29% change vs. 5 years ago
27% change vs. 10 years ago

Employee Count

4
-20% change vs. 1 year ago
-20% change vs. 3 years ago
-20% change vs. 5 years ago
-33% change vs. 10 years ago

Main Office

WAYNE, PA
550 E SWEDESFORD RD, WAYNE, PA, UNITED STATES, 19087

Client AUM

Discretion AUM
Discretionary $0.6
Non-Discretionary $0.2
Total $0.8
Client AUM
Retail $0.8
Pooled $0.0
Institutional $0.0
Total $0.8
Retail Accounts AUM
Individual 396 $0.1
Average Individual AUM $230,318
HNW 192 $0.7
Average HNW AUM $3,655,694
Retail Total 588 $0.8
Average Retail AUM $1,348,808

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.8
Retail SMA AUM $0.8
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 57% $0.5
Equity Non-Exch 7% $0.1
Govt Agency 4% $0.0
Municipal 3% $0.0
Sovereign 0% $0.0
IG Credit 1% $0.0
HY Credit 1% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 27% $0.2
Other 0% $0.0
Total 100% $0.8

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
HIGHTOWER ADVISORS, LLC $164.8 145323
GRANT TANI BARASH & ALTMAN, LLC $1.8 319128
MADISON AVENUE FINANCIAL SOLUTIONS, LLC $1.6 307461
KANAWHA CAPITAL MANAGEMENT, LLC $1.6 118458
DELTA ASSET MANAGEMENT, LLC $1.4 113688
HARVEY INVESTMENT COMPANY, LLC $0.9 110482
DUNCKER, STREETT & CO., LLC $0.7 110828
THE RIKOON GROUP, LLC $0.1 131435
HIGHTOWER SECURITIES, LLC $0.0 broker-dealer 116681
HIGHTOWER TRUST SERVICES LTA $0.0 trust company -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

10 active

Name Title
MATT, ALBERT, CHAPEL PRESIDENT/MANAGING DIRECTOR
LOREAUX, ROBERT, WILLIAM EXECUTIVE VICE PRESIDENT
HEABERG, MICHAEL, CAMPBELL CHIEF EXECUTIVE OFFICER
ROSE, CRAIG, ALAN MANAGING DIRECTOR
BERG, DANIEL, JEREMY DIRECTOR OF FINANCE
WEBSTER, DAVID, JOSEPH CHIEF COMPLIANCE OFFICER
BOYLE, JOHN, THOMAS TITLE PRINCIPAL

ADVDB.CO • SOURCE: SEC

Representatives

6 active representatives found

Name City State Exams Designations
CRAIG ROSE WAYNE PA S63|1996-11-13|S66|2004-02-16
MICHAEL HEABERG WAYNE PA S63|1983-03-01|S65|1992-11-23
ROBERT LOREAUX WAYNE PA S63|1985-01-17
DAVID WEBSTER WAYNE PA S66|2007-10-19
ALBERT MATT WAYNE PA S63|1985-07-31|S66|2003-06-24
KARIN BRAACK-CANNON WAYNE PA CHARTERED FINANCIAL ANALYST

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-08-01 $0.8 $0.0 0% 4 0 0%
2025-04-21 $0.8 $0.0 0% 4 0 0%
2024-04-02 $0.7 $0.1 10% 5 -1 -20%
2023-04-04 $0.7 $0.1 22% 5 -1 -20%
2022-04-01 $0.7 $0.1 21% 5 -1 -20%
2021-04-05 $0.6 $0.2 33% 5 -1 -20%
2020-04-01 $0.6 $0.2 29% 5 -1 -20%
2019-04-01 $0.6 $0.3 46% 5 -1 -20%
2018-04-02 $0.6 $0.2 30% 6 -2 -33%
2017-04-01 $0.6 $0.2 29% 6 -2 -33%
2016-04-01 $0.6 $0.2 37% 6 -2 -33%
2015-04-01 $0.6 $0.2 27% 6 -2 -33%
2014-04-01 $0.6 $0.2 31% 6 -2 -33%
2013-04-01 $0.5 $0.3 65% 6 -2 -33%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
PA, AZ-12/07/2012, CA-01/14/2008, CT-12/07/2012, DC-03/27/2024, DE-01/22/2008, FL-01/15/2008, IL-03/27/2024, LA-03/27/2024, MA-01/14/2008, MD-01/14/2008, NC-03/27/2024, NH-03/30/2012, NJ-01/22/2008, NY-01/14/2008, PA-10/04/2007, SC-03/27/2024, TN-03/27/2024, TX-01/14/2008, VA-03/27/2024, WA-11/22/2013
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PENSION CONSULTING
MANAGER SELECTION
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV