AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.7 |
| Non-Discretionary | $0.0 |
| Total | $0.7 |
| Client | AUM |
|---|---|
| Retail | $0.5 |
| Pooled | $0.0 |
| Institutional | $0.2 |
| Total | $0.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 76 | $0.0 |
| Average Individual AUM | $443,227 | |
| HNW | 86 | $0.4 |
| Average HNW AUM | $5,081,846 | |
| Retail Total | 162 | $0.5 |
| Average Retail AUM | $2,905,704 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.6 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.7 |
| Retail SMA AUM | $0.5 |
| Institutional SMA AUM | $0.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 71% | $0.5 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 2% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 3% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 15% | $0.1 |
| Other Pools | 1% | $0.0 |
| Cash | 7% | $0.0 |
| Other | 1% | $0.0 |
| Total | 100% | $0.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | $164.8 | 145323 | |
| GRANT TANI BARASH & ALTMAN, LLC | $1.8 | 319128 | |
| MADISON AVENUE FINANCIAL SOLUTIONS, LLC | $1.6 | 307461 | |
| KANAWHA CAPITAL MANAGEMENT, LLC | $1.6 | 118458 | |
| DELTA ASSET MANAGEMENT, LLC | $1.4 | 113688 | |
| HARVEY INVESTMENT COMPANY, LLC | $0.9 | 110482 | |
| WEALTHTRUST AXIOM, LLC | $0.8 | 145186 | |
| THE RIKOON GROUP, LLC | $0.1 | 131435 | |
| HIGHTOWER SECURITIES, LLC | $0.0 | broker-dealer | 116681 |
| HIGHTOWER TRUST SERVICES LTA | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
3 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JOHN MOULTON | ST. LOUIS | MO | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | ||||||
| JAMES MINEMAN | ST. LOUIS | MO | S63|1996-10-04|S65|2020-07-01 | ||||||
| TERRY DANIELS | ST. LOUIS | MO | S63|1998-02-23 | CHARTERED FINANCIAL ANALYST | |||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.7 | $0.0 | 0% | 5 | 0 | 0% |
| 2025-04-21 | $0.7 | $0.0 | 0% | 5 | 0 | 0% |
| 2024-04-02 | $0.6 | $0.1 | 11% | 5 | 0 | 0% |
| 2023-04-04 | $0.5 | $0.1 | 23% | 4 | 1 | 25% |
| 2022-04-01 | $0.7 | $0.0 | -5% | 5 | 0 | 0% |
| 2021-04-05 | $0.6 | $0.1 | 13% | 5 | 0 | 0% |
| 2020-04-01 | $0.6 | $0.1 | 15% | 5 | 0 | 0% |
| 2019-04-01 | $0.5 | $0.2 | 38% | 4 | 1 | 25% |
| 2018-04-02 | $0.5 | $0.2 | 32% | 5 | 0 | 0% |
| 2017-04-01 | $0.4 | $0.3 | 81% | 6 | -1 | -17% |
| 2016-04-01 | $0.4 | $0.3 | 83% | 6 | -1 | -17% |
| 2015-04-01 | $0.4 | $0.3 | 83% | 6 | -1 | -17% |
| 2014-04-01 | $0.3 | $0.3 | 97% | 6 | -1 | -17% |
| 2013-04-01 | $0.3 | $0.4 | 124% | 5 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| MO, CA-07/21/2006, FL-03/27/2012, IL-04/18/2002, MO-06/25/1991, NC-03/26/2019, TX-03/26/2012, WY-02/14/2023 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV