AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $1.4 |
| Non-Discretionary | $0.3 |
| Total | $1.8 |
| Client | AUM |
|---|---|
| Retail | $1.8 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $1.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 45 | $0.0 |
| Average Individual AUM | $191,606 | |
| HNW | 175 | $1.7 |
| Average HNW AUM | $9,968,984 | |
| Retail Total | 220 | $1.8 |
| Average Retail AUM | $7,969,066 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.8 |
| Retail SMA AUM | $1.8 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 100% | $1.8 |
| Other | 0% | $0.0 |
| Total | 100% | $1.8 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| MADISON AVENUE FINANCIAL SOLUTIONS, LLC | $1.6 | 307461 | |
| KANAWHA CAPITAL MANAGEMENT, LLC | $1.6 | 118458 | |
| DELTA ASSET MANAGEMENT, LLC | $1.4 | 113688 | |
| HARVEY INVESTMENT COMPANY, LLC | $0.9 | 110482 | |
| WEALTHTRUST AXIOM, LLC | $0.8 | 145186 | |
| DUNCKER, STREETT & CO., LLC | $0.7 | 110828 | |
| THE RIKOON GROUP, LLC | $0.1 | 131435 | |
| HIGHTOWER TRUST SERVICES N.A. | $0.0 | trust company | - |
| HIGHTOWER SECURITIES, LLC | $0.0 | broker-dealer | 116681 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
10 active
| Name | Title |
|---|---|
| GRANT, WARREN, HOWARD | PRESIDENT AND MANAGER |
| ALTMAN, HOWARD, WILLIAM | MANAGER AND CHAIRMAN |
| BARASH, COREY, SCOTT | SECRETARY |
| MYERS, RICKY, LINN | COMPLIANCE OFFICER |
| DONOVAN, BRENT, KENNETH | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
6 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| ZOE LAWRENCE | BEVERLY HILLS | CA | S65|2023-04-25 | ||||||
| BRENT DONOVAN | BEVERLY HILLS | CA | S63|2000-01-14|S66|2006-07-14 | ||||||
| HOWARD ALTMAN | BEVERLY HILLS | CA | S65|2022-10-03 | ||||||
| WARREN GRANT | BEVERLY HILLS | CA | S65|2022-05-11 | ||||||
| COREY BARASH | BEVERLY HILLS | CA | S65|2022-07-16 | ||||||
| KIM IBRAHIM | BEVERLY HILLS | CA | S65|2023-05-19 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $1.8 | $0.0 | 0% | 89 | 0 | 0% |
| 2025-04-21 | $1.8 | $0.0 | 0% | 89 | 0 | 0% |
| 2024-04-02 | $1.7 | $0.1 | 4% | 86 | 3 | 3% |
| 2023-04-04 | $1.6 | $0.2 | 12% | 76 | 13 | 17% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| CA, CA-01/03/2023, FL-01/03/2023, NY-01/03/2023 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT MANAGER SELECTION |
| OTHER ACTIVITIES |
|
ACCOUNTING FIRM |
ADVDB.CO • SOURCE: SEC FORM ADV