AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $63.7 |
Non-Discretionary | $1.5 |
Total | $65.2 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $65.2 |
Institutional | $0.0 |
Total | $65.2 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.0 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $0.0 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 0% | $0.0 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 0% | $0.0 |
Other | 0% | $0.0 |
Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
AEGON USA INVESTMENT MANAGEMENT, LLC | $86.3 | 114537 | |
AEGON ASSET MANAGEMENT UK PLC | $43.4 | 289505 | |
TRANSAMERICA RETIREMENT ADVISORS, LLC | $16.2 | 107319 | |
TRANSAMERICA FINANCIAL ADVISORS, INC. | $1.7 | broker-dealer | 16164 |
TRANSAMERICA RETIREMENT SOLUTIONS | $0.0 | trust company | - |
TRANSAMERICA TRUST COMPANY | $0.0 | trust company | - |
TRANSAMERICA FUND SERVICES, INC. | $0.0 | trust company | - |
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY | $0.0 | - | |
TRANSAMERICA INVESTORS SECURITIES CORPORATION | $0.0 | broker-dealer | 32205 |
TRANSAMERICA LIFE INSURANCE COMPANY | $0.0 | - | |
TRANSAMERICA CAPITAL, INC. | $0.0 | broker-dealer | 8217 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
14 active
Name | Title |
---|---|
STAPLES, CHRISTOPHER, ALAN | SENIOR VICE PRESIDENT |
WALD, THOMAS, ROBERT | CHIEF INVESTMENT OFFICER, SENIOR VICE PRESIDENT, DIRECTOR |
SMIT, MARIJN, PAUL | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD |
ROSENBERGER, FRANCINE, JUDITH | CHIEF COMPLIANCE OFFICER |
GALLAGHER, DENNIS, PATRICK | CHIEF LEGAL OFFICER, ASSISTANT SECRETARY |
MADDEN, MICHAEL, JOSEPH | CHIEF ACCOUNTING OFFICER, TREASURER |
DURHAM, JOSHUA, WESLEY | CHIEF OPERATING OFFICER, DIRECTOR, SENIOR VICE PRESIDENT |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2025-05-02 | $65.2 | $0.0 | 0% | 58 | 0 | 0% |
2025-04-21 | $65.2 | $0.0 | 0% | 59 | -1 | -2% |
2024-04-02 | $65.9 | -$0.7 | -1% | 60 | -2 | -3% |
2023-04-04 | $63.5 | $1.7 | 3% | 59 | -1 | -2% |
2022-04-01 | $88.6 | -$23.4 | -26% | 56 | 2 | 4% |
2021-04-05 | $88.5 | -$23.3 | -26% | 60 | -2 | -3% |
2020-04-01 | $81.2 | -$16.1 | -20% | 65 | -7 | -11% |
2019-04-01 | $74.2 | -$9.0 | -12% | 60 | -2 | -3% |
2018-04-02 | $84.0 | -$18.8 | -22% | 46 | 12 | 26% |
2017-04-01 | $79.3 | -$14.1 | -18% | 49 | 9 | 18% |
2016-04-01 | $74.8 | -$9.6 | -13% | 55 | 3 | 5% |
2015-04-01 | $74.4 | -$9.2 | -12% | 49 | 9 | 18% |
2014-04-01 | $66.6 | -$1.4 | -2% | 18 | 40 | 222% |
2013-04-01 | $54.5 | $10.7 | 20% | 29 | 29 | 100% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
CO, CO-09/04/2014 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV