WEDBUSH SECURITIES INC.
Latest filing: Jun 03, 2025 (71 days ago)
AUM
$5,740,403,431
28% change vs. 1 year ago
39% change vs. 3 years ago
139% change vs. 5 years ago
358% change vs. 10 years ago
Employee Count
950
0% change vs. 1 year ago
6% change vs. 3 years ago
19% change vs. 5 years ago
19% change vs. 10 years ago
Main Office
LOS ANGELES, CA
ATTN: COMPLIANCE DEPT., LOS ANGELES, CA, UNITED STATES, 90017
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $3.9 |
| Non-Discretionary | $1.9 |
| Total | $5.7 |
| Client | AUM |
|---|---|
| Retail | $5.2 |
| Pooled | $0.0 |
| Institutional | $0.5 |
| Total | $5.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 7,690 | $2.7 |
| Average Individual AUM | $351,013 | |
| HNW | 2,262 | $2.5 |
| Average HNW AUM | $1,126,506 | |
| Retail Total | 9,952 | $5.2 |
| Average Retail AUM | $527,275 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $5.7 |
| Retail SMA AUM | $5.2 |
| Institutional SMA AUM | $0.5 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 40% | $2.3 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 4% | $0.2 |
| Municipal | 2% | $0.1 |
| Sovereign | 0% | $0.0 |
| IG Credit | 2% | $0.1 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 41% | $2.3 |
| Cash | 11% | $0.6 |
| Other | 0% | $0.0 |
| Total | 100% | $5.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| VAN HULZEN ASSET MANAGEMENT, LLC | $1.9 | 116632 | |
| SEPULVEDA MANAGEMENT LLC | $0.3 | 284290 | |
| MW INVESTMENT STRATEGY | $0.0 | 118433 | |
| QAPITAL INVEST, LLC | $0.0 | 283762 | |
| WEDBUSH CAPITAL MANAGEMENT, LLC | $0.0 | - | |
| WEDBUSH EUROPE LTD. | $0.0 | broker-dealer | - |
| LIGHTSPEED FINANCIAL SERVICES GROUP LLC | $0.0 | broker-dealer | 104369 |
| WEDBUSH ASSET MANAGEMENT, LLC | $0.0 | 161183 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
| No control persons found |
ADVDB.CO • SOURCE: SEC
Representatives
243 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JEFFREY RUNYAN | LOS ANGELES | CA | S63|2001-06-11|S66|2006-02-07 | ||||||
| KENNETH HAZEN | LOS ANGELES | CA | S66|2017-10-06 | ||||||
| JAMES STEPHAN | LOS ANGELES | CA | S63|1989-10-06|S65|2004-03-10 | ||||||
| PAUL ROWE | LOS ANGELES | CA | S63|1984-03-27|S65|2001-02-24 | ||||||
| JAMES BILLER | LOS ANGELES | CA | S63|2001-10-19|S65|2004-08-30 | ||||||
| TIMOTHY SMITH | LOS ANGELES | CA | S63|1983-08-04 | ||||||
| TERRENCE SCOTT | LOS ANGELES | CA | S63|1997-03-04 | ||||||
| JODI LUTZ | LOS ANGELES | CA | S63|1993-09-15|S65|1995-10-16 | ||||||
| VALENCIA LINTON | LOS ANGELES | CA | S63|1992-05-18|S66|2005-01-25 | ||||||
| JOHN BRUNO | LOS ANGELES | CA | S63|2012-10-15|S66|2014-05-02 | CHARTERED FINANCIAL ANALYST | |||||
| INES PARKS | LOS ANGELES | CA | S63|1993-01-06|S65|2000-01-26 | ||||||
| JEFFREY SPENCER | LOS ANGELES | CA | S63|1983-05-02|S65|1995-08-11 | ||||||
| TODD BROOKS | LOS ANGELES | CA | S66|2005-02-28 | ||||||
| SAMUEL GARLOCK | LOS ANGELES | CA | S63|1989-06-01|S65|1992-11-18 | ||||||
| PHILIP ALBERSTAT | LOS ANGELES | CA | |||||||
| JON GEHLE | LOS ANGELES | CA | S63|1988-06-24|S65|1997-06-20 | ||||||
| BARRY SIMON | LOS ANGELES | CA | S63|1983-05-31 | ||||||
| WILLIAM MCINTOSH | LOS ANGELES | CA | S66|2006-02-04 | ||||||
| JOANNE WELCH | LOS ANGELES | CA | S63|1990-01-22|S65|2011-07-15|S66|2003-09-23 | ||||||
| RICHARD GRAHAM | LOS ANGELES | CA | S63|1988-12-05|S65|1999-12-03 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $5.7 | $0.0 | 0% | 950 | 0 | 0% |
| 2025-04-21 | $5.7 | $0.0 | 0% | 950 | 0 | 0% |
| 2024-04-02 | $4.5 | $1.2 | 28% | 953 | -3 | 0% |
| 2023-04-04 | $3.9 | $1.9 | 49% | 920 | 30 | 3% |
| 2022-04-01 | $4.1 | $1.6 | 39% | 900 | 50 | 6% |
| 2021-04-05 | $2.4 | $3.4 | 144% | 816 | 134 | 16% |
| 2020-04-01 | $2.4 | $3.3 | 139% | 800 | 150 | 19% |
| 2019-04-01 | $2.1 | $3.6 | 173% | 800 | 150 | 19% |
| 2018-04-02 | $1.6 | $4.1 | 260% | 800 | 150 | 19% |
| 2017-04-01 | $1.5 | $4.3 | 291% | 800 | 150 | 19% |
| 2016-04-01 | $1.3 | $4.5 | 358% | 800 | 150 | 19% |
| 2015-04-01 | $1.3 | $4.5 | 358% | 800 | 150 | 19% |
| 2014-04-01 | $1.0 | $4.7 | 453% | 1,000 | -50 | -5% |
| 2013-04-01 | $1.1 | $4.6 | 422% | 1,000 | -50 | -5% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, AK-05/12/2006, AL-09/23/2009, AR-11/27/2006, AZ-05/11/2006, CA-07/08/1997, CO-01/15/2003, CT-10/16/2006, DC-09/30/2014, DE-05/01/2008, FL-11/27/2006, GA-03/15/2010, HI-05/11/2006, IA-04/22/2008, ID-11/24/2006, IL-02/07/2008, IN-02/04/2008, KS-11/24/2006, KY-04/21/2008, LA-11/24/2006, MA-04/21/2008, MD-11/24/2006, ME-01/25/2010, MI-02/04/2008, MN-04/21/2008, MO-07/25/2008, MS-11/24/2006, MT-10/01/2009, NC-11/24/2006, ND-08/04/2011, NE-11/24/2006, NH-04/21/2008, NJ-12/04/2006, NM-11/24/2006, NV-05/11/2006, NY-11/24/2006, OH-11/24/2006, OK-04/14/2010, OR-05/11/2006, PA-11/24/2006, PR-09/30/2014, RI-09/30/2014, SC-11/24/2006, SD-02/05/2009, TN-02/02/2017, TX-11/24/2006, UT-11/24/2006, VA-04/21/2008, VI-09/30/2014, VT-11/24/2006, WA-05/11/2006, WI-02/04/2008, WV-04/21/2008, WY-09/28/2018 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
|
BROKER DEALER FUTURES MERCHANT INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV