SEPULVEDA MANAGEMENT LLC
Latest filing: Mar 28, 2025 (78 days ago)
AUM
$314,923,388
-4% change vs. 1 year ago
3% change vs. 3 years ago
38% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
9
12% change vs. 1 year ago
0% change vs. 3 years ago
12% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
LOS ANGELES, CA
515 SOUTH FLOWER STREET, LOS ANGELES, CA, UNITED STATES, 90071
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.3 |
| Non-Discretionary | $0.0 |
| Total | $0.3 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.3 |
| Institutional | $0.0 |
| Total | $0.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| METROPOLITAN WEST ASSET MANAGEMENT LLC | $82.5 | 104571 | |
| TCW ASSET MANAGEMENT COMPANY LLC | $70.4 | 105742 | |
| TCW INVESTMENT MANAGEMENT COMPANY LLC | $40.1 | 106546 | |
| BUCHANAN STREET PARTNERS, L.P. | $1.6 | 169052 | |
| TCW AUSTRALIA PTY LTD | $0.0 | - | |
| TCW ITALY SIM S.P.A. | $0.0 | - | |
| TCW DLPF8 GP LLC | $0.0 | - | |
| SEPULVEDA GP LLC | $0.0 | - | |
| TCW MOF III GP, LLC | $0.0 | - | |
| BF IV ADVISORS, LP | $0.0 | - | |
| BF VI ADVISORS, LP | $0.0 | - | |
| BF V ADVISORS, LLC | $0.0 | - | |
| BUCHANAN INVESTMENT ADVISORS, LLC | $0.0 | - | |
| TCW EUROPE LIMITED | $0.0 | - | |
| TCW LAMA GP LLC | $0.0 | - | |
| TCW RESCUE FINANCING GP LLC | $0.0 | - | |
| TCW MARKET NEUTRAL GP, LLC | $0.0 | - | |
| TCW FUNDS DISTRIBUTORS LLC | $0.0 | broker-dealer | 16670 |
| TCW JAPAN, LTD. | $0.0 | - | |
| TCW SINGAPORE ASSET MANAGEMENT PTE. LTD. | $0.0 | - | |
| NB REAL PROPERTY, L.P. | $0.0 | - | |
| TCW ASSET MANAGEMENT COMPANY INTERNATIONAL LIMITED | $0.0 | - | |
| P.T. BAHANA TCW INVESTMENT MANAGEMENT | $0.0 | - | |
| TCW ASIA LIMITED | $0.0 | broker-dealer | - |
| TCW PRIVATE FUNDS MANAGEMENT LLC | $0.0 | - | |
| TCW RESCUE FINANCING II GP LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
15 active
| Name | Title |
|---|---|
| ZHU, JEREMY, QINLI | MANAGING DIRECTOR |
| STAUNTON, VINCENT, MICHAEL | SENIOR VICE PRESIDENT |
| WANG, DAVID, CHIH-WEN | MANAGING DIRECTOR |
| VILLA, RICHARD, MANUEL | GROUP MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER |
| XIQUES, GLADYS | GROUP MANAGING DIRECTOR AND GLOBAL CHIEF COMPLIANCE OFFICER |
| WEDBUSH, JEAN, ARDELLE | SHAREHOLDER |
| LANE, MARTIN, KEITH | SENIOR VICE PRESIDENT |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.3 | $0.0 | 0% | 9 | 0 | 0% |
| 2025-04-21 | $0.3 | $0.0 | 0% | 9 | 0 | 0% |
| 2024-04-02 | $0.3 | $0.0 | -4% | 8 | 1 | 12% |
| 2023-04-04 | $0.4 | $0.0 | -10% | 8 | 1 | 12% |
| 2022-04-01 | $0.3 | $0.0 | 3% | 9 | 0 | 0% |
| 2021-04-05 | $0.2 | $0.1 | 32% | 9 | 0 | 0% |
| 2020-04-01 | $0.2 | $0.1 | 38% | 8 | 1 | 12% |
| 2019-04-01 | $0.2 | $0.1 | 51% | 8 | 1 | 12% |
| 2018-04-02 | $0.1 | $0.2 | 150% | 8 | 1 | 12% |
| 2017-04-01 | $0.1 | $0.2 | 171% | 8 | 1 | 12% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, CA-07/29/2016, NV-03/29/2023 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV