METROPOLITAN WEST ASSET MANAGEMENT LLC
Latest filing: Mar 28, 2025 (78 days ago)
AUM
$82,514,319,249
-20% change vs. 1 year ago
-41% change vs. 3 years ago
-33% change vs. 5 years ago
-5% change vs. 10 years ago
Employee Count
370
6% change vs. 1 year ago
8% change vs. 3 years ago
15% change vs. 5 years ago
25% change vs. 10 years ago
Main Office
LOS ANGELES, CA
515 SOUTH FLOWER STREET, LOS ANGELES, CA, UNITED STATES, 90071
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $82.5 |
| Non-Discretionary | $0.0 |
| Total | $82.5 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $59.7 |
| Institutional | $22.7 |
| Total | $82.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 1 | $0.1 |
| Average HNW AUM | $71,999,831 | |
| Retail Total | 1 | $0.1 |
| Average Retail AUM | $71,999,831 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $9.3 |
| THE BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $5.9 |
| STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $3.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $22.8 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $22.7 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 43% | $9.8 |
| Municipal | 1% | $0.2 |
| Sovereign | 0% | $0.0 |
| IG Credit | 16% | $3.7 |
| HY Credit | 1% | $0.2 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 1% | $0.2 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 44% | $10.0 |
| Total | 106% | $24.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| TCW ASSET MANAGEMENT COMPANY LLC | $70.4 | 105742 | |
| TCW INVESTMENT MANAGEMENT COMPANY LLC | $40.1 | 106546 | |
| BUCHANAN STREET PARTNERS, L.P. | $1.6 | 169052 | |
| SEPULVEDA MANAGEMENT LLC | $0.3 | 284290 | |
| SEPULVEDA GP LLC | $0.0 | - | |
| TCW MARKET NEUTRAL GP, LLC | $0.0 | - | |
| NB REAL PROPERTY, L.P. | $0.0 | - | |
| TCW SINGAPORE ASSET MANAGEMENT PTE. LTD. | $0.0 | - | |
| TCW EUROPE LIMITED | $0.0 | - | |
| TCW AUSTRALIA PTY LTD | $0.0 | - | |
| BUCHANAN INVESTMENT ADVISORS, LLC | $0.0 | - | |
| BF V ADVISORS, LLC | $0.0 | - | |
| BF IV ADVISORS, LP | $0.0 | - | |
| BF VI ADVISORS, LLC | $0.0 | - | |
| TCW JAPAN, LTD. | $0.0 | - | |
| TCW PRIVATE FUNDS MANAGEMENT LLC | $0.0 | - | |
| TCW ASIA LIMITED | $0.0 | broker-dealer | - |
| TCW FUNDS DISTRIBUTORS LLC | $0.0 | broker-dealer | 16670 |
| TCW ASSET MANAGEMENT COMPANY INTERNATIONAL LIMITED | $0.0 | - | |
| TCW LAMA GP LLC | $0.0 | - | |
| P.T. BAHANA TCW INVESTMENT MANAGEMENT | $0.0 | - | |
| TCW DLPF8 GP LLC | $0.0 | - | |
| TCW MOF III GP, LLC | $0.0 | - | |
| TCW ITALY SIM S.P.A. | $0.0 | - | |
| TCW RESCUE FINANCING GP LLC | $0.0 | - | |
| TCW RESCUE FINANCING II GP LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
13 active
| Name | Title |
|---|---|
| STERN, MARC, IRWIN | CHAIRMAN, ELECTED MANAGER |
| VILLA, RICHARD, MANUEL | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, ELECTED MANAGER |
| XIQUES, GLADYS | GLOBAL CHIEF COMPLIANCE OFFICER, ELECTED MANAGER |
| WHALEN, BRYAN, THOMAS | CHIEF INVESTMENT OFFICER, GROUP MANAGING DIRECTOR, ELECTED MANAGER |
| KOCH, KATHRYN, AGNES | CHIEF EXECUTIVE OFFICER, ELECTED MANAGER |
| BOWDEN, ANDREW, JOHN | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, SECRETARY, ELECTED MANAGER |
| STOLFI, MELISSA, L | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, ELECTED MANAGER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $82.5 | $0.0 | 0% | 370 | 0 | 0% |
| 2025-04-21 | $82.5 | $0.0 | 0% | 370 | 0 | 0% |
| 2024-04-02 | $102.8 | -$20.3 | -20% | 348 | 22 | 6% |
| 2023-04-04 | $108.5 | -$26.0 | -24% | 361 | 9 | 2% |
| 2022-04-01 | $140.5 | -$58.0 | -41% | 344 | 26 | 8% |
| 2021-04-05 | $138.6 | -$56.1 | -40% | 329 | 41 | 12% |
| 2020-04-01 | $123.5 | -$40.9 | -33% | 321 | 49 | 15% |
| 2019-04-01 | $109.5 | -$27.0 | -25% | 315 | 55 | 17% |
| 2018-04-02 | $121.6 | -$39.0 | -32% | 337 | 33 | 10% |
| 2017-04-01 | $116.4 | -$33.9 | -29% | 298 | 72 | 24% |
| 2016-04-01 | $108.1 | -$25.6 | -24% | 274 | 96 | 35% |
| 2015-04-01 | $86.5 | -$4.0 | -5% | 295 | 75 | 25% |
| 2014-04-01 | $54.1 | $28.4 | 53% | 232 | 138 | 59% |
| 2013-04-01 | $50.1 | $32.4 | 65% | 269 | 101 | 38% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, CA-03/26/1997, TX-08/21/1998 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV