TCW ASSET MANAGEMENT COMPANY LLC
Latest filing: Mar 28, 2025 (78 days ago)
AUM
$70,373,682,943
10% change vs. 1 year ago
9% change vs. 3 years ago
37% change vs. 5 years ago
100% change vs. 10 years ago
Employee Count
440
4% change vs. 1 year ago
6% change vs. 3 years ago
12% change vs. 5 years ago
25% change vs. 10 years ago
Main Office
LOS ANGELES, CA
515 SOUTH FLOWER STREET, LOS ANGELES, CA, UNITED STATES, 90071
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $70.4 |
| Non-Discretionary | $0.0 |
| Total | $70.4 |
| Client | AUM |
|---|---|
| Retail | $0.3 |
| Pooled | $32.5 |
| Institutional | $37.6 |
| Total | $70.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 19 | $0.3 |
| Average HNW AUM | $16,372,894 | |
| Retail Total | 19 | $0.3 |
| Average Retail AUM | $16,372,894 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $14.2 |
| THE BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $9.0 |
| JPMORGAN CHASE & CO | BROOKLYN-NY-USA | $4.1 |
| THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $4.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $37.9 |
| Retail SMA AUM | $0.3 |
| Institutional SMA AUM | $37.6 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 8% | $3.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 17% | $6.4 |
| Municipal | 1% | $0.4 |
| Sovereign | 11% | $4.2 |
| IG Credit | 17% | $6.4 |
| HY Credit | 2% | $0.8 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 3% | $1.1 |
| Other Pools | 1% | $0.4 |
| Cash | 2% | $0.8 |
| Other | 39% | $14.8 |
| Total | 101% | $38.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| METROPOLITAN WEST ASSET MANAGEMENT LLC | $82.5 | 104571 | |
| TCW INVESTMENT MANAGEMENT COMPANY LLC | $40.1 | 106546 | |
| BUCHANAN STREET PARTNERS, L.P. | $1.6 | 169052 | |
| SEPULVEDA MANAGEMENT LLC | $0.3 | 284290 | |
| TCW RESCUE FINANCING II GP LLC | $0.0 | - | |
| TCW FUNDS DISTRIBUTORS LLC | $0.0 | broker-dealer | 16670 |
| TCW ASSET MANAGEMENT COMPANY INTERNATIONAL LIMITED | $0.0 | - | |
| TCW ASIA LIMITED | $0.0 | broker-dealer | - |
| TCW EUROPE LIMITED | $0.0 | - | |
| TCW PRIVATE FUNDS MANAGEMENT LLC | $0.0 | - | |
| SEPULVEDA GP LLC | $0.0 | - | |
| BUCHANAN INVESTMENT ADVISORS, LLC | $0.0 | - | |
| TCW AUSTRALIA PTY LTD | $0.0 | - | |
| TCW JAPAN, LTD. | $0.0 | - | |
| TCW MOF III GP, LLC | $0.0 | - | |
| TCW DLPF8 GP LLC | $0.0 | - | |
| TCW RESCUE FINANCING GP LLC | $0.0 | - | |
| TCW LAMA GP LLC | $0.0 | - | |
| TCW MARKET NEUTRAL GP, LLC | $0.0 | - | |
| P. T. BAHANA TCW INVESTMENT MANAGEMENT | $0.0 | - | |
| BF IV ADVISORS, LP | $0.0 | - | |
| BF V ADVISORS, LLC | $0.0 | - | |
| TCW SINGAPORE ASSET MANAGEMENT PTE. LTD. | $0.0 | - | |
| TCW ITALY SIM S.P.A. | $0.0 | - | |
| NB REAL PROPERTY, L.P. | $0.0 | - | |
| BF VI ADVISORS, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
11 active
| Name | Title |
|---|---|
| VILLA, RICHARD, MANUEL | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER |
| STERN, MARC, IRWIN | BOARD MEMBER, CHAIRMAN |
| XIQUES, GLADYS | GLOBAL CHIEF COMPLIANCE OFFICER |
| KOCH, KATHRYN, AGNES | BOARD MEMBER, PRESIDENT, CHIEF EXECUTIVE OFFICER |
| BOWDEN, ANDREW, JOHN | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY |
| STOLFI, MELISSA, L | EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
1 active representative found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| ALEXANDER MCCULLOCH | LOS ANGELES | CA | S63|1998-11-24|S65|2006-07-17 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $70.4 | $0.0 | 0% | 440 | 0 | 0% |
| 2025-04-21 | $70.4 | $0.0 | 0% | 440 | 0 | 0% |
| 2024-04-02 | $64.2 | $6.2 | 10% | 423 | 17 | 4% |
| 2023-04-04 | $54.2 | $16.1 | 30% | 424 | 16 | 4% |
| 2022-04-01 | $64.8 | $5.6 | 9% | 414 | 26 | 6% |
| 2021-04-05 | $56.7 | $13.6 | 24% | 399 | 41 | 10% |
| 2020-04-01 | $51.5 | $18.8 | 37% | 393 | 47 | 12% |
| 2019-04-01 | $42.6 | $27.7 | 65% | 382 | 58 | 15% |
| 2018-04-02 | $39.1 | $31.3 | 80% | 393 | 47 | 12% |
| 2017-04-01 | $34.4 | $35.9 | 104% | 387 | 53 | 14% |
| 2016-04-01 | $30.7 | $39.7 | 130% | 356 | 84 | 24% |
| 2015-04-01 | $35.2 | $35.1 | 100% | 353 | 87 | 25% |
| 2014-04-01 | $41.3 | $29.0 | 70% | 323 | 117 | 36% |
| 2013-04-01 | $39.9 | $30.4 | 76% | 327 | 113 | 35% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, CA-12/31/1970, IL-04/04/2017, MA-03/29/2016, NV-03/28/2024, NY-03/29/2016, TX-03/29/2022 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV