TCW INVESTMENT MANAGEMENT COMPANY LLC
Latest filing: Mar 28, 2025 (78 days ago)
AUM
$40,149,916,771
1% change vs. 1 year ago
-24% change vs. 3 years ago
6% change vs. 5 years ago
18% change vs. 10 years ago
Employee Count
419
4% change vs. 1 year ago
5% change vs. 3 years ago
11% change vs. 5 years ago
19% change vs. 10 years ago
Main Office
LOS ANGELES, CA
515 SOUTH FLOWER STREET, LOS ANGELES, CA, UNITED STATES, 90071
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $40.1 |
| Non-Discretionary | $0.0 |
| Total | $40.1 |
| Client | AUM |
|---|---|
| Retail | $2.3 |
| Pooled | $37.2 |
| Institutional | $0.7 |
| Total | $40.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 4,450 | $2.1 |
| Average Individual AUM | $481,988 | |
| HNW | 25 | $0.2 |
| Average HNW AUM | $7,716,761 | |
| Retail Total | 4,475 | $2.3 |
| Average Retail AUM | $522,405 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $3.3 |
| UBS EUROPE SE | HESSEN--DEU | $1.3 |
| JPMORGAN CHASE, NA | BROOKLYN-NY-USA | $0.5 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $3.0 |
| Retail SMA AUM | $2.3 |
| Institutional SMA AUM | $0.7 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 82% | $2.5 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 4% | $0.1 |
| Municipal | 0% | $0.0 |
| Sovereign | 9% | $0.3 |
| IG Credit | 2% | $0.1 |
| HY Credit | 2% | $0.1 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 1% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 1% | $0.0 |
| Other | 1% | $0.0 |
| Total | 102% | $3.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| METROPOLITAN WEST ASSET MANAGEMENT LLC | $82.5 | 104571 | |
| TCW ASSET MANAGEMENT COMPANY LLC | $70.4 | 105742 | |
| BUCHANAN STREET PARTNERS, L.P. | $1.6 | 169052 | |
| SEPULVEDA MANAGEMENT LLC | $0.3 | 284290 | |
| TCW ASSET MANAGEMENT COMPANY INTERNATIONAL LIMITED | $0.0 | - | |
| TCW SINGAPORE ASSET MANAGEMENT PTE. LTD. | $0.0 | - | |
| BF V ADVISORS, LLC | $0.0 | - | |
| TCW ITALY SIM S.P.A. | $0.0 | - | |
| TCW FUNDS DISTRIBUTORS LLC | $0.0 | broker-dealer | 16670 |
| P.T. BAHANA TCW INVESTMENT MANAGEMENT | $0.0 | - | |
| TCW JAPAN, LTD. | $0.0 | - | |
| SEPULVEDA GP LLC | $0.0 | - | |
| TCW RESCUE FINANCING II GP LLC | $0.0 | - | |
| TCW DLPF8 GP LLC | $0.0 | - | |
| TCW RESCUE FINANCING GP LLC | $0.0 | - | |
| TCW AUSTRALIA PTY LTD | $0.0 | - | |
| TCW LAMA GP LLC | $0.0 | - | |
| BF IV ADVISORS, LP | $0.0 | - | |
| BUCHANAN INVESTMENT ADVISORS, LLC | $0.0 | - | |
| TCW MOF III GP, LLC | $0.0 | - | |
| BF VI ADVISORS, LLC | $0.0 | - | |
| TCW EUROPE LIMITED | $0.0 | - | |
| TCW PRIVATE FUNDS MANAGEMENT LLC | $0.0 | - | |
| TCW MARKET NEUTRAL GP, LLC | $0.0 | - | |
| NB REAL PROPERTY, L.P. | $0.0 | - | |
| TCW ASIA LIMITED | $0.0 | broker-dealer | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
11 active
| Name | Title |
|---|---|
| STERN, MARC, IRWIN | BOARD MEMBER, CHAIRMAN |
| VILLA, RICHARD, MANUEL | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER |
| XIQUES, GLADYS | GLOBAL CHIEF COMPLIANCE OFFICER |
| KOCH, KATHRYN, AGNES | BOARD MEMBER, PRESIDENT, CHIEF EXECUTIVE OFFICER |
| BOWDEN, ANDREW, JOHN | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, SECRETARY |
| STOLFI, MELISSA, L | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
34 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| TIFFANY TOBIAS | LOS ANGELES | CA | S63|2005-09-08|S65|2006-07-13 | ||||||
| LORI GILCHRIST | LOS ANGELES | CA | S63|1995-01-09|S65|2012-06-19|S66|2000-10-12 | ||||||
| JAVIER SANTOS | LOS ANGELES | CA | S66|2022-02-02 | ||||||
| DANIEL PACE | LOS ANGELES | CA | S66|2015-01-28 | CHARTERED FINANCIAL ANALYST | |||||
| DYLAN THAI | LOS ANGELES | CA | S63|2021-10-08|S65|2022-08-01 | ||||||
| ANA GUTIERREZ | LOS ANGELES | CA | S66|2009-06-16 | ||||||
| JEFFREY KATZ | LOS ANGELES | CA | S66|2017-02-27 | ||||||
| JEFFREY COMINSKY | LOS ANGELES | CA | S63|1995-11-20|S65|2007-03-16 | ||||||
| MICHAEL DOWLING | LOS ANGELES | CA | S63|1999-12-30|S65|2000-08-21 | ||||||
| JOANA YOUSSEFZADEH | LOS ANGELES | CA | S66|2005-11-21 | ||||||
| CRYSTINA KAZMIER | LOS ANGELES | CA | S66|2013-03-08 | ||||||
| JOHN LAZZARO | LOS ANGELES | CA | S66|2009-06-22 | ||||||
| EDGAR HAROUTUNIAN | LOS ANGELES | CA | S65|2017-06-21|S63|2017-07-08 | CERTIFIED FINANCIAL PLANNER | |||||
| JESSICA COSTE | LOS ANGELES | CA | S66|2007-10-19 | ||||||
| KEITH BEWICK | LOS ANGELES | CA | S63|2006-08-23|S65|2004-07-29 | ||||||
| NICHOLAS DIAZ | LOS ANGELES | CA | S66|2014-10-06|S65|2020-09-21 | ||||||
| KEVIN SOCHOVKA | LOS ANGELES | CA | S63|2014-03-28|S65|2018-05-03 | ||||||
| BLAKE BAUER | LOS ANGELES | CA | S63|2020-10-16|S65|2021-03-12 | ||||||
| PETER MOORE | LOS ANGELES | CA | S66|2013-05-16 | CHARTERED FINANCIAL ANALYST | |||||
| THOMAS KUO | LOS ANGELES | CA | S66|2013-03-20 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $40.1 | $0.0 | 0% | 419 | 0 | 0% |
| 2025-04-21 | $40.1 | $0.0 | 0% | 419 | 0 | 0% |
| 2024-04-02 | $39.9 | $0.3 | 1% | 403 | 16 | 4% |
| 2023-04-04 | $37.9 | $2.3 | 6% | 410 | 9 | 2% |
| 2022-04-01 | $52.5 | -$12.4 | -24% | 399 | 20 | 5% |
| 2021-04-05 | $47.1 | -$6.9 | -15% | 384 | 35 | 9% |
| 2020-04-01 | $37.7 | $2.4 | 6% | 377 | 42 | 11% |
| 2019-04-01 | $33.9 | $6.2 | 18% | 369 | 50 | 14% |
| 2018-04-02 | $37.6 | $2.5 | 7% | 384 | 35 | 9% |
| 2017-04-01 | $33.6 | $6.6 | 20% | 387 | 32 | 8% |
| 2016-04-01 | $34.2 | $5.9 | 17% | 353 | 66 | 19% |
| 2015-04-01 | $34.1 | $6.1 | 18% | 353 | 66 | 19% |
| 2014-04-01 | $29.6 | $10.6 | 36% | 323 | 96 | 30% |
| 2013-04-01 | $28.0 | $12.2 | 43% | 327 | 92 | 28% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, AK-03/03/2000, AL-03/22/2000, AR-03/01/2000, AZ-08/29/1994, CA-12/14/1988, CO-03/16/2000, CT-03/01/2001, DC-04/01/2000, DE-07/24/1992, FL-03/08/2000, GA-03/01/2000, HI-03/01/2000, IA-03/01/2000, ID-03/01/2000, IL-03/22/2000, IN-02/09/2001, KS-03/01/2000, KY-03/02/2000, LA-10/17/2001, MA-03/01/2000, MD-03/09/2000, ME-03/10/2000, MI-04/18/2000, MN-03/02/2000, MO-03/01/2000, MS-03/01/2000, MT-03/06/2000, NC-01/25/2001, ND-03/01/2000, NE-11/15/1999, NH-03/22/2000, NJ-03/08/2000, NM-03/06/2000, NV-03/01/2000, NY-04/01/2000, OH-03/23/2000, OK-02/29/2000, OR-01/25/2001, PA-02/29/2000, PR-02/28/2000, RI-01/25/2001, SC-08/04/1992, SD-03/02/2000, TN-03/10/2000, TX-02/29/2000, UT-03/01/2000, VA-03/02/2000, VI-03/30/2010, VT-02/29/2000, WA-03/06/2000, WI-11/04/1999, WV-03/01/2000, WY-03/29/2022 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV