ALLSPRING FUNDS MANAGEMENT, LLC
Latest filing: Mar 24, 2025 (83 days ago)
AUM
$318,037,012,784
6% change vs. 1 year ago
6% change vs. 3 years ago
36% change vs. 5 years ago
25% change vs. 10 years ago
Employee Count
519
1% change vs. 1 year ago
19% change vs. 3 years ago
3% change vs. 5 years ago
16% change vs. 10 years ago
Main Office
CHARLOTTE, NC
1415 VANTAGE PARK DRIVE, CHARLOTTE, NC, UNITED STATES, 28203
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $318.0 |
| Non-Discretionary | $0.0 |
| Total | $318.0 |
| Client | AUM |
|---|---|
| Retail | $5.6 |
| Pooled | $309.6 |
| Institutional | $2.8 |
| Total | $318.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 5,616 | $2.2 |
| Average Individual AUM | $391,301 | |
| HNW | 1,248 | $3.4 |
| Average HNW AUM | $2,761,181 | |
| Retail Total | 6,864 | $5.6 |
| Average Retail AUM | $822,189 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC. | ST. LOUIS-MO-USA | $1.5 |
| MORGAN STANLEY SMITH BARNEY LLC | PURCHASE-NY-USA | $0.8 |
| UBS FINANCIAL SERVICES INC. | WEST DES MOINES-IA-USA | $0.7 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $8.4 |
| Retail SMA AUM | $5.6 |
| Institutional SMA AUM | $2.8 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 45% | $3.8 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 7% | $0.6 |
| Municipal | 31% | $2.6 |
| Sovereign | 0% | $0.0 |
| IG Credit | 2% | $0.2 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 12% | $1.0 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.2 |
| Other | 0% | $0.0 |
| Total | 99% | $8.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| ALLSPRING GLOBAL INVESTMENTS, LLC | $457.5 | 104973 | |
| GALLIARD CAPITAL MANAGEMENT, LLC | $80.4 | 106487 | |
| ALLSPRING GLOBAL INVESTMENTS (UK) LIMITED | $10.2 | 132377 | |
| ALLSPRING FUNDS DISTRIBUTOR, LLC | $0.0 | broker-dealer | 133366 |
| ALLSPRING GLOBAL INVESTMENTS LUXEMBOURG S.A. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
17 active
| Name | Title |
|---|---|
| HAAST, PAUL, JOHN | SENIOR VICE PRESIDENT, HEAD OF PRODUCT DEVELOPMENT AND EXTERNAL INVESTMENTS, AND MANAGER |
| OWEN, ANDREW, NELSON | PRESIDENT, CEO AND MANAGER |
| MCMILLIN, MOLLY, FESTA | CHIEF FINANCIAL OFFICER, MANAGER |
| SQUIRE, SALLIE, CLEMENTS | MANAGER, CHIEF OPERATING OFFICER |
| SULLIVAN, JOSEPH, ANDREW | MANAGER |
| FELSCH, PAUL, WERNER | CHIEF COMPLIANCE OFFICER |
| MCCORMACK, TRACI | GLOBAL HEAD OF OPERATIONS AND MANAGER |
ADVDB.CO • SOURCE: SEC
Representatives
90 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| PAUL SIMMONS | CHARLOTTE | NC | S63|1993-10-08|S65|2009-11-19 | ||||||
| WILLIAM DI SISTO | CHARLOTTE | NC | S63|1991-09-11|S65|2006-08-25 | ||||||
| KENNETH RANIERI | CHARLOTTE | NC | S63|1990-08-06|S66|2015-08-31 | CHARTERED FINANCIAL ANALYST | |||||
| KRISTIN CARCIO | CHARLOTTE | NC | S63|2014-07-22|S65|2015-11-16 | ||||||
| RONALD BOEKER | CHARLOTTE | NC | S63|1989-04-12|S66|2000-06-30 | ||||||
| ANDREW JACOBSEN | CHARLOTTE | NC | S66|2010-10-27 | ||||||
| SARAH HENRIKSEN | CHARLOTTE | NC | S66|2000-11-20 | ||||||
| KEVIN KELLY | CHARLOTTE | NC | S66|2013-10-21 | ||||||
| CHRISTEN RYAN | CHARLOTTE | NC | S66|2006-10-07 | ||||||
| PAUL ENGLE | CHARLOTTE | NC | S63|1998-05-26|S65|1999-09-29 | ||||||
| DAVID MAMONE | CHARLOTTE | NC | S63|2001-08-15|S65|2002-02-01 | ||||||
| CHRISTOPHER KLAUCK | CHARLOTTE | NC | S63|2006-04-12|S66|2017-12-04 | ||||||
| RONALD COHEN | CHARLOTTE | NC | S63|1993-07-29|S65|2015-12-30 | ||||||
| JOHN MONINGER | CHARLOTTE | NC | S63|1998-09-14|S65|1999-04-05 | ||||||
| GARY WHITMAN | CHARLOTTE | NC | S66|2011-07-15 | ||||||
| KURT MAEKAWA | CHARLOTTE | NC | S66|2003-02-21 | ||||||
| KAITLYN DOMORACKI | CHARLOTTE | NC | S66|2021-06-10 | ||||||
| REED STEINMANN | CHARLOTTE | NC | S66|2006-04-22 | ||||||
| JARED FERRIS | CHARLOTTE | NC | S63|2021-02-19|S65|2022-06-22 | ||||||
| JONATHAN BLAKE | CHARLOTTE | NC | S63|2000-03-28|S65|2001-04-26 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $318.0 | $0.0 | 0% | 519 | 0 | 0% |
| 2025-04-21 | $318.0 | $0.0 | 0% | 519 | 0 | 0% |
| 2024-04-02 | $300.8 | $17.2 | 6% | 513 | 6 | 1% |
| 2023-04-04 | $235.2 | $82.8 | 35% | 418 | 101 | 24% |
| 2022-04-01 | $299.7 | $18.3 | 6% | 436 | 83 | 19% |
| 2021-04-05 | $306.7 | $11.4 | 4% | 454 | 65 | 14% |
| 2020-04-01 | $234.4 | $83.6 | 36% | 502 | 17 | 3% |
| 2019-04-01 | $203.5 | $114.5 | 56% | 459 | 60 | 13% |
| 2018-04-02 | $218.2 | $99.9 | 46% | 495 | 24 | 5% |
| 2017-04-01 | $212.8 | $105.2 | 49% | 660 | -141 | -21% |
| 2016-04-01 | $244.8 | $73.2 | 30% | 448 | 71 | 16% |
| 2015-04-01 | $254.5 | $63.5 | 25% | 448 | 71 | 16% |
| 2014-04-01 | $252.7 | $65.3 | 26% | 430 | 89 | 21% |
| 2013-04-01 | $229.5 | $88.6 | 39% | 433 | 86 | 20% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NC, AK-12/10/2004, AL-12/10/2004, AR-12/13/2004, AZ-12/10/2004, CA-12/10/2004, CO-12/10/2004, CT-12/10/2004, DC-12/10/2004, DE-01/03/2005, FL-12/13/2004, GA-12/10/2004, HI-12/10/2004, IA-12/15/2004, ID-12/10/2004, IL-12/17/2004, IN-12/10/2004, KS-12/10/2004, KY-12/10/2004, LA-12/10/2004, MA-12/10/2004, MD-12/10/2004, ME-12/10/2004, MI-12/10/2004, MN-01/03/2005, MO-12/10/2004, MS-12/10/2004, MT-12/10/2004, NC-12/10/2004, ND-12/10/2004, NE-12/10/2004, NH-12/10/2004, NJ-01/12/2005, NM-12/10/2004, NV-12/10/2004, NY-12/10/2004, OH-12/10/2004, OK-12/10/2004, OR-12/10/2004, PA-12/10/2004, PR-03/26/2010, RI-12/10/2004, SC-12/10/2004, SD-12/16/2004, TN-12/13/2004, TX-12/10/2004, UT-12/10/2004, VA-12/10/2004, VI-03/27/2014, VT-12/10/2004, WA-12/10/2004, WI-12/10/2004, WV-12/10/2004, WY-03/30/2018 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV