AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $10.2 |
Non-Discretionary | $0.0 |
Total | $10.2 |
Client | AUM |
---|---|
Retail | $0.0 |
Pooled | $2.7 |
Institutional | $7.5 |
Total | $10.2 |
Retail | Accounts | AUM |
---|---|---|
Individual | 0 | $0.0 |
Average Individual AUM | $0 | |
HNW | 0 | $0.0 |
Average HNW AUM | $0 | |
Retail Total | 0 | $0.0 |
Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $4.5 |
THE BANK OF NEW YORK MELLON, N.A. | JERSEY CITY-NJ-USA | $1.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $7.5 |
Retail SMA AUM | $0.0 |
Institutional SMA AUM | $7.5 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 3% | $0.2 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 16% | $1.2 |
Municipal | 0% | $0.0 |
Sovereign | 3% | $0.2 |
IG Credit | 67% | $5.0 |
HY Credit | 4% | $0.3 |
Derivatives | 5% | $0.4 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 3% | $0.2 |
Other | 0% | $0.0 |
Total | 101% | $7.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
ALLSPRING GLOBAL INVESTMENTS, LLC | $457.5 | 104973 | |
ALLSPRING FUNDS MANAGEMENT, LLC | $318.0 | 110841 | |
GALLIARD CAPITAL MANAGEMENT, LLC | $80.4 | 106487 | |
ALLSPRING GLOBAL INVESTMENTS (SINGAPORE) PTE. LTD. | $0.5 | broker-dealer | 324043 |
ALLSPRING GLOBAL INVESTMENTS (JAPAN) LIMITED | $0.0 | - | |
ALLSPRING GLOBAL INVESTMENTS LUXEMBOURG S.A. | $0.0 | - | |
ALLSPRING GLOBAL INVESTMENTS (HONG KONG) LIMITED | $0.0 | broker-dealer | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
16 active
Name | Title |
---|---|
MORRIS, DANIEL | EXECUTIVE DIRECTOR & CHIEF EXECUTIVE OFFICER |
PACQUEMENT, HENRIETTE, LOUISE | EXECUTIVE DIRECTOR |
MCMILLIN, MOLLY, FESTA | MANAGER |
SQUIRE, SALLIE, CLEMENTS | MANAGER |
SULLIVAN, JOSEPH, ANDREW | MANAGER |
SPUNGIN, CHARLES, ADRIAN EDWARD | EXECUTIVE DIRECTOR |
SOWERBY, ANDREW | EXECUTIVE DIRECTOR |
CRAWFORD, JONATHAN, DAVID | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2025-05-02 | $10.2 | $0.0 | 0% | 101 | 0 | 0% |
2025-04-21 | $10.2 | $0.0 | 0% | 101 | 0 | 0% |
2024-04-02 | $8.3 | $1.9 | 23% | 111 | -10 | -9% |
2023-04-04 | $5.3 | $4.9 | 92% | 91 | 10 | 11% |
2022-04-01 | $7.6 | $2.6 | 34% | 86 | 15 | 17% |
2021-04-05 | $6.7 | $3.6 | 54% | 83 | 18 | 22% |
2020-04-01 | $7.6 | $2.6 | 34% | 96 | 5 | 5% |
2019-04-01 | $2.1 | $8.1 | 387% | 40 | 61 | 152% |
2018-04-02 | $2.4 | $7.8 | 319% | 40 | 61 | 152% |
2017-04-01 | $3.6 | $6.6 | 182% | 45 | 56 | 124% |
2016-04-01 | $3.9 | $6.4 | 166% | 60 | 41 | 68% |
2015-04-01 | $6.3 | $3.9 | 63% | 75 | 26 | 35% |
2014-04-01 | $7.4 | $2.9 | 39% | 85 | 16 | 19% |
2013-04-01 | $8.8 | $1.5 | 17% | 85 | 16 | 19% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV