GALLIARD CAPITAL MANAGEMENT
Latest filing: Mar 25, 2025 (82 days ago)
AUM
$80,355,332,268
-6% change vs. 1 year ago
-13% change vs. 3 years ago
-11% change vs. 5 years ago
-5% change vs. 10 years ago
Employee Count
94
-8% change vs. 1 year ago
19% change vs. 3 years ago
-9% change vs. 5 years ago
-8% change vs. 10 years ago
Main Office
MINNEAPOLIS, MN
800 LASALLE AVE., STE 1400, MINNEAPOLIS, MN, UNITED STATES, 55402-2054
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $79.5 |
| Non-Discretionary | $0.8 |
| Total | $80.4 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $15.5 |
| Institutional | $64.9 |
| Total | $80.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| THE BANK OF NEW YORK MELLON, N.A. | JERSEY CITY-NJ-USA | $58.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $64.9 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $64.9 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 14% | $9.1 |
| Municipal | 2% | $1.3 |
| Sovereign | 0% | $0.0 |
| IG Credit | 8% | $5.2 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 4% | $2.6 |
| Cash | 2% | $1.3 |
| Other | 70% | $45.4 |
| Total | 100% | $64.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| ALLSPRING GLOBAL INVESTMENTS, LLC | $457.5 | 104973 | |
| ALLSPRING FUNDS MANAGEMENT, LLC | $318.0 | 110841 | |
| ALLSPRING GLOBAL INVESTMENTS (UK) LIMITED | $10.2 | 132377 | |
| ALLSPRING GLOBAL INVESTMENTS (SINGAPORE) PTE. LTD. | $0.5 | broker-dealer | 324043 |
| ALLSPRING FUNDS DISTRIBUTOR, LLC | $0.0 | broker-dealer | 133366 |
| ALLSPRING GLOBAL INVESTMENTS LUXEMBOURG S.A. | $0.0 | - | |
| ALLSPRING GLOBAL INVESTMENTS (JAPAN) LIMITED | $0.0 | - | |
| ALLSPRING GLOBAL INVESTMENTS (HONG KONG) LIMITED | $0.0 | broker-dealer | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
15 active
| Name | Title |
|---|---|
| MIRZA, AJAY, (NMN) | SENIOR MANAGING PRINCIPAL |
| NORMAN, MICHAEL, DAVID | PRESIDENT AND SENIOR MANAGING PRINCIPAL |
| MCMILLIN, MOLLY, FESTA | MANAGER |
| SQUIRE, SALLIE, CLEMENTS | MANAGER, CHIEF OPERATIONS OFFICER |
| SULLIVAN, JOSEPH, ANDREW | MANAGER |
| FELSCH, PAUL, WERNER | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $80.4 | $0.0 | 0% | 94 | 0 | 0% |
| 2025-04-21 | $80.4 | $0.0 | 0% | 94 | 0 | 0% |
| 2024-04-02 | $85.5 | -$5.2 | -6% | 102 | -8 | -8% |
| 2023-04-04 | $92.0 | -$11.6 | -13% | 79 | 15 | 19% |
| 2022-04-01 | $92.1 | -$11.7 | -13% | 79 | 15 | 19% |
| 2021-04-05 | $95.4 | -$15.1 | -16% | 104 | -10 | -10% |
| 2020-04-01 | $90.7 | -$10.3 | -11% | 103 | -9 | -9% |
| 2019-04-01 | $91.9 | -$11.5 | -13% | 108 | -14 | -13% |
| 2018-04-02 | $91.0 | -$10.6 | -12% | 109 | -15 | -14% |
| 2017-04-01 | $91.6 | -$11.2 | -12% | 113 | -19 | -17% |
| 2016-04-01 | $85.4 | -$5.0 | -6% | 111 | -17 | -15% |
| 2015-04-01 | $84.8 | -$4.4 | -5% | 102 | -8 | -8% |
| 2014-04-01 | $84.5 | -$4.2 | -5% | 102 | -8 | -8% |
| 2013-04-01 | $85.3 | -$4.9 | -6% | 97 | -3 | -3% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MN, AK-03/25/2025, AL-03/25/2025, AR-03/25/2025, AZ-03/25/2025, CA-01/04/2007, CO-03/25/2024, CT-01/04/2007, DC-03/25/2024, DE-03/25/2025, FL-01/05/2007, GA-01/04/2007, HI-03/25/2025, IA-03/25/2010, ID-03/25/2025, IL-01/08/2007, IN-03/30/2015, KS-03/30/2016, KY-03/24/2010, LA-03/25/2025, MA-01/04/2007, MD-01/04/2007, ME-03/25/2025, MI-01/04/2007, MN-09/19/1995, MO-03/30/2015, MS-03/25/2025, MT-03/25/2025, NC-03/24/2010, ND-03/25/2025, NE-03/25/2025, NH-03/25/2025, NJ-01/14/2008, NM-03/25/2024, NV-03/25/2025, NY-03/20/2007, OH-03/30/2011, OK-03/25/2025, OR-03/25/2024, PA-03/24/2010, PR-03/25/2025, RI-01/04/2007, SC-03/25/2024, SD-03/25/2025, TN-03/25/2024, TX-03/25/2024, UT-03/25/2025, VA-01/22/2025, VI-03/25/2025, VT-03/25/2025, WA-03/25/2025, WI-01/04/2007, WV-03/25/2025, WY-03/25/2025 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV