BROADSHORE CAPITAL PARTNERS, LLC
Latest filing: Mar 27, 2025 (128 days ago)
AUM
$1,123,748,106
-9% change vs. 1 year ago
-36% change vs. 3 years ago
-25% change vs. 5 years ago
-54% change vs. 10 years ago
Employee Count
24
0% change vs. 1 year ago
-14% change vs. 3 years ago
-27% change vs. 5 years ago
-14% change vs. 10 years ago
Main Office
LOS ANGELES, CA
11755 WILSHIRE BLVD., LOS ANGELES, CA, UNITED STATES, 90025
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $1.1 |
| Total | $1.1 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $1.1 |
| Total | $1.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.1 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $1.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 98% | $1.1 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $1.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| PARK AVENUE INSTITUTIONAL ADVISERS LLC | $76.0 | 175101 | |
| PARK AVENUE SECURITIES LLC | $15.0 | broker-dealer | 46173 |
| PARK AVENUE INVESTMENT ADVISORY, LLC | $0.1 | 310203 | |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | $0.0 | - | |
| THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
13 active
| Name | Title |
|---|---|
| HOWE, BRADFORD, WILSON | CEO, DIRECTOR, MEMBER AND INVESTMENT COMMITTEE CHAIR |
| O'NEILL, KERRI, ANNE | MEMBER & CHIEF PERFORMANCE OFFICER |
| O'ROURKE, ROBERT, TREANOR | DIRECTOR |
| MUNN, RUSSELL, DEAN | MEMBER & CHIEF OPERATING OFFICER |
| LOCASCIO, ROBERT, NMN | DIRECTOR |
| MASON, MATTHEW, JOSEPH | CHIEF FINANCIAL OFFICER |
| BRANZBURG, ELENA | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER |
| LIOLIS, NICHOLAS | DIRECTOR |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $1.1 | $0.0 | 0% | 24 | 0 | 0% |
| 2025-04-21 | $1.1 | $0.0 | 0% | 24 | 0 | 0% |
| 2024-04-02 | $1.2 | -$0.1 | -9% | 24 | 0 | 0% |
| 2023-04-04 | $1.3 | -$0.2 | -12% | 26 | -2 | -8% |
| 2022-04-01 | $1.8 | -$0.6 | -36% | 28 | -4 | -14% |
| 2021-04-05 | $1.8 | -$0.6 | -36% | 30 | -6 | -20% |
| 2020-04-01 | $1.5 | -$0.4 | -25% | 33 | -9 | -27% |
| 2019-04-01 | $1.7 | -$0.6 | -34% | 27 | -3 | -11% |
| 2018-04-02 | $2.5 | -$1.4 | -56% | 35 | -11 | -31% |
| 2017-04-01 | $2.6 | -$1.5 | -57% | 25 | -1 | -4% |
| 2016-04-01 | $2.6 | -$1.5 | -57% | 25 | -1 | -4% |
| 2015-04-01 | $2.4 | -$1.3 | -54% | 28 | -4 | -14% |
| 2014-04-01 | $2.4 | -$1.3 | -54% | 28 | -4 | -14% |
| 2013-04-01 | $1.5 | -$0.3 | -23% | 18 | 6 | 33% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, CA-01/02/2003 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV