AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $76.0 |
| Non-Discretionary | $0.0 |
| Total | $76.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $4.3 |
| Institutional | $71.7 |
| Total | $76.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| JPMORGAN CHASE BANK NA | NY-NY-USA | $51.7 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $71.7 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $71.7 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 2% | $1.4 |
| Sovereign | 0% | $0.0 |
| IG Credit | 69% | $49.5 |
| HY Credit | 2% | $1.4 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 27% | $19.4 |
| Total | 100% | $71.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| PARK AVENUE SECURITIES LLC | $15.0 | broker-dealer | 46173 |
| BROADSHORE CAPITAL PARTNERS, LLC | $1.1 | 119200 | |
| PARK AVENUE INVESTMENT ADVISORY, LLC | $0.1 | 310203 | |
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | $0.0 | - | |
| THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
9 active
| Name | Title |
|---|---|
| LIGGIO, ANDREW, CHARLES | LLC MANAGER |
| WALTER, JOHN, HAROLD | SR. VICE PRESIDENT AND CHIEF FINANCIAL OFFICER |
| BESSEL, MICHAEL, JOSEPH | CHIEF COMPLIANCE OFFICER |
| ECKER, ROBERTO, CARLOS | LLC MANAGER |
| FLANNIGAN, JOHN, HUNTER | LLC MANAGER |
| O'ROURKE, ROBERT, TREANOR | PRESIDENT |
| LIOLIS, NICHOLAS | CHIEF INVESTMENT OFFICER |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $76.0 | $0.0 | 0% | 85 | 0 | 0% |
| 2025-04-21 | $76.0 | $0.0 | 0% | 85 | 0 | 0% |
| 2024-04-02 | $75.8 | $0.2 | 0% | 132 | -47 | -36% |
| 2023-04-04 | $74.6 | $1.4 | 2% | 131 | -46 | -35% |
| 2022-04-01 | $13.3 | $62.7 | 472% | 78 | 7 | 9% |
| 2021-04-05 | $7.8 | $68.2 | 872% | 73 | 12 | 16% |
| 2020-04-01 | $6.9 | $69.1 | 997% | 81 | 4 | 5% |
| 2019-04-01 | $4.4 | $71.6 | 1632% | 79 | 6 | 8% |
| 2018-04-02 | $2.0 | $74.0 | 3722% | 81 | 4 | 5% |
| 2017-04-01 | $1.9 | $74.1 | 3944% | 86 | -1 | -1% |
| 2016-04-01 | $3.7 | $72.3 | 1928% | 77 | 8 | 10% |
| 2015-04-01 | $0.0 | $0.0 | 0% | 75 | 10 | 13% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, NY-03/09/2015 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV