PARK AVENUE INVESTMENT ADVISORY, LLC

Latest filing: Mar 28, 2025 (127 days ago)
View on IAPD
Adviser Website

AUM

$98,287,453
30% change vs. 1 year ago
121% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago

Employee Count

87
24% change vs. 1 year ago
-2% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago

Main Office

NEW YORK, NY
10 HUDSON YARDS, NEW YORK, NY, UNITED STATES, 10001

Client AUM

Discretion AUM
Discretionary $0.1
Non-Discretionary $0.0
Total $0.1
Client AUM
Retail $0.1
Pooled $0.0
Institutional $0.0
Total $0.1
Retail Accounts AUM
Individual 246 $0.1
Average Individual AUM $245,348
HNW 9 $0.0
Average HNW AUM $4,214,644
Retail Total 255 $0.1
Average Retail AUM $385,441

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.1
Retail SMA AUM $0.1
Institutional SMA AUM $0.0
Asset Class % AUM
Equity Exch 87% $0.1
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 1% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 2% $0.0
Other Pools 0% $0.0
Cash 10% $0.0
Other 0% $0.0
Total 100% $0.1

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
PARK AVENUE INSTITUTIONAL ADVISERS LLC $76.0 175101
PARK AVENUE SECURITIES LLC $15.0 broker-dealer 46173
BROADSHORE CAPITAL PARTNERS, LLC $1.1 119200
THE GUARDIAN INSURANCE & ANNUITY COMPANY, INC $0.0 -
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

11 active

Name Title
HERGAN, JOSHUA, NEIL GENERAL COUNSEL
BOGGS, ALLEN, WARREN HEAD OF PRODUCT & SUPERVISION
LESINA, LEYLA, ADA ELECTED MEMBER
FERIK, MICHAEL, NICHOLAS ELECTED MEMBER
CASWELL, MARIANNE, GRACE PRESIDENT AND ELECTED MEMBER
COCO, ROBERT, C CHIEF FINANCIAL OFFICER
RYNIKER, MICHAEL, JOHN HEAD OF OPERATIONS
MAHER, CARLY, PRITCHARD CHIEF OPERATING OFFICER
BUTSCHER, JEFFREY, JOSEPH INTERIM CHIEF COMPLIANCE OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

8 active representatives found

Name City State Exams Designations
BENJAMIN FUENTEZ NEW YORK NY S63|2012-11-03|S66|2022-11-26
PAT CHUTURBHUTI NEW YORK NY S63|2004-07-14|S66|2018-04-07
MICHELLE BORAWSKI NEW YORK NY S65|2022-05-20
CHAD WARMBEIN NEW YORK NY S66|2013-03-30
KEITH WARMBEIN NEW YORK NY S63|1993-05-14|S65|2001-03-28
MICHAEL WOOMER NEW YORK NY S63|1998-10-16|S65|2016-04-19
MATTHEW MATHENEY NEW YORK NY S65|2023-01-06
YOEL LANDAU NEW YORK NY CERTIFIED FINANCIAL PLANNER

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-06-02 $0.1 $0.0 0% 87 0 0%
2025-04-21 $0.1 $0.0 0% 87 0 0%
2024-04-02 $0.1 $0.0 30% 70 17 24%
2023-04-04 $0.1 $0.0 1% 75 12 16%
2022-04-01 $0.0 $0.1 121% 89 -2 -2%
2021-04-05 $0.0 $0.0 0% 118 -31 -26%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
NY, AK-09/30/2020, AL-09/30/2020, AR-09/30/2020, AZ-09/30/2020, CA-09/30/2020, CO-09/30/2020, CT-09/30/2020, DC-09/30/2020, DE-09/30/2020, FL-09/30/2020, GA-09/30/2020, HI-09/30/2020, IA-09/30/2020, ID-09/30/2020, IL-09/30/2020, IN-09/30/2020, KS-09/30/2020, KY-09/30/2020, LA-09/30/2020, MA-09/30/2020, MD-09/30/2020, ME-09/30/2020, MI-09/30/2020, MN-09/30/2020, MO-09/30/2020, MS-09/30/2020, MT-09/30/2020, NC-09/30/2020, ND-09/30/2020, NE-09/30/2020, NH-09/30/2020, NJ-09/30/2020, NM-09/30/2020, NV-09/30/2020, NY-09/30/2020, OH-09/30/2020, OK-09/30/2020, OR-09/30/2020, PA-09/30/2020, PR-09/30/2020, RI-09/30/2020, SC-09/30/2020, SD-09/30/2020, TN-09/30/2020, TX-09/30/2020, UT-09/30/2020, VA-09/30/2020, VI-09/30/2020, VT-09/30/2020, WA-09/30/2020, WI-09/30/2020, WV-09/30/2020, WY-09/30/2020
ADVISER ACTIVITIES
FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
MANAGER SELECTION
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV