CADARET GRANT & CO INC
Latest filing: Mar 28, 2025 (76 days ago)
AUM
$7,671,069,034
12% change vs. 1 year ago
22% change vs. 3 years ago
99% change vs. 5 years ago
163% change vs. 10 years ago
Employee Count
692
-9% change vs. 1 year ago
11% change vs. 3 years ago
-31% change vs. 5 years ago
-31% change vs. 10 years ago
Main Office
SYRACUSE, NY
100 MADISON STREET, SYRACUSE, NY, UNITED STATES, 13202
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $7.5 |
| Non-Discretionary | $0.1 |
| Total | $7.7 |
| Client | AUM |
|---|---|
| Retail | $7.4 |
| Pooled | $0.0 |
| Institutional | $0.3 |
| Total | $7.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 16,189 | $4.2 |
| Average Individual AUM | $259,570 | |
| HNW | 1,418 | $3.2 |
| Average HNW AUM | $2,250,805 | |
| Retail Total | 17,607 | $7.4 |
| Average Retail AUM | $419,936 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| PERSHING LLC | JERSEY CITY-NJ-USA | $5.5 |
| CHARLES SCHWAB & CO., INC. | WEST LAKE-TX-USA | $1.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $7.7 |
| Retail SMA AUM | $7.4 |
| Institutional SMA AUM | $0.3 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 20% | $1.5 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 3% | $0.2 |
| Municipal | 1% | $0.1 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.1 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 68% | $5.2 |
| Other Pools | 0% | $0.0 |
| Cash | 7% | $0.5 |
| Other | 0% | $0.0 |
| Total | 100% | $7.7 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| CUSO FINANCIAL SERVICES, L.P. | $5.4 | broker-dealer | 42132 |
| NEXT FINANCIAL GROUP, INC. | $3.8 | broker-dealer | 46214 |
| WESTERN INTERNATIONAL SECURITIES, INC. | $3.5 | broker-dealer | 39262 |
| GROVE POINT ADVISORS, LLC | $2.5 | 313171 | |
| SCF INVESTMENT ADVISORS, INC. | $1.3 | 123608 | |
| SORRENTO PACIFIC FINANCIAL, LLC | $0.2 | broker-dealer | 127787 |
| CFS INSURANCE AND TECHNOLOGY SERVICES, LLC | $0.0 | - | |
| SCF SECURITIES, INC. | $0.0 | broker-dealer | 47275 |
| GROVE POINT INVESTMENTS, LLC | $0.0 | broker-dealer | 1763 |
| NEXT FINANCIAL INSURANCE SERVICES COMPANY | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
17 active
| Name | Title |
|---|---|
| KETTERER, DOUGLAS JOHN | CHAIRMAN OF THE BOARD |
| ELIAS JR, EUGENE HENRI | DIRECTOR |
| TYMKIW, TRISHA LYNN | PRINCIPAL FINANCIAL OFFICER |
| MORRISSEY, WILLIAM PAUL | PRESIDENT |
| BURKOTT, DANIEL PAUL | CHIEF COMPLIANCE OFFICER |
| HERREL, CHRISTOPHER FREDRIC | HEAD OF SUPERVISION |
| WHITE, LAURA NICOLE | ADVISORY CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
489 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| FRANK DIULUS | SYRACUSE | NY | S63|1998-11-18|S66|2004-09-24 | ||||||
| DAVID LESNICK | SYRACUSE | NY | S63|1994-07-01|S65|1999-12-07|S66|2012-04-30 | ||||||
| GILBERT TROUTMAN | SYRACUSE | NY | S63|1991-12-06|S65|1999-12-22 | ||||||
| JOHN RESSLER | SYRACUSE | NY | S63|1999-06-10|S66|2001-02-21 | CERTIFIED FINANCIAL PLANNER | |||||
| ZACHARY WALTON | SYRACUSE | NY | S66|2019-07-03 | ||||||
| BENJAMIN HUSSONG | SYRACUSE | NY | S63|2013-12-18|S66|2016-11-09 | ||||||
| BRIAN WEINGART | SYRACUSE | NY | S63|2022-12-29|S65|2023-10-30 | ||||||
| JACK CUPELLI | SYRACUSE | NY | S63|1988-09-02 | ||||||
| DANIEL DEBLOIS | SYRACUSE | NY | S63|2002-09-03|S65|2022-01-31 | ||||||
| KEVIN DUKE | SYRACUSE | NY | S63|1986-03-25 | ||||||
| ROBERT HURLEY | SYRACUSE | NY | S63|1984-12-28 | CERTIFIED FINANCIAL PLANNER | |||||
| CHARLES BATSON | SYRACUSE | NY | S63|1987-08-01 | ||||||
| SCOTT FERGUSON | SYRACUSE | NY | S63|1994-09-13 | ||||||
| MICHAEL GODFREY | SYRACUSE | NY | S63|1998-07-01 | CERTIFIED FINANCIAL PLANNER | |||||
| JOSEPH MANSOOR | SYRACUSE | NY | S63|2010-04-02|S66|2015-11-06 | ||||||
| BRIAN OLAH | SYRACUSE | NY | S63|2006-06-27|S65|2008-08-27 | ||||||
| PATRICK DROKE | SYRACUSE | NY | S63|2013-02-01|S65|2015-04-28 | ||||||
| MAC CADARET | SYRACUSE | NY | S63|1998-04-17 | ||||||
| WILLIAM ABBOTT | SYRACUSE | NY | S63|1996-06-18 | ||||||
| PETER LEIST | SYRACUSE | NY | S63|1994-06-06|S65|1999-06-17 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $7.7 | $0.0 | 0% | 692 | 0 | 0% |
| 2025-04-21 | $7.7 | $0.0 | 0% | 692 | 0 | 0% |
| 2024-04-02 | $6.9 | $0.8 | 12% | 761 | -69 | -9% |
| 2023-04-04 | $5.8 | $1.8 | 31% | 726 | -34 | -5% |
| 2022-04-01 | $6.3 | $1.4 | 22% | 621 | 71 | 11% |
| 2021-04-05 | $6.0 | $1.7 | 28% | 1,000 | -308 | -31% |
| 2020-04-01 | $3.8 | $3.8 | 99% | 1,000 | -308 | -31% |
| 2019-04-01 | $3.8 | $3.8 | 99% | 1,000 | -308 | -31% |
| 2018-04-02 | $4.0 | $3.6 | 91% | 1,000 | -308 | -31% |
| 2017-04-01 | $3.6 | $4.1 | 115% | 1,000 | -308 | -31% |
| 2016-04-01 | $3.5 | $4.2 | 121% | 1,000 | -308 | -31% |
| 2015-04-01 | $2.9 | $4.8 | 163% | 1,000 | -308 | -31% |
| 2014-04-01 | $2.9 | $4.8 | 163% | 1,000 | -308 | -31% |
| 2013-04-01 | $2.6 | $5.1 | 198% | 1,000 | -308 | -31% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, AK-03/31/2023, AL-03/29/2016, AR-05/14/2020, AZ-03/27/2006, CA-07/08/1997, CO-02/20/2007, CT-11/05/1999, DC-04/02/2009, DE-07/26/2000, FL-02/15/1994, GA-03/07/1994, HI-03/29/2012, IA-02/18/2010, ID-10/01/2003, IL-02/28/2002, IN-11/11/2005, KS-08/08/2006, KY-03/25/2011, LA-12/09/2009, MA-03/27/2006, MD-03/09/1994, ME-04/02/2009, MI-03/27/2006, MN-05/05/1998, MO-12/29/1994, MS-03/31/2023, MT-05/14/2020, NC-01/22/2001, ND-03/31/2023, NE-09/27/2007, NH-04/08/1994, NJ-01/05/1998, NM-04/02/2009, NV-06/10/1994, NY-08/27/1993, OH-02/24/2000, OK-08/08/2006, OR-04/02/2009, PA-07/18/2002, PR-06/27/2014, RI-10/30/2008, SC-03/23/1994, SD-05/14/2020, TN-05/19/1998, TX-03/31/1983, UT-01/08/1995, VA-01/23/1997, VI-03/28/2024, VT-09/19/1995, WA-12/13/2000, WI-06/17/2004, WV-05/10/1996, WY-05/14/2020 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
|
BROKER DEALER INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV