CUSO FINANCIAL SERVICES, L.P.
Latest filing: May 27, 2025 (202 days ago)
AUM
$5,378,345,125
15% change vs. 1 year ago
23% change vs. 3 years ago
178% change vs. 5 years ago
244% change vs. 10 years ago
Employee Count
791
-5% change vs. 1 year ago
21% change vs. 3 years ago
13% change vs. 5 years ago
29% change vs. 10 years ago
Main Office
SAN DIEGO, CA
10150 MEANLEY DRIVE, SAN DIEGO, CA, UNITED STATES, 92131
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $3.5 |
| Non-Discretionary | $1.9 |
| Total | $5.4 |
| Client | AUM |
|---|---|
| Retail | $5.4 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $5.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 22,453 | $4.1 |
| Average Individual AUM | $184,716 | |
| HNW | 655 | $1.2 |
| Average HNW AUM | $1,845,940 | |
| Retail Total | 23,108 | $5.4 |
| Average Retail AUM | $231,803 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| PERSHING LLC | JERSEY CITY-NJ-USA | $3.1 |
| SEI PRIVATE TRUST COMPANY | OAKS-PA-USA | $1.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $5.4 |
| Retail SMA AUM | $5.4 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 9% | $0.5 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.1 |
| Municipal | 1% | $0.1 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.1 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 83% | $4.5 |
| Other Pools | 0% | $0.0 |
| Cash | 4% | $0.2 |
| Other | 1% | $0.1 |
| Total | 100% | $5.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| CADARET, GRANT & CO., INC. | $7.7 | broker-dealer | 10641 |
| NEXT FINANCIAL GROUP, INC. | $3.8 | broker-dealer | 46214 |
| WESTERN INTERNATIONAL SECURITIES, INC. | $3.5 | broker-dealer | 39262 |
| GROVE POINT ADVISORS, LLC | $2.5 | 313171 | |
| SCF INVESTMENT ADVISORS, INC. | $1.3 | 123608 | |
| SORRENTO PACIFIC FINANCIAL, LLC | $0.2 | broker-dealer | 127787 |
| GROVE POINT INVESTMENTS, LLC | $0.0 | broker-dealer | 1763 |
| SCF SECURITIES, INC. | $0.0 | broker-dealer | 47275 |
| CFS INSURANCE AND TECHNOLOGY SERVICES, LLC | $0.0 | - | |
| NEXT FINANCIAL INSURANCE SERVICES COMPANY | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
573 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| MATTHEW HARRIS | SAN DIEGO | CA | S63|2014-01-18|S66|2014-12-22 | ||||||
| GUILLERMO GONZALEZ | SAN DIEGO | CA | S63|2016-02-17|S65|2017-09-20 | ||||||
| WREN HANSON-REEB | SAN DIEGO | CA | S66|2022-04-10 | ||||||
| KAYTIE SALZMAN | SAN DIEGO | CA | S63|2012-01-10|S66|2015-05-27 | ||||||
| ROBERT WOERNER | SAN DIEGO | CA | S66|2014-03-31 | ||||||
| HECTOR SIQUEIROS | SAN DIEGO | CA | S63|1996-09-19|S65|1998-08-27 | ||||||
| SPENCER TAGGART | SAN DIEGO | CA | S66|2018-06-22 | ||||||
| RIGOBERTO CHAVEZ GOMEZ | SAN DIEGO | CA | S66|2016-01-22 | ||||||
| SEVADA ZADOORYAN | SAN DIEGO | CA | S66|2018-05-14 | ||||||
| MARK SPIRK | SAN DIEGO | CA | S65|1999-06-25|S63|2018-10-26 | CERTIFIED FINANCIAL PLANNER | |||||
| BENJAMIN IVEY | SAN DIEGO | CA | S63|1997-07-28|S65|2001-03-05 | ||||||
| ALEX CHOI | SAN DIEGO | CA | S63|2013-11-07|S65|2015-10-05 | ||||||
| CRAIG SHIPMAN | SAN DIEGO | CA | S66|2005-08-25 | ||||||
| MICHELLE POTURICH | SAN DIEGO | CA | S66|2005-08-27 | ||||||
| DANIELLE BEASLEY | SAN DIEGO | CA | S63|2015-01-07|S65|2023-10-11 | ||||||
| CRAIG FEIN | SAN DIEGO | CA | S66|2004-03-26 | ||||||
| GILBERT GIL | SAN DIEGO | CA | S66|2008-08-14 | ||||||
| MICHAEL CRUTCHFIELD | SAN DIEGO | CA | S63|1996-05-01|S66|2016-11-02 | CERTIFIED FINANCIAL PLANNER | |||||
| DAVID LOFTUS | SAN DIEGO | CA | S63|1990-12-28|S65|1997-12-06 | CHARTERED FINANCIAL CONSULTANT | |||||
| KEVIN MUMMAU | SAN DIEGO | CA | S63|1983-01-21|S65|1999-12-27 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $5.4 | $0.0 | 0% | 791 | 0 | 0% |
| 2025-04-21 | $5.4 | $0.0 | 0% | 791 | 0 | 0% |
| 2024-04-02 | $4.7 | $0.7 | 15% | 833 | -42 | -5% |
| 2023-04-04 | $4.1 | $1.3 | 32% | 803 | -12 | -1% |
| 2022-04-01 | $4.4 | $1.0 | 23% | 656 | 135 | 21% |
| 2021-04-05 | $3.5 | $1.9 | 53% | 673 | 118 | 18% |
| 2020-04-01 | $1.9 | $3.4 | 178% | 703 | 88 | 13% |
| 2019-04-01 | $1.9 | $3.5 | 179% | 703 | 88 | 13% |
| 2018-04-02 | $1.9 | $3.5 | 188% | 695 | 96 | 14% |
| 2017-04-01 | $2.6 | $2.8 | 109% | 706 | 85 | 12% |
| 2016-04-01 | $1.8 | $3.6 | 197% | 685 | 106 | 15% |
| 2015-04-01 | $1.6 | $3.8 | 244% | 615 | 176 | 29% |
| 2014-04-01 | $0.1 | $5.3 | 4307% | 705 | 86 | 12% |
| 2013-04-01 | $0.6 | $4.8 | 761% | 695 | 96 | 14% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, AK-05/31/2001, AL-03/25/2013, AR-02/08/2013, AZ-05/31/2001, CA-04/10/1997, CO-05/31/2001, CT-10/15/2007, DC-02/19/2002, DE-07/19/2017, FL-06/22/2001, GA-05/09/2001, HI-03/30/2004, IA-07/29/2009, ID-01/01/1999, IL-02/22/2002, IN-05/31/2001, KS-02/19/2002, KY-10/15/2007, LA-07/19/2017, MA-05/09/2006, MD-05/31/2001, ME-07/19/2017, MI-06/06/2001, MN-05/16/2006, MO-05/31/2001, MS-07/19/2017, MT-11/11/2009, NC-12/12/2001, ND-07/19/2017, NE-08/28/2012, NH-02/21/2002, NJ-02/15/2000, NM-05/31/2001, NV-05/31/2001, NY-05/31/2001, OH-04/06/2000, OK-06/15/2001, OR-01/21/2005, PA-01/21/2005, PR-07/19/2017, RI-07/19/2017, SC-02/08/2013, SD-07/19/2017, TN-05/31/2001, TX-12/03/1997, UT-02/21/2002, VA-05/31/2001, VI-07/19/2017, VT-02/19/2002, WA-05/31/2001, WI-11/10/1998, WV-02/08/2013, WY-07/05/2017 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
|
BROKER DEALER INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV