GROVE POINT ADVISORS, LLC
Latest filing: Jul 01, 2025 (167 days ago)
AUM
$2,470,347,917
5% change vs. 1 year ago
17% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
389
-7% change vs. 1 year ago
15% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
ROCKVILLE, MD
2440 RESEARCH BLVD, ROCKVILLE, MD, UNITED STATES, 20850
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.6 |
| Non-Discretionary | $1.9 |
| Total | $2.5 |
| Client | AUM |
|---|---|
| Retail | $2.4 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $2.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 6,214 | $1.5 |
| Average Individual AUM | $245,658 | |
| HNW | 421 | $0.9 |
| Average HNW AUM | $2,147,283 | |
| Retail Total | 6,635 | $2.4 |
| Average Retail AUM | $366,318 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| PERSHING LLC | JERSEY CITY-NJ-USA | $2.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $2.5 |
| Retail SMA AUM | $2.4 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 19% | $0.5 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 73% | $1.8 |
| Other Pools | 0% | $0.0 |
| Cash | 6% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $2.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| CADARET, GRANT & CO., INC. | $7.7 | broker-dealer | 10641 |
| CUSO FINANCIAL SERVICES, L.P. | $5.4 | broker-dealer | 42132 |
| NEXT FINANCIAL GROUP, INC. | $3.8 | broker-dealer | 46214 |
| WESTERN INTERNATIONAL SECURITIES, INC. | $3.5 | broker-dealer | 39262 |
| SCF INVESTMENT ADVISORS, INC. | $1.3 | 123608 | |
| SORRENTO PACIFIC FINANCIAL, LLC | $0.2 | broker-dealer | 127787 |
| GROVE POINT INVESTMENTS, LLC | $0.0 | broker-dealer | 1763 |
| CFS INSURANCE AND TECHNOLOGY SERVICES, LLC | $0.0 | - | |
| SCF SECURITIES, INC. | $0.0 | broker-dealer | 47275 |
| NEXT FINANCIAL INSURANCE SERVICES COMPANY | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
20 active
| Name | Title |
|---|---|
| ALBINO, JASON | EXECUTIVE VICE PRESIDENT |
| COSTELLO, ROBERT | CHIEF OPERATIONS OFFICER |
| MCGEE, DENISE, MARIE | SENIOR VICE PRESIDENT, ADVISOR SOLUTIONS |
| KETTERER, DOUGLAS | ASSISTANT SECRETARY |
| ELIAS JR, EUGENE, HENRI | ASSISTANT SECRETARY |
| TYMKIW, TRISHA | PRINCIPAL FINANCIAL OFFICER |
| HAWLEY, AMANDA, CANDELMO | CORPORATE SECRETARY |
| WHITE, LAURA, NICOLE | ADVISORY CHIEF COMPLIANCE OFFICER |
| BEARD, KEVIN, LAWRENCE | PRESIDENT |
ADVDB.CO • SOURCE: SEC
Representatives
307 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| CHARLES PEIFFER | ROCKVILLE | MD | S63|1996-04-11|S66|2006-05-10 | ||||||
| ANDREW ANDERSON | ROCKVILLE | MD | S63|2016-08-26|S65|2018-02-23 | ||||||
| ROBERT BAKER | ROCKVILLE | MD | S63|2013-09-06|S66|2015-09-02 | ||||||
| STEVEN TREBERG | ROCKVILLE | MD | S63|1999-07-10 | ||||||
| LARRY PENDLETON | ROCKVILLE | MD | S66|1999-12-15 | ||||||
| HEIDI KENNEDY | ROCKVILLE | MD | S63|2001-12-17|S65|2003-05-31 | ||||||
| DIANE HERRING | ROCKVILLE | MD | S63|1981-12-18 | ||||||
| MELISSA SMITH | ROCKVILLE | MD | S66|2023-05-24 | ||||||
| STEVEN OPDAHL | ROCKVILLE | MD | S63|2003-12-05 | PERSONAL FINANCIAL SPECIALIST | |||||
| SOONHEE CHO | ROCKVILLE | MD | S63|1997-10-17|S65|1998-06-26 | ||||||
| NOAH ROBINSON | ROCKVILLE | MD | S66|2009-08-08 | ||||||
| KAREN OSBORN | ROCKVILLE | MD | S65|2017-12-16|S63|2018-01-19 | ||||||
| KIMBERLY DOUGLAS | ROCKVILLE | MD | S66|2004-06-04 | ||||||
| RONALD ADAMS | ROCKVILLE | MD | S63|1987-11-05|S65|1994-08-25 | ||||||
| TERRY REINHART | ROCKVILLE | MD | S63|1997-05-05|S65|1997-05-05 | CERTIFIED FINANCIAL PLANNER | |||||
| BILLY SHANK | ROCKVILLE | MD | S66|2004-10-15 | ||||||
| CHRISTOPHER LEGGETT | ROCKVILLE | MD | S66|2002-11-27 | ||||||
| KEVIN OLISON | ROCKVILLE | MD | S63|2004-03-01|S65|2004-09-01 | ||||||
| PETER BARRON | ROCKVILLE | MD | S66|2002-10-24 | ||||||
| JOHN RUSCIOLELLI | ROCKVILLE | MD | S63|1992-08-18|S65|1999-12-03 | CHARTERED FINANCIAL CONSULTANT | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $2.5 | $0.0 | 0% | 389 | 0 | 0% |
| 2025-04-21 | $2.5 | $0.0 | 0% | 389 | 0 | 0% |
| 2024-04-02 | $2.4 | $0.1 | 5% | 420 | -31 | -7% |
| 2023-04-04 | $1.9 | $0.5 | 28% | 333 | 56 | 17% |
| 2022-04-01 | $2.1 | $0.4 | 17% | 337 | 52 | 15% |
| 2021-04-05 | $2.0 | $0.5 | 25% | 406 | -17 | -4% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MD, AK-03/31/2017, AL-03/24/2010, AR-03/31/2017, AZ-01/10/2007, CA-07/08/1997, CO-01/22/2002, CT-01/22/2002, DC-05/11/1995, DE-01/06/2005, FL-08/16/1993, GA-05/25/1995, HI-01/03/2007, IA-01/20/2004, ID-09/27/2007, IL-01/06/2003, IN-08/28/2008, KS-03/31/2017, KY-06/18/2007, LA-08/28/2008, MA-03/11/2004, MD-11/29/1993, ME-07/21/2009, MI-08/10/2006, MN-05/26/2004, MO-08/02/2006, MS-03/31/2017, MT-08/04/2008, NC-12/20/2000, ND-03/31/2017, NE-02/15/2006, NH-01/22/2009, NJ-06/10/1993, NM-01/09/2009, NV-06/15/2009, NY-11/18/2002, OH-05/18/1999, OK-02/12/2007, OR-09/07/2006, PA-11/18/2002, PR-03/28/2024, RI-07/07/2009, SC-06/15/1995, SD-03/01/2011, TN-02/13/1998, TX-06/28/1984, UT-03/12/2009, VA-11/15/1982, VI-03/28/2024, VT-04/03/2007, WA-01/20/2006, WI-09/22/2009, WV-02/09/1998, WY-04/01/2018 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV