CAPITAL ANALYSTS

Latest filing: Mar 31, 2025 (107 days ago)

View on IAPD

Adviser Website

AUM

$8,713,202,466

23% change vs. 1 year ago

23% change vs. 3 years ago

54% change vs. 5 years ago

159% change vs. 10 years ago

Employee Count

739

5% change vs. 1 year ago

8% change vs. 3 years ago

14% change vs. 5 years ago

118% change vs. 10 years ago

Main Office

FORT WASHINGTON, PA

601 OFFICE CENTER DRIVE, FORT WASHINGTON, PA, UNITED STATES, 19034-3232

Client AUM

Discretion	AUM
Discretionary	$8.5
Non-Discretionary	$0.2
Total	$8.7

Client	AUM
Retail	$8.3
Pooled	$0.0
Institutional	$0.4
Total	$8.7

Retail	Accounts	AUM
Individual	14,327	$4.1
Average Individual AUM		$283,567
HNW	3,095	$4.3
Average HNW AUM		$1,378,985
Retail Total	17,422	$8.3
Average Retail AUM		$478,167

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian	Location	AUM
PERSHING LLC	JERSEY CITY-NJ-USA	$6.9

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown	AUM
Total SMA AUM	$8.7
Retail SMA AUM	$8.3
Institutional SMA AUM	$0.4

Asset Class	%	AUM
Equity Exch	17%	$1.5
Equity Non-Exch	0%	$0.0
Govt Agency	1%	$0.1
Municipal	2%	$0.2
Sovereign	0%	$0.0
IG Credit	1%	$0.1
HY Credit	0%	$0.0
Derivatives	0%	$0.0
Investment Companies	75%	$6.5
Other Pools	0%	$0.0
Cash	4%	$0.3
Other	0%	$0.0
Total	100%	$8.7

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates	AUM	Business Types	CRD Number
LINCOLN INVESTMENT PLANNING, LLC	$18.9	broker-dealer	519
SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC	$4.9		288623
CAPITAL ADVISORS, LTD., LLC	$1.2		153600
BEACON FINANCIAL ADVISORY LLC	$0.7		174334
PRIVATE WEALTH STRATEGIES, L.L.C.	$0.6		298682
STRATEGIC ASSET MANAGEMENT GROUP ADVISORS, INC.	$0.4		135832
LEGACY SOLUTIONS, LLC	$0.2		323360
K2 FINANCIAL INC.	$0.2		300913
WILLIAM ROANE SKEETERS, INC.	$0.0		113813

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

12 active

Name	Title
MAYHEW, STEPHEN, THOMAS IAPD Broker	SENIOR VICE PRESIDENT AND CHIEF INVESTMENT OFFICER
MCCARTHY, DIANE, MULHERRIN IAPD Broker	ELECTED MANAGER, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER (TREASURER)
MATTSON, MAUREEN, ANN IAPD Broker	EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER
OBERLIES, SUSAN, MARY IAPD Broker	SENIOR VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY
O'LEARY, KEVIN, JOSEPH IAPD Broker	PRESIDENT AND CHIEF EXECUTIVE OFFICER
KOLLAR, MICHAEL, MARK IAPD Broker	EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER
BUETI, ANTHONY, CHARLES IAPD Broker	SENIOR VICE PRESIDENT, OPERATIONS & SERVICE
BURA, KAREN, DOUGHERTY IAPD Broker	VICE PRESIDENT, CONTROLLER
FORST, EDWARD, SAMUEL IAPD Broker	ELECTED MANAGER
LECKEY, KATHLEEN, KINSLOW IAPD Broker	EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

68 active representatives found, showing 20 random

Name	City	State	Exams	Designations
ANDRE SOLIS	FORT WASHINGTON	PA	S66\|2013-01-25
MANDIE PETERS	FORT WASHINGTON	PA	S66\|2007-04-26
DALE BREAULT	FORT WASHINGTON	PA	S63\|1992-08-24\|S66\|2019-07-16
BRETT KUBIAK	FORT WASHINGTON	PA	S66\|2022-01-16
ERIC PARADIS	FORT WASHINGTON	PA	S63\|1997-02-25\|S65\|2012-07-12
GERARD ROBINSON	FORT WASHINGTON	PA	S63\|1988-12-07\|S65\|1999-12-22	CERTIFIED FINANCIAL PLANNER
CHRISTOPHER DUFFY	FORT WASHINGTON	PA	S66\|2000-06-13	CERTIFIED FINANCIAL PLANNER
DAVID DAVODI	FORT WASHINGTON	PA	S63\|2011-10-10\|S65\|2013-09-18
CHRISTOPHER EKLUND	FORT WASHINGTON	PA	S66\|2011-04-08
RYAN CASS	FORT WASHINGTON	PA	S66\|2023-05-12
MATTHEW PALMGREN	FORT WASHINGTON	PA	S63\|2010-01-22\|S65\|2017-01-13
MARK ZACEK	FORT WASHINGTON	PA	S63\|2012-04-17\|S65\|2017-07-19
KARL RANDALL	FORT WASHINGTON	PA	S63\|2017-10-17\|S65\|2019-01-24
MICHAEL MARSHALL	FORT WASHINGTON	PA	S63\|1992-07-11\|S66\|2013-01-22
KENT NIEBUHR	FORT WASHINGTON	PA	S63\|2019-07-16\|S66\|2022-11-01
JOSEPH FABIANO	FORT WASHINGTON	PA	S63\|2004-11-29
DAVID DECESARE	FORT WASHINGTON	PA	S63\|1996-02-05\|S65\|1997-07-30
GLENN ALLAN	FORT WASHINGTON	PA	S63\|1993-08-12	CHARTERED FINANCIAL CONSULTANT
ALAN YANOWITZ	FORT WASHINGTON	PA	S63\|1991-05-28
JEFFREY GORDON	FORT WASHINGTON	PA	S66\|2006-12-16

ADVDB.CO • SOURCE: SEC

History

Date	AUM	AUM ∆	AUM % ∆	Empl	Empl ∆	Empl % ∆
2025-06-02	$8.7	$0.0	0%	739	0	0%
2025-04-21	$8.7	$0.0	0%	739	0	0%
2024-04-02	$7.1	$1.6	23%	705	34	5%
2023-04-04	$6.3	$2.4	39%	682	57	8%
2022-04-01	$7.1	$1.6	23%	682	57	8%
2021-04-05	$6.1	$2.7	44%	671	68	10%
2020-04-01	$5.7	$3.0	54%	650	89	14%
2019-04-01	$4.4	$4.3	98%	571	168	29%
2018-04-02	$4.8	$4.0	83%	534	205	38%
2017-04-01	$3.8	$4.9	128%	475	264	56%
2016-04-01	$3.4	$5.3	155%	423	316	75%
2015-04-01	$3.4	$5.4	159%	339	400	118%
2014-04-01	$3.2	$5.5	168%	224	515	230%
2013-04-01	$2.0	$6.7	336%	220	519	236%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS

PA, AK-05/10/2012, AL-05/10/2012, AR-05/10/2012, AZ-03/31/2017, CA-05/10/2012, CO-05/10/2012, CT-05/10/2012, DC-05/10/2012, DE-05/10/2012, FL-05/11/2012, GA-05/10/2012, HI-05/10/2012, IA-05/10/2012, ID-05/10/2012, IL-06/04/2012, IN-05/10/2012, KS-05/10/2012, KY-05/10/2012, LA-05/10/2012, MA-05/10/2012, MD-05/10/2012, ME-05/10/2012, MI-05/10/2012, MN-05/10/2012, MO-05/10/2012, MS-05/10/2012, MT-05/10/2012, NC-05/10/2012, ND-05/10/2012, NE-05/10/2012, NH-05/10/2012, NJ-06/14/2012, NM-05/10/2012, NV-05/10/2012, NY-05/10/2012, OH-05/10/2012, OK-05/10/2012, OR-05/10/2012, PA-05/10/2012, PR-04/18/2024, RI-05/10/2012, SC-05/10/2012, SD-05/10/2012, TN-05/10/2012, TX-05/10/2012, UT-05/10/2012, VA-05/10/2012, VI-05/10/2012, VT-05/10/2012, WA-05/10/2012, WI-05/10/2012, WV-05/10/2012

ADVISER ACTIVITIES

PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
PENSION CONSULTING
MANAGER SELECTION

OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV