CAPITAL ANALYSTS

Latest filing: Mar 31, 2025 (179 days ago)
View on IAPD
Adviser Website

AUM

$8,713,202,466
23% change vs. 1 year ago
23% change vs. 3 years ago
54% change vs. 5 years ago
159% change vs. 10 years ago

Employee Count

739
5% change vs. 1 year ago
8% change vs. 3 years ago
14% change vs. 5 years ago
118% change vs. 10 years ago

Main Office

FORT WASHINGTON, PA
601 OFFICE CENTER DRIVE, FORT WASHINGTON, PA, UNITED STATES, 19034-3232

Client AUM

Discretion AUM
Discretionary $8.5
Non-Discretionary $0.2
Total $8.7
Client AUM
Retail $8.3
Pooled $0.0
Institutional $0.4
Total $8.7
Retail Accounts AUM
Individual 14,327 $4.1
Average Individual AUM $283,567
HNW 3,095 $4.3
Average HNW AUM $1,378,985
Retail Total 17,422 $8.3
Average Retail AUM $478,167

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
PERSHING LLC JERSEY CITY-NJ-USA $6.9

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $8.7
Retail SMA AUM $8.3
Institutional SMA AUM $0.4
Asset Class % AUM
Equity Exch 17% $1.5
Equity Non-Exch 0% $0.0
Govt Agency 1% $0.1
Municipal 2% $0.2
Sovereign 0% $0.0
IG Credit 1% $0.1
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 75% $6.5
Other Pools 0% $0.0
Cash 4% $0.3
Other 0% $0.0
Total 100% $8.7

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
LINCOLN INVESTMENT PLANNING, LLC $18.9 broker-dealer 519
SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC $4.9 288623
CAPITAL ADVISORS, LTD., LLC $1.2 153600
BEACON FINANCIAL ADVISORY LLC $0.7 174334
PRIVATE WEALTH STRATEGIES, L.L.C. $0.6 298682
STRATEGIC ASSET MANAGEMENT GROUP ADVISORS, INC. $0.4 135832
LEGACY SOLUTIONS, LLC $0.2 323360
K2 FINANCIAL INC. $0.2 300913
WILLIAM ROANE SKEETERS, INC. $0.0 113813

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

12 active

Name Title
MAYHEW, STEPHEN, THOMAS SENIOR VICE PRESIDENT AND CHIEF INVESTMENT OFFICER
MCCARTHY, DIANE, MULHERRIN ELECTED MANAGER, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER (TREASURER)
MATTSON, MAUREEN, ANN EXECUTIVE VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER
OBERLIES, SUSAN, MARY SENIOR VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY
O'LEARY, KEVIN, JOSEPH PRESIDENT AND CHIEF EXECUTIVE OFFICER
KOLLAR, MICHAEL, MARK EXECUTIVE VICE PRESIDENT AND CHIEF INFORMATION OFFICER
BUETI, ANTHONY, CHARLES SENIOR VICE PRESIDENT, OPERATIONS & SERVICE
BURA, KAREN, DOUGHERTY VICE PRESIDENT, CONTROLLER
FORST, EDWARD, SAMUEL ELECTED MANAGER
LECKEY, KATHLEEN, KINSLOW EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

68 active representatives found, showing 20 random

Name City State Exams Designations
JASON LEVINE FORT WASHINGTON PA S63|2002-08-10 CERTIFIED FINANCIAL PLANNER
BRETT KUBIAK FORT WASHINGTON PA S66|2022-01-16
ELIZABETH WEAVER FORT WASHINGTON PA S66|2017-07-21
ROSS DONAGHAY FORT WASHINGTON PA S66|2022-11-09
MARK ZACEK FORT WASHINGTON PA S63|2012-04-17|S65|2017-07-19
AARON ALONZO FORT WASHINGTON PA S63|1997-12-17|S65|1998-02-19|S66|2011-06-24
SUSAN WANAMAKER FORT WASHINGTON PA S63|1985-09-25|S66|2013-07-26 CERTIFIED FINANCIAL PLANNER
MICHAEL DOYLE FORT WASHINGTON PA S63|2017-09-01|S65|2017-12-04
MARK SOLOPERTO FORT WASHINGTON PA S63|2010-04-01|S65|2022-07-19
DANIEL THILL FORT WASHINGTON PA S63|1991-06-03
CAROLYN WUERTZ FORT WASHINGTON PA S65|2011-02-14|S63|2006-12-04
CHRISTOPHER DUFFY FORT WASHINGTON PA S66|2000-06-13 CERTIFIED FINANCIAL PLANNER
ANDRE SOLIS FORT WASHINGTON PA S66|2013-01-25
ERIC PARADIS FORT WASHINGTON PA S63|1997-02-25|S65|2012-07-12
DALE RUBIN FORT WASHINGTON PA S63|1994-12-06
JEFFREY GORDON FORT WASHINGTON PA S66|2006-12-16
RICHARD LESAVOY FORT WASHINGTON PA S63|2014-08-27|S65|2015-02-19
CHRISTOPHER CONNOLLY FORT WASHINGTON PA S63|2001-03-08|S65|2001-10-11
STEVEN DUBIN FORT WASHINGTON PA S63|1989-02-03
MERRIE LEIGHTON FORT WASHINGTON PA S63|1982-11-16|S66|2013-01-30

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-08-01 $8.7 $0.0 0% 739 0 0%
2025-04-21 $8.7 $0.0 0% 739 0 0%
2024-04-02 $7.1 $1.6 23% 705 34 5%
2023-04-04 $6.3 $2.4 39% 682 57 8%
2022-04-01 $7.1 $1.6 23% 682 57 8%
2021-04-05 $6.1 $2.7 44% 671 68 10%
2020-04-01 $5.7 $3.0 54% 650 89 14%
2019-04-01 $4.4 $4.3 98% 571 168 29%
2018-04-02 $4.8 $4.0 83% 534 205 38%
2017-04-01 $3.8 $4.9 128% 475 264 56%
2016-04-01 $3.4 $5.3 155% 423 316 75%
2015-04-01 $3.4 $5.4 159% 339 400 118%
2014-04-01 $3.2 $5.5 168% 224 515 230%
2013-04-01 $2.0 $6.7 336% 220 519 236%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
PA, AK-05/10/2012, AL-05/10/2012, AR-05/10/2012, AZ-03/31/2017, CA-05/10/2012, CO-05/10/2012, CT-05/10/2012, DC-05/10/2012, DE-05/10/2012, FL-05/11/2012, GA-05/10/2012, HI-05/10/2012, IA-05/10/2012, ID-05/10/2012, IL-06/04/2012, IN-05/10/2012, KS-05/10/2012, KY-05/10/2012, LA-05/10/2012, MA-05/10/2012, MD-05/10/2012, ME-05/10/2012, MI-05/10/2012, MN-05/10/2012, MO-05/10/2012, MS-05/10/2012, MT-05/10/2012, NC-05/10/2012, ND-05/10/2012, NE-05/10/2012, NH-05/10/2012, NJ-06/14/2012, NM-05/10/2012, NV-05/10/2012, NY-05/10/2012, OH-05/10/2012, OK-05/10/2012, OR-05/10/2012, PA-05/10/2012, PR-04/18/2024, RI-05/10/2012, SC-05/10/2012, SD-05/10/2012, TN-05/10/2012, TX-05/10/2012, UT-05/10/2012, VA-05/10/2012, VI-05/10/2012, VT-05/10/2012, WA-05/10/2012, WI-05/10/2012, WV-05/10/2012
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
PENSION CONSULTING
MANAGER SELECTION
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV