LINCOLN INVESTMENT
Latest filing: Mar 31, 2025 (179 days ago)
AUM
$18,904,482,714
10% change vs. 1 year ago
7% change vs. 3 years ago
46% change vs. 5 years ago
218% change vs. 10 years ago
Employee Count
1,293
0% change vs. 1 year ago
-2% change vs. 3 years ago
2% change vs. 5 years ago
46% change vs. 10 years ago
Main Office
FORT WASHINGTON, PA
601 OFFICE CENTER DRIVE, FORT WASHINGTON, PA, UNITED STATES, 19034-3232
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $8.9 |
| Non-Discretionary | $10.0 |
| Total | $18.9 |
| Client | AUM |
|---|---|
| Retail | $18.7 |
| Pooled | $0.0 |
| Institutional | $0.2 |
| Total | $18.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 133,693 | $15.8 |
| Average Individual AUM | $118,437 | |
| HNW | 3,636 | $2.9 |
| Average HNW AUM | $789,802 | |
| Retail Total | 137,329 | $18.7 |
| Average Retail AUM | $136,212 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| LINCOLN INVESTMENT PLANNING, LLC | FT WASHINGTON-PA-USA | $15.9 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $18.9 |
| Retail SMA AUM | $18.7 |
| Institutional SMA AUM | $0.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 2% | $0.4 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 96% | $18.1 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.4 |
| Other | 0% | $0.0 |
| Total | 100% | $18.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| CAPITAL ANALYSTS, LLC | $8.7 | 162200 | |
| SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC | $4.9 | 288623 | |
| CAPITAL ADVISORS, LTD., LLC | $1.2 | 153600 | |
| BEACON FINANCIAL ADVISORY LLC | $0.7 | 174334 | |
| PRIVATE WEALTH STRATEGIES, L.L.C. | $0.6 | 298682 | |
| STRATEGIC ASSET MANAGEMENT GROUP ADVISORS, INC. | $0.4 | 135832 | |
| ELLIOTT COVE CAPITAL MANAGEMENT LLC | $0.3 | 123636 | |
| LEGACY SOLUTIONS, LLC | $0.2 | 323360 | |
| K2 FINANCIAL INC. | $0.2 | 300913 | |
| WILSON INVESTMENT ADVISORY SERVICES, LLC | $0.1 | 133771 | |
| WILLIAM ROANE SKEETERS, INC. | $0.0 | 113813 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
14 active
| Name | Title |
|---|---|
| FORST, EDWARD SAMUEL JR | ELECTED MANAGER/PRESIDENT/CEO |
| FLAX, STEVEN NEIL | SR VICE-PRESIDENT, HUMAN RESOURCES |
| BURA, KAREN DOUGHERTY | VICE-PRESIDENT, CONTROLLER |
| MCCARTHY, DIANE MULHERRIN | EXECUTIVE VICE-PRESIDENT/CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/ELECTED MANAGER |
| MEHROTRA, SHASHI | SENIOR VICE-PRESIDENT, CHIEF INVESTMENT STRATEGIST |
| BUETI, ANTHONY CHARLES | SENIOR VICE-PRESIDENT, OPERATIONS & SERVICE/ PRINCIPAL OPERATIONS OFFICER |
| MATTSON, MAUREEN ANN | EXECUTIVE-VICE PRESIDENT, CHIEF COMPLIANCE OFFICER |
| KOLLAR, MICHAEL MARK | EXECUTIVE VICE-PRESIDENT, CHIEF INFORMATION OFFICER |
| OBERLIES, SUSAN MARY | SENIOR VICE-PRESIDENT, CORPORATE COUNSEL/SECRETARY |
| LECKEY, KATHLEEN KINSLOW | EXECUTIVE VICE-PRESIDENT, CHIEF OPERATING OFFICER |
| MAYHEW, STEPHEN THOMAS | SENIOR VICE-PRESIDENT, CHIEF INVESTMENT OFFICER |
| O'LEARY, KEVIN JOSEPH | EXECUTIVE VICE-PRESIDENT, CHIEF GROWTH OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
963 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| STEVEN PODGORSKI | FORT WASHINGTON | PA | S63|2006-10-05|S66|2016-06-21 | ||||||
| RALPH SCHNEIDER | FORT WASHINGTON | PA | S63|1992-12-30 | ||||||
| KIMBERLY BUSHMAN | FORT WASHINGTON | PA | S63|1983-08-15|S65|1997-03-24 | CHARTERED FINANCIAL CONSULTANT | |||||
| JOHN SCIOLI | FORT WASHINGTON | PA | S63|1995-03-30 | ||||||
| LAUREN SNIDER | FORT WASHINGTON | PA | S66|2022-02-16 | ||||||
| JANET WILLIAMS-REYES | FORT WASHINGTON | PA | S63|2004-06-02|S65|2005-03-01 | ||||||
| CYNTHIA PERINI | FORT WASHINGTON | PA | S63|1994-02-04|S65|1995-11-02 | ||||||
| RICHARD TARDOSKY | FORT WASHINGTON | PA | S63|1999-11-03|S65|2016-07-20 | ||||||
| CHRISTOPHER WILLOUGHBY | FORT WASHINGTON | PA | S63|2008-07-22|S65|2010-06-15 | ||||||
| MARK CONOMOS | FORT WASHINGTON | PA | S63|1984-01-25 | CERTIFIED FINANCIAL PLANNER | |||||
| BRANDON HSIA | FORT WASHINGTON | PA | S66|2014-09-29 | ||||||
| KENNETH SIMON | FORT WASHINGTON | PA | S63|1993-12-08|S65|1995-05-31 | ||||||
| VERED JUSTIN | FORT WASHINGTON | PA | S63|1994-01-24|S65|2011-03-28 | ||||||
| DOV LITOV | FORT WASHINGTON | PA | S66|2004-01-09 | ||||||
| TRAVIS BETTFREUND | FORT WASHINGTON | PA | S66|2017-07-27 | ||||||
| WILLIAM SKEETERS | FORT WASHINGTON | PA | S66|2001-12-11 | CHARTERED FINANCIAL CONSULTANT | |||||
| RYLAN MARX | FORT WASHINGTON | PA | S63|2005-09-16|S66|2011-05-31 | ||||||
| TODD STOUT | FORT WASHINGTON | PA | S63|1997-05-14|S66|2011-03-07 | ||||||
| MICHAEL LEATZOW | FORT WASHINGTON | PA | S66|2015-09-22 | ||||||
| SALLY RENK | FORT WASHINGTON | PA | S66|2004-10-04 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $18.9 | $0.0 | 0% | 1,293 | 0 | 0% |
| 2025-04-21 | $18.9 | $0.0 | 0% | 1,293 | 0 | 0% |
| 2024-04-02 | $17.2 | $1.7 | 10% | 1,297 | -4 | 0% |
| 2023-04-04 | $15.4 | $3.5 | 23% | 1,294 | -1 | 0% |
| 2022-04-01 | $17.7 | $1.2 | 7% | 1,314 | -21 | -2% |
| 2021-04-05 | $15.3 | $3.6 | 24% | 1,317 | -24 | -2% |
| 2020-04-01 | $13.0 | $5.9 | 46% | 1,272 | 21 | 2% |
| 2019-04-01 | $9.0 | $9.9 | 109% | 1,279 | 14 | 1% |
| 2018-04-02 | $8.1 | $10.8 | 133% | 1,231 | 62 | 5% |
| 2017-04-01 | $6.3 | $12.6 | 200% | 1,100 | 193 | 18% |
| 2016-04-01 | $6.0 | $12.9 | 216% | 936 | 357 | 38% |
| 2015-04-01 | $5.9 | $13.0 | 218% | 883 | 410 | 46% |
| 2014-04-01 | $5.3 | $13.6 | 258% | 911 | 382 | 42% |
| 2013-04-01 | $3.1 | $15.8 | 502% | 700 | 593 | 85% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| PA, AK-04/13/1999, AL-02/02/2001, AR-07/02/1992, CA-07/08/1997, CO-01/01/1999, CT-12/16/1997, DC-02/02/1994, DE-06/20/2003, FL-09/26/1988, GA-11/01/1990, HI-09/21/1995, IA-01/01/1999, ID-03/08/1989, IL-05/26/1983, IN-02/05/2001, KS-12/08/1998, KY-04/08/1999, LA-10/10/2001, MD-03/28/1991, ME-01/01/1998, MI-04/12/1999, MN-01/02/1987, MO-03/09/1988, MS-12/05/1997, MT-01/02/1998, NC-05/30/2001, ND-11/22/2000, NE-08/27/2001, NH-11/25/1991, NJ-06/27/2002, NM-01/03/1989, NV-11/27/1990, NY-06/28/1982, OH-05/07/1999, OK-01/01/1998, OR-04/19/1999, PA-03/31/2011, PR-04/16/2024, RI-01/01/1993, SC-01/26/2001, SD-01/27/1989, TN-04/08/1999, TX-01/30/1985, UT-07/05/1994, VA-08/23/1989, VT-12/14/1994, WA-09/20/1988, WI-12/10/1990, WV-07/29/1986 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
|
BROKER DEALER INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV