CHARLES SCHWAB & CO., INC.
Latest filing: Jun 30, 2025 (127 days ago)
AUM
$0
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
30,065
2% change vs. 1 year ago
31% change vs. 3 years ago
74% change vs. 5 years ago
150% change vs. 10 years ago
Main Office
SAN FRANCISCO, CA
211 MAIN STREET, SAN FRANCISCO, CA, UNITED STATES, 94105
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.0 |
| Total | $0.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| CHARLES SCHWAB INVESTMENT MANAGEMENT, INC | $1,437.0 | 106753 | |
| CHARLES SCHWAB BANK, SSB | $0.0 | - | |
| SCHWAB WEALTH ADVISORY, INC. | $0.0 | 159035 | |
| CHARLES SCHWAB TRUST BANK | $0.0 | - | |
| CHARLES SCHWAB PREMIER BANK, SSB | $0.0 | - | |
| CHARLES SCHWAB TRUST COMPANY | $0.0 | trust company | - |
| CHARLES SCHWAB FUTURES AND FOREX LLC | $0.0 | - | |
| CHARLES SCHWAB, U.K., LIMITED | $0.0 | broker-dealer | - |
| TD AMERITRADE, INC. | $0.0 | broker-dealer | 7870 |
| TD AMERITRADE CLEARING, INC. | $0.0 | broker-dealer | 5633 |
| CHARLES SCHWAB, HONG KONG, LIMITED | $0.0 | broker-dealer | - |
| CHARLES SCHWAB TRUST COMPANY OF DELAWARE | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
8 active
| Name | Title |
|---|---|
| ARMELI, BARBARA JEAN | MANAGING DIRECTOR AND BROKER DEALER CHIEF COMPLIANCE OFFICER |
| CRAWFORD, PETER BROOKS | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER |
| HOWARD, DENNIS WILLARD | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER |
| STARR, JEFFREY HAROLD | MANAGING DIRECTOR, OPERATIONAL SERVICES |
| WURSTER, RICHARD A | PRESIDENT |
| NICHOLS, CHARLES | MANAGING DIRECTOR AND INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
6,104 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| ANDREW KEATING | SAN FRANCISCO | CA | S66|2003-06-02 | CERTIFIED FINANCIAL PLANNER | |||||
| RYAN FREIMUTH | SAN FRANCISCO | CA | S63|2015-05-12|S66|2016-10-07 | CERTIFIED FINANCIAL PLANNER | |||||
| JUSTIN BERTELSON | SAN FRANCISCO | CA | S66|2010-05-06 | ||||||
| GREGORY WOLDER | SAN FRANCISCO | CA | S63|2011-05-16|S66|2014-08-15 | ||||||
| ADAM SCHOENWALD | SAN FRANCISCO | CA | S66|2005-06-20 | CERTIFIED FINANCIAL PLANNER | |||||
| BRADLEY WATTS | SAN FRANCISCO | CA | S66|2024-03-09|S63|2023-10-18 | ||||||
| ERNEST MARTINEZ | SAN FRANCISCO | CA | S63|2000-09-11|S66|2006-10-13 | ||||||
| JUSTIN LEE | SAN FRANCISCO | CA | S65|2021-08-27|S63|2024-01-08 | ||||||
| KATLYN BERRETTINI | SAN FRANCISCO | CA | S63|2017-11-27|S66|2018-12-04 | ||||||
| KEVIN BORIACK | SAN FRANCISCO | CA | S63|1990-07-06 | CERTIFIED FINANCIAL PLANNER | |||||
| JOHN FIDURA | SAN FRANCISCO | CA | S63|2000-10-13|S65|2001-06-19 | ||||||
| TONI ELLIOTT | SAN FRANCISCO | CA | S63|2019-08-26|S66|2020-12-08 | ||||||
| CHRISTOPHER BOWEN | SAN FRANCISCO | CA | S65|2010-08-26|S66|2015-06-04 | ||||||
| DYLAN GREENE | SAN FRANCISCO | CA | S66|2016-06-16 | ||||||
| STEPHEN ROCKHILL | SAN FRANCISCO | CA | S63|1999-09-09|S66|2003-06-13 | ||||||
| KEVIN LAMARRE | SAN FRANCISCO | CA | S63|1986-03-13|S66|2010-09-23 | ||||||
| TODD CALDWELL | SAN FRANCISCO | CA | S63|1993-06-28|S65|1998-09-04 | CERTIFIED FINANCIAL PLANNER | |||||
| LESLIE KILLGORE | SAN FRANCISCO | CA | S63|1988-01-22|S66|2016-09-29 | CERTIFIED FINANCIAL PLANNER | |||||
| WELLS SCHELLER | SAN FRANCISCO | CA | S66|2012-07-13 | ||||||
| DANIEL LIGHTNER | SAN FRANCISCO | CA | S63|2011-11-28|S65|2021-09-18 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $0.0 | $0.0 | 0% | 30,065 | 0 | 0% |
| 2025-04-21 | $0.0 | $0.0 | 0% | 30,065 | 0 | 0% |
| 2024-04-02 | $0.0 | $0.0 | 0% | 29,350 | 715 | 2% |
| 2023-04-04 | $0.0 | $0.0 | 0% | 26,596 | 3,469 | 13% |
| 2022-04-01 | $0.0 | $0.0 | 0% | 22,914 | 7,151 | 31% |
| 2021-04-05 | $0.0 | $0.0 | 0% | 19,268 | 10,797 | 56% |
| 2020-04-01 | $0.0 | $0.0 | 0% | 17,325 | 12,740 | 74% |
| 2019-04-01 | $0.0 | $0.0 | 0% | 16,709 | 13,356 | 80% |
| 2018-04-02 | $0.0 | $0.0 | 0% | 14,879 | 15,186 | 102% |
| 2017-04-01 | $0.0 | $0.0 | 0% | 13,313 | 16,752 | 126% |
| 2016-04-01 | $0.0 | $0.0 | 0% | 12,717 | 17,348 | 136% |
| 2015-04-01 | $0.0 | $0.0 | 0% | 12,038 | 18,027 | 150% |
| 2014-04-01 | $0.0 | $0.0 | 0% | 13,500 | 16,565 | 123% |
| 2013-04-01 | $0.0 | $0.0 | 0% | 12,300 | 17,765 | 144% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, AK-08/18/1987, AL-03/10/1991, AR-08/04/1989, AZ-03/31/2023, CA-07/08/1997, CO-01/01/1999, CT-12/24/1997, DC-12/24/1993, DE-01/24/2011, FL-11/05/1987, GA-01/07/1990, HI-04/02/2002, IA-01/01/1999, ID-11/08/1995, IL-07/02/1987, IN-02/06/2001, KS-02/10/1998, KY-01/12/1999, LA-10/01/2001, MD-03/05/1991, ME-04/06/1995, MI-01/04/2008, MN-09/21/1987, MO-12/01/1997, MS-04/05/2002, MT-12/15/1995, NC-01/16/2001, ND-04/05/2002, NE-01/01/2002, NH-06/27/1988, NJ-03/14/1996, NM-01/27/1988, NV-12/05/1990, NY-11/10/1987, OH-01/01/2000, OK-01/01/1998, OR-01/04/2008, PA-01/04/2008, PR-09/14/1988, RI-03/26/1996, SC-09/23/2003, SD-09/17/1987, TN-03/31/2004, TX-09/02/1983, UT-11/17/1993, VA-07/15/1987, VI-03/30/2012, VT-02/07/1995, WA-06/27/1988, WI-05/16/1996, WV-09/03/1987, WY-07/10/2017 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING MANAGER SELECTION |
| OTHER ACTIVITIES |
|
BROKER DEALER INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV