CHARLES SCHWAB INVESTMENT MANAGEMENT, INC
Latest filing: Mar 27, 2025 (255 days ago)
AUM
$1,436,974,514,828
31% change vs. 1 year ago
105% change vs. 3 years ago
184% change vs. 5 years ago
437% change vs. 10 years ago
Employee Count
877
2% change vs. 1 year ago
-1% change vs. 3 years ago
63% change vs. 5 years ago
330% change vs. 10 years ago
Main Office
SAN FRANCISCO, CA
211 MAIN STREET, SAN FRANCISCO, CA, UNITED STATES, 94105
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1,415.0 |
| Non-Discretionary | $21.9 |
| Total | $1,437.0 |
| Client | AUM |
|---|---|
| Retail | $179.1 |
| Pooled | $1,250.6 |
| Institutional | $7.3 |
| Total | $1,437.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 712,894 | $98.0 |
| Average Individual AUM | $137,514 | |
| HNW | 126,594 | $81.1 |
| Average HNW AUM | $640,556 | |
| Retail Total | 839,488 | $179.1 |
| Average Retail AUM | $213,372 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $88.6 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $186.4 |
| Retail SMA AUM | $179.1 |
| Institutional SMA AUM | $7.3 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 17% | $31.7 |
| Equity Non-Exch | 1% | $1.9 |
| Govt Agency | 1% | $1.9 |
| Municipal | 10% | $18.6 |
| Sovereign | 0% | $0.0 |
| IG Credit | 4% | $7.5 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 60% | $111.8 |
| Other Pools | 2% | $3.7 |
| Cash | 5% | $9.3 |
| Other | 0% | $0.0 |
| Total | 100% | $186.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| TD AMERITRADE CLEARING, INC. | $0.0 | broker-dealer | 5633 |
| TD AMERITRADE, INC. | $0.0 | broker-dealer | 7870 |
| CHARLES SCHWAB PREMIER BANK | $0.0 | - | |
| CHARLES SCHWAB & CO., INC. | $0.0 | broker-dealer | 5393 |
| CHARLES SCHWAB BANK | $0.0 | - | |
| SCHWAB WEALTH ADVISORY, INC. | $0.0 | 159035 | |
| CHARLES SCHWAB TRUST COMPANY | $0.0 | trust company | - |
| CHARLES SCHWAB TRUST BANK | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
9 active
| Name | Title |
|---|---|
| WURSTER, RICHARD, A | DIRECTOR |
| AGUILAR CHAVEZ, OMAR | CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHIEF INVESTMENT OFFICER |
| CRAWFORD, PETER, BROOKS | DIRECTOR |
| FISCHER, MARK, DICKHUT | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER |
| MCMAHON, WILLIAM, PATRICK | CHIEF INVESTMENT OFFICER |
| MACGREGOR, CATHERINE, MARGARET | CHIEF LEGAL OFFICER |
| SEIDLITZ, JESSICA, ANN | CHIEF COMPLIANCE OFFICER |
| CASSIDY, PATRICK, S | CHIEF INVESTMENT OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
40 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| MARTIN WASMER | SAN FRANCISCO | CA | S63|1983-10-18|S65|2008-06-30 | ||||||
| WILLIAM MCMAHON | SAN FRANCISCO | CA | S66|1999-06-17 | CHARTERED FINANCIAL ANALYST | |||||
| JEFFREY YUN | SAN FRANCISCO | CA | S63|1998-09-25|S65|2006-04-24 | ||||||
| VIRAJ DESAI | SAN FRANCISCO | CA | CHARTERED FINANCIAL ANALYST | ||||||
| CATHERINE WEIGEL | SAN FRANCISCO | CA | S65|2003-04-11 | CERTIFIED FINANCIAL PLANNER | |||||
| JAMES STATEN | SAN FRANCISCO | CA | S66|2009-12-11 | CERTIFIED FINANCIAL PLANNER | |||||
| BRIAN DIXON | SAN FRANCISCO | CA | S65|2009-12-07 | CHARTERED FINANCIAL ANALYST | |||||
| TREVOR DURHAM | SAN FRANCISCO | CA | S65|2019-08-30 | ||||||
| SAM LASHIN | SAN FRANCISCO | CA | S65|2018-04-20|S63|2022-02-01 | ||||||
| JAMES SERHANT | SAN FRANCISCO | CA | S63|1995-11-28 | CHARTERED FINANCIAL ANALYST | |||||
| MATTHEW KUSS | SAN FRANCISCO | CA | S63|1999-08-12|S65|2020-11-13 | ||||||
| JONATHAN HANNA | SAN FRANCISCO | CA | CHARTERED FINANCIAL ANALYST | ||||||
| ELIZABETH MCHUGH | SAN FRANCISCO | CA | CERTIFIED FINANCIAL PLANNER | ||||||
| KELLY JOHNSON | SAN FRANCISCO | CA | S66|2001-12-04 | CHARTERED FINANCIAL ANALYST | |||||
| MATTHEW GUGLIEMINI | SAN FRANCISCO | CA | S66|2008-09-24 | CHARTERED FINANCIAL ANALYST | |||||
| JESSE RENDA | SAN FRANCISCO | CA | S65|2019-06-13 | ||||||
| GREGORY THOMAS | SAN FRANCISCO | CA | S63|1991-12-13|S65|2001-06-06 | ||||||
| STACIE LEE | SAN FRANCISCO | CA | S66|2009-03-10 | ||||||
| NICHOLAS GLENN | SAN FRANCISCO | CA | S63|2006-07-28|S66|2010-07-27 | ||||||
| JOHN MAJOROS | SAN FRANCISCO | CA | S63|1991-11-04 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $1,437.0 | $0.0 | 0% | 877 | 0 | 0% |
| 2025-04-21 | $1,437.0 | $0.0 | 0% | 877 | 0 | 0% |
| 2024-04-02 | $1,098.8 | $338.2 | 31% | 857 | 20 | 2% |
| 2023-04-04 | $782.6 | $654.4 | 84% | 1,007 | -130 | -13% |
| 2022-04-01 | $700.8 | $736.2 | 105% | 886 | -9 | -1% |
| 2021-04-05 | $609.9 | $827.0 | 136% | 782 | 95 | 12% |
| 2020-04-01 | $506.3 | $930.7 | 184% | 538 | 339 | 63% |
| 2019-04-01 | $379.3 | $1,057.7 | 279% | 492 | 385 | 78% |
| 2018-04-02 | $360.7 | $1,076.3 | 298% | 423 | 454 | 107% |
| 2017-04-01 | $302.2 | $1,134.7 | 375% | 360 | 517 | 144% |
| 2016-04-01 | $280.2 | $1,156.8 | 413% | 314 | 563 | 179% |
| 2015-04-01 | $267.5 | $1,169.5 | 437% | 204 | 673 | 330% |
| 2014-04-01 | $248.5 | $1,188.5 | 478% | 200 | 677 | 338% |
| 2013-04-01 | $224.5 | $1,212.5 | 540% | 200 | 677 | 338% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, AK-10/02/2003, AL-10/02/2003, AR-10/07/2003, AZ-10/02/2003, CA-10/02/2003, CO-10/02/2003, CT-10/02/2003, DC-10/02/2003, DE-11/07/2003, FL-10/06/2003, GA-10/02/2003, HI-10/02/2003, IA-10/02/2003, ID-10/02/2003, IL-11/05/2003, IN-10/02/2003, KS-10/02/2003, KY-10/02/2003, LA-10/02/2003, MA-10/02/2003, MD-10/02/2003, ME-10/02/2003, MI-10/02/2003, MN-10/28/2003, MO-10/02/2003, MS-10/02/2003, MT-10/02/2003, NC-10/02/2003, ND-10/02/2003, NE-10/02/2003, NH-10/02/2003, NJ-10/29/2003, NM-10/02/2003, NV-10/02/2003, NY-10/02/2003, OH-10/02/2003, OK-10/02/2003, OR-10/02/2003, PA-10/02/2003, PR-10/02/2003, RI-10/02/2003, SC-10/02/2003, SD-10/02/2003, TN-10/06/2003, TX-10/02/2003, UT-10/02/2003, VA-10/02/2003, VI-03/28/2013, VT-10/02/2003, WA-10/02/2003, WI-10/02/2003, WV-10/02/2003, WY-03/30/2018 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV